WHG on NYSE

Westwood Holdings Group
Logo: westwoodgroup.com4
US asset management firm based in Dallas, founded in 19831
In its 2026 annual report the company says: “Westwood Holdings Group, founded in 1983, through Westwood Management, provides investment advisory services to institutional investors, a family of mutual funds called the Westwood Funds®, other mutual funds, individual investors and clients of Westwood Trust.”14 Its shares trade on NYSE under the symbol WHG.1
$18.91 down 0.23 (1.23%)Price as of Oct 15, 2026 at 17:33 UTC
Last updated Oct 21, 2026.
Overview
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Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2025
What sells
Revenue by product, business segment and region, as the company reports it to the SEC.
Products and services
Asset Management brought in 39% of the revenue Westwood Holdings Group broke down this way in fiscal 2025.
Products and services by year
| Products and services | 2023 | 2024 | 2025 |
|---|---|---|---|
| Asset Management | $67.4M | $69.8M | $74.7M |
| Investment Advisory Services | $67.4M | $69.8M | $74.7M |
| Fiduciary and Trust | $20.2M | $21.4M | $21.6M |
| Trust Fee | $20.2M | $21.4M | $21.6M |
| Investment Performance | $1.3M | $1.4M | $874.0K |
| Other Revenue Misc Services | $534.0K | $1.7M | $346.0K |
| Trust performance-based fees | $349.0K | $482.0K | $260.0K |
Business segments
Advisory brought in 79% of the revenue Westwood Holdings Group broke down this way in fiscal 2025.
Business segments by year
| Business segments | 2023 | 2024 | 2025 |
|---|---|---|---|
| Advisory | $75.5M | $78.8M | $84.1M |
| Trust | $20.9M | $22.1M | $22.0M |
Regions
United States brought in 99% of the revenue Westwood Holdings Group broke down this way in fiscal 2025.
Regions by year
| Regions | 2023 | 2024 | 2025 |
|---|---|---|---|
| United States | $88.7M | $93.7M | $97.0M |
| CA [member] | $1.1M | $1.0M | $791.0K |
Where the money goes
Where each dollar of revenue went, fiscal 2025
- Other costs90¢$88.1M
- Income tax3¢$2.6M
- Profit7¢$7.1M
Out of $97.8M in revenue.6
Where each dollar of operating cash went, fiscal 2025
- Capital spending0¢$86.0K
- Dividends paid28¢$5.4M
- Kept or used elsewhere71¢$13.5M
Out of $18.9M of cash from operations.6
Financial statements
Every line of the income statement as filed: the last 3 fiscal years (annual) or 4 quarters (quarterly), latest first.6
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Other Revenue, Net | $346.0K | $1.7M | $534.0K |
| Total revenues | $97.8M | $94.7M | $89.8M |
| Employee compensation and benefits | $56.7M | $56.0M | $52.9M |
| Amortization of intangible assets | $3.9M | $4.1M | $4.1M |
| Unrealized Gain (Loss) on Investments | $1.9M | $0 | $6.0K |
| Net interest and dividend revenue | $1.7M | $2.2M | $1.2M |
| Other Income | $1.1M | $1.0M | $6.2M |
| Provision for income taxes | $2.6M | $1.8M | $2.9M |
| Net Income (Loss), Including Portion Attributable to Noncontrolling Interest | $7.1M | $2.2M | $10.6M |
| Sales and marketing | $2.7M | $2.7M | $3.0M |
| Westwood funds expense | $4.3M | $3.3M | $3.1M |
| Information technology | $10.9M | $9.7M | $9.7M |
| Professional services | $6.9M | $5.5M | $5.1M |
| Business Combination, Separately Recognized Transactions, Expenses and Losses Recognized | $0 | $0 | $209.0K |
| Operating Expenses | $92.8M | $93.9M | $83.8M |
| Other Comprehensive Income (Loss), Net of Tax, Portion Attributable to Noncontrolling Interest | $19.0K | -$4.0K | $1.1M |
| General and administrative | $11.3M | $11.9M | $12.5M |
| Foreign Currency Transaction Gain (Loss), before Tax | $0 | $4.9M | $2.8M |
| Operating Income (Loss) | $5.0M | $830.0K | $6.0M |
| Income (loss) before income taxes | $9.7M | $4.0M | $13.4M |
| Net income | $7.1M | $2.2M | $10.6M |
| Other comprehensive income (loss) | $994.0K | ||
| Total comprehensive income (loss) | $7.1M | $2.2M | $9.5M |
| Basic (in dollars per share) | $0.84 | $0.27 | $1.20 |
| Diluted (in dollars per share) | $0.79 | $0.26 | $1.17 |
| Basic (in shares) | 8.4M shares | 8.2M shares | 8.0M shares |
| Diluted (in shares) | 8.9M shares | 8.5M shares | 8.1M shares |
| Period ending | 2024-12-31 | 2024-09-30 | 2024-06-30 | 2024-03-31 |
|---|---|---|---|---|
| Total revenues | $20.5M | $15.4M | $15.6M | $17.2M |
| Income (loss) before income taxes | -$4.3M | -$1.0M | -$458.0K | $594.0K |
| Net income | -$3.1M | -$1.2M | -$378.0K | $50.0K |
| Basic (in dollars per share) | -$0.40 | -$0.15 | -$0.05 | $0.01 |
| Diluted (in dollars per share) | -$0.40 | -$0.15 | -$0.05 | $0.01 |
Every line of the balance sheet as filed: the last 4 fiscal years (annual) or 4 quarters (quarterly), latest first.6
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 |
|---|---|---|---|---|
| Cash and cash equivalents | $26.2M | $18.8M | $20.4M | $23.9M |
| Accounts Receivable, after Allowance for Credit Loss | $16.8M | $14.5M | ||
| Investments, at fair value | $21.4M | $27.7M | ||
| Investments under fair value measurement alternative | $15.7M | $10.7M | ||
| Prepaid Taxes | $0 | $295.0K | ||
| Other Assets | $7.5M | $6.8M | ||
| Equity Method Investments | $4.3M | $4.2M | $4.3M | |
| Goodwill | $39.5M | $39.5M | $39.5M | |
| Deferred income taxes | $2.5M | $2.2M | ||
| Intangible assets, net | $18.2M | $21.7M | ||
| Property and equipment, net of accumulated depreciation of $_,___ and $10,078 | $536.0K | $951.0K | ||
| Assets | $162.3M | $150.0M | $155.2M | |
| Accounts payable and accrued liabilities | $7.6M | $6.4M | ||
| Dividends payable | $2.7M | $2.5M | ||
| Compensation and benefits payable | $13.6M | $10.9M | ||
| Asset Acquisition, Contingent Consideration, Liability | $0 | $4.7M | ||
| Total liabilities | $35.6M | $27.7M | ||
| Common stock, $0.01 par value, authorized 25,000,000 shares, issued 11,___,___ and 11,856,737, respectively and outstanding 9,___,___ and 9,140,760, respectively | $124.0K | $122.0K | ||
| Additional paid-in capital | $206.1M | $202.2M | ||
| Treasury stock, at cost 2,___,___ and 2,715,977, respectively | -$89.6M | -$88.3M | ||
| Retained earnings (accumulated deficit) | $9.0M | $6.2M | ||
| Total Westwood Holdings Group, Inc. stockholders equity | $125.6M | $120.3M | $110.6M | |
| Noncontrolling Interest | $1.1M | $2.0M | ||
| Stockholders' Equity, Total | $126.7M | $122.3M | $122.4M | |
| Total liabilities and stockholders equity | $162.3M | $150.0M | ||
| Operating Lease, Right-of-Use Asset | $9.7M | $2.6M | ||
| Operating Lease, Liability | $10.2M | |||
| Operating Lease, Liability, Current | $10.2M | $3.2M | ||
| Taxes Payable | $1.5M | $0 | ||
| Property and equipment, accumulated depreciation | $8.4M | $10.1M | ||
| Common stock, par value | $0.01 | $0.01 | ||
| Common stock, shares authorized | 25.0M shares | 25.0M shares | ||
| Common stock, shares issued | 10.2M shares | |||
| Common stock, shares outstanding | 8.9M shares | |||
| Treasury stock, shares | 1.3M shares |
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 |
|---|---|---|---|---|
| Cash and cash equivalents | $26.2M | $18.8M | $20.4M | $23.9M |
| Accounts Receivable, after Allowance for Credit Loss | $16.8M | $14.5M | ||
| Investments, at fair value | $21.4M | $27.7M | ||
| Investments under fair value measurement alternative | $15.7M | $10.7M | ||
| Prepaid Taxes | $0 | $295.0K | ||
| Other Assets | $7.5M | $6.8M | ||
| Equity Method Investments | $4.3M | $4.2M | $4.3M | |
| Goodwill | $39.5M | $39.5M | $39.5M | |
| Deferred income taxes | $2.5M | $2.2M | ||
| Intangible assets, net | $18.2M | $21.7M | ||
| Property and equipment, net of accumulated depreciation of $_,___ and $10,078 | $536.0K | $951.0K | ||
| Assets | $162.3M | $150.0M | $155.2M | |
| Accounts payable and accrued liabilities | $7.6M | $6.4M | ||
| Dividends payable | $2.7M | $2.5M | ||
| Compensation and benefits payable | $13.6M | $10.9M | ||
| Asset Acquisition, Contingent Consideration, Liability | $0 | $4.7M | ||
| Total liabilities | $35.6M | $27.7M | ||
| Common stock, $0.01 par value, authorized 25,000,000 shares, issued 11,___,___ and 11,856,737, respectively and outstanding 9,___,___ and 9,140,760, respectively | $124.0K | $122.0K | ||
| Additional paid-in capital | $206.1M | $202.2M | ||
| Treasury stock, at cost 2,___,___ and 2,715,977, respectively | -$89.6M | -$88.3M | ||
| Retained earnings (accumulated deficit) | $9.0M | $6.2M | ||
| Total Westwood Holdings Group, Inc. stockholders equity | $125.6M | $120.3M | $110.6M | |
| Noncontrolling Interest | $1.1M | $2.0M | ||
| Stockholders' Equity, Total | $126.7M | $122.3M | $122.4M | |
| Total liabilities and stockholders equity | $162.3M | $150.0M | ||
| Operating Lease, Right-of-Use Asset | $9.7M | $2.6M | ||
| Operating Lease, Liability | $10.2M | |||
| Operating Lease, Liability, Current | $10.2M | $3.2M | ||
| Taxes Payable | $1.5M | $0 | ||
| Property and equipment, accumulated depreciation | $8.4M | $10.1M | ||
| Common stock, par value | $0.01 | $0.01 | ||
| Common stock, shares authorized | 25.0M shares | 25.0M shares | ||
| Common stock, shares issued | 10.2M shares | |||
| Common stock, shares outstanding | 8.9M shares | |||
| Treasury stock, shares | 1.3M shares |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 3 fiscal years, latest first.6
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Net income | $7.1M | $2.2M | $10.6M |
| Depreciation | $501.0K | $602.0K | $670.0K |
| Amortization of intangible assets | $3.9M | $4.1M | $4.1M |
| Net change in unrealized appreciation on investments | -$2.0M | -$790.0K | -$839.0K |
| Stock-based compensation expense | $5.1M | $5.5M | $6.5M |
| Deferred income taxes | -$208.0K | -$1.5M | $1.0M |
| Gain (Loss) on Sale of Assets and Asset Impairment Charges | $0 | $0 | $69.0K |
| Gain (Loss) on Sale of Leased Assets, Net, Operating Leases | $0 | $0 | -$119.0K |
| Fair Value, Option, Changes in Fair Value, Gain (Loss) | $0 | $4.9M | -$2.8M |
| Insurance proceeds | $0 | $0 | -$5.0M |
| Gain on asset disposition | $1.0M | $1.1M | $1.1M |
| Net (purchases) sales of investments investments at fair value | $6.4M | $6.0M | -$16.6M |
| Accounts receivable | -$2.3M | -$59.0K | $135.0K |
| Other assets | -$720.0K | -$1.2M | $660.0K |
| Accounts payable and accrued liabilities | $1.2M | $283.0K | -$447.0K |
| Compensation and benefits payable | $2.7M | $1.4M | $851.0K |
| Income taxes receivable and payable | $1.8M | -$90.0K | $241.0K |
| Operating lease liabilities | -$1.1M | -$1.4M | -$1.4M |
| Sale of investments | $0 | $0 | $741.0K |
| Proceeds from Insurance Settlement, Investing Activities | $0 | $0 | $5.0M |
| Purchases of investments | -$3.1M | -$3.5M | $0 |
| Payments to Acquire Investments | -$86.0K | $109.0K | $147.0K |
| Purchases of treasury stock | $0 | -$1.3M | $0 |
| Restricted stock returned for payment of taxes | -$1.3M | -$939.0K | -$862.0K |
| Other Payments to Acquire Businesses | -$201.0K | -$10.4M | $0 |
| Cash dividends | -$5.4M | -$5.4M | -$5.5M |
| Noncontrolling Interest, Decrease from Distributions to Noncontrolling Interest Holders | -$438.0K | ||
| Payments to Acquire Additional Interest in Subsidiaries | -$515.0K | ||
| Net increase (decrease) in cash and cash equivalents | $7.4M | -$1.6M | -$3.4M |
| Cash paid during the year for income taxes | $1.0M | $3.4M | $1.6M |
| Right-of-use assets obtained in exchange for operating lease liabilities | $8.1M | $0 | $173.0K |
| Accrued dividends | $2.7M | $2.5M | $2.4M |
| Payments to Acquire Intangible Assets | -$449.0K | -$1.0M | $0 |
| Cash Provided by (Used in) Operating Activity, Including Discontinued Operation | $18.9M | $21.1M | -$1.2M |
| Cash Provided by (Used in) Investing Activity, Including Discontinued Operation | -$3.7M | -$4.6M | $4.1M |
| Cash Provided by (Used in) Financing Activity, Including Discontinued Operation | -$7.9M | -$18.1M | -$6.4M |
| Payment for Contingent Consideration Liability, Operating Activities | -$4.4M |
No quarter-by-quarter statement was filed.
Corporate structure
Westwood Holdings Group sits at the top of its group. 8 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Westwood Holdings Group
- GAMCO Investors Filed SCHEDULE 13D/A on Westwood Holdings Group, latest Aug 12, 2026 (2 filings since Jul 14, 2025)
- DEPRINCE RACE & ZOLLO INC Filed SCHEDULE 13G/A on Westwood Holdings Group, latest Jan 15, 2026 (6 filings since Feb 14, 2022)
- BlackRock Filed SCHEDULE 13G on Westwood Holdings Group, latest Oct 17, 2025
- Settian Capital LP Filed SCHEDULE 13D on Westwood Holdings Group, latest Aug 4, 2025
- Brian O. Casey Filed SC 13G on Westwood Holdings Group, latest Nov 14, 2024
- RENAISSANCE TECHNOLOGIES LLC Filed SCHEDULE 13G/A on Westwood Holdings Group, latest Nov 13, 2024 (4 filings since Feb 11, 2022)
- Hoak Public Equities, LP Filed SC 13D/A on Westwood Holdings Group, latest Nov 7, 2024 (3 filings since Dec 13, 2023)
- Allspring Global Investments Holdings, LLC Filed SC 13G/A on Westwood Holdings Group, latest Jan 12, 2024 (3 filings since Jan 19, 2022)
- JCP Investment Management, LLC Filed SC 13D/A on Westwood Holdings Group, latest Nov 29, 2023 (4 filings since Jan 5, 2022)
- PERELLA WEINBERG PARTNERS LP Filed SC 13G on Westwood Holdings Group, latest Feb 25, 2022
- VANGUARD GROUP INC Filed SC 13G/A on Westwood Holdings Group, latest Feb 10, 2022
- Wells Fargo Filed SC 13G/A on Westwood Holdings Group, latest Jan 27, 2022
- Westwood Holdings Group Dallas
- Blue Bird Corp Stake · Macon, Georgia
- CHUY'S HOLDINGS, INC. Stake · Austin, Texas
- Once Upon a Farm, PBC Stake · Berkeley, California
- Plymouth Industrial REIT, Inc. Stake · Boston, Massachusetts
- Radius Global Infrastructure, Inc. Stake · Bala Cynwyd, Pennsylvania
- Sonic Automotive Stake · Charlotte, North Carolina, United States
- Vital Energy, Inc. Stake · Wilmington, Delaware, United States
Built from major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (7 companies). Each entity in the chart links to its source.
What it owns
What Westwood Holdings Group reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Accumulated depreciation | $8.4M6 Dec 31, 2025 | $10.1M6 Dec 31, 2024 | −16.4% |
| Property and equipment, net | $536.0K6 Dec 31, 2025 | $951.0K6 Dec 31, 2024 | −43.6% |
| Operating-lease assets (leased space) | $9.7M6 Dec 31, 2025 | $2.6M6 Dec 31, 2024 | +278.1% |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $26.2M6 Dec 31, 2025 | $18.8M6 Dec 31, 2024 | +39.3% |
| Marketable securities, current | $21.4M6 Dec 31, 2025 | $27.7M6 Dec 31, 2024 | −22.6% |
| Stakes in other companies (equity method) | $4.3M6 Dec 31, 2025 | $4.2M6 Dec 31, 2024 | +1.2% |
Intangibles and goodwill
| Item | Latest | A year before | Change |
|---|---|---|---|
| Goodwill | $39.5M6 Dec 31, 2025 | $39.5M6 Dec 31, 2024 | 0% |
| Finite-lived intangibles, gross | $41.5M6 Dec 31, 2025 | $41.7M6 Dec 31, 2024 | −0.5% |
| Accumulated amortization | $23.3M6 Dec 31, 2025 | $20.1M6 Dec 31, 2024 | +16.2% |
| Finite-lived intangibles, net | $18.2M6 Dec 31, 2025 | $21.7M6 Dec 31, 2024 | −16.0% |
Properties, in its own words
Westwood, Westwood Management and Westwood Trust conduct their principal operations using approximately 30,000 square feet of leased office space in Dallas, Texas pursuant to a lease with an initial term that expires in 2036. In addition, we lease approximately 11,000 square feet of office space in Houston, Texas pursuant to a lease that expires in September 2029. We lease a limited amount of office space in Chicago, Illinois.
We monitor these facilities to ensure their adequacy to serve our anticipated business needs.
Item 2 of the 10-K filed Mar 4, 2026.14
Leadership
Who has led Westwood Holdings Group, and when. Pick a name to see everywhere that person has worked.
Chief executive
Chief financial officer
Chief operating officer
- Chief executive officerBrian O. Casey May 30, 2006 to now15
- PresidentFabian Gomez Feb 27, 2023 to now16
- PresidentLeah Bennett Jun 8, 2022 to Feb 27, 202417
- PresidentRandall L. Root Mar 5, 2014 to Mar 5, 201418
- PresidentBrian O. Casey May 30, 2006 to Feb 28, 202215
- Chief financial officerMurray Forbes Iii. Oct 10, 2018 to now19
- Chief financial officerTiffany B. Kice Aug 20, 2014 to Oct 24, 201820
- Chief financial officerMark A. Wallace Nov 8, 2012 to Feb 25, 201421
- Chief financial officerWilliam R. Hardcastle Jr. Jul 31, 2006 to May 2, 201422
- Chief operating officerJohn Porter Montgomery Jun 8, 2022 to Sep 12, 202323
- Chief operating officerFabian Gomez Feb 15, 2018 to Jun 8, 202224
Board members and other officers (27)
- Head of DistributionDavid O. Linton Apr 24, 2025 to now25
- Head of Legal, CCOJohn Anthony Ehinger Jr. Apr 5, 2023 to now26
- ControllerMatthew Mazzei Nov 17, 2023 to now27
- CIO, Multi-Asset Inv.Adrian Helfert Jun 8, 2022 to now28
- Head, U.S. Value Inv.Matthew Lockridge Jun 8, 2022 to now29
- Head of Institutional SalesSteve Paddon Oct 10, 2018 to Jun 2, 202230
- Principal Accounting OfficerPeter Francis Pastorelle Feb 25, 2014 to Feb 25, 201431
- Pres, Westwood Trust DallasRandall L. Root Jun 4, 2014 to Feb 27, 201732
- Controller (Prin Acct Officer)Michael Craig Whitten Feb 26, 2007 to Apr 26, 201333
- Chief Investment OfficerSusan M. Byrne May 30, 2006 to Feb 7, 201234
- Senior Vice PresidentJoyce A. Schaer Jul 31, 2006 to Jul 2, 200735
- Executive Vice PresidentPatricia Fraze Jul 31, 2006 to Jul 31, 200636
- Board memberJ. Hale Hoak Apr 24, 2025 to now37
- Board memberKatherine Murray Apr 24, 2025 to now38
- Board memberJanice Ryan Jun 20, 2025 to now39
- Board memberRandy A. Bowman May 28, 2021 to now40
- Board memberEllen H. Masterson Apr 22, 2014 to now41
- Board memberMartin J. Weiland Dec 3, 2010 to Apr 26, 201842
- Board memberGeoffrey Norman Apr 30, 2007 to now43
- Board memberRobert Doyle McTeer Jr. Jul 30, 2007 to Apr 26, 201844
- Board memberRichard M. Frank Feb 10, 2006 to May 20, 202445
- Board memberBrian O. Casey May 30, 2006 to now15
- Board memberSusan M. Byrne May 30, 2006 to Apr 27, 202334
- Board memberJon L. Mosle Jr. Jul 31, 2006 to Mar 29, 201146
- Board memberRaymond E. Wooldridge Jul 31, 2006 to Nov 3, 202147
- Board memberTom C. Davis Jul 31, 2006 to Aug 22, 201248
- General counselJulie Kramer Gerron Mar 5, 2014 to May 2, 202349
Timeline
- Aug 6, 20268-K Results of operations; Regulation FD disclosure50
- May 5, 20268-K Executive or director change; Shareholder vote51
- Apr 30, 20268-K Results of operations; Regulation FD disclosure52
- Feb 13, 20268-K Results of operations; Regulation FD disclosure53
- Oct 30, 20258-K Results of operations; Regulation FD disclosure54
- Aug 8, 20258-K Results of operations; Regulation FD disclosure55
- Jun 3, 20258-K Executive or director change56
- May 5, 20258-K Executive or director change; Shareholder vote57
- Apr 30, 20258-K Results of operations; Regulation FD disclosure58
- Mar 6, 20258-K Executive or director change59
- Feb 12, 20258-K Results of operations; Regulation FD disclosure60
- Dec 5, 20248-K Bylaws or fiscal year changed61
- May 30, 2006New chief executive Brian O. Casey becomes CEO15
- 1983Founded Founded1
Calendar
Coming up
- Oct 29, 2026Reports results for the quarter ending Sep/202662
When it reported results
- Aug 6, 2026Reported quarterly or annual results50
- Apr 30, 2026Reported quarterly or annual results52
- Feb 13, 2026Reported quarterly or annual results53
- Oct 30, 2025Reported quarterly or annual results54
- Aug 8, 2025Reported quarterly or annual results55
- Apr 30, 2025Reported quarterly or annual results58
- Feb 12, 2025Reported quarterly or annual results60
- Oct 30, 2024Reported quarterly or annual results63
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
261 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 35 major events, 129 insider forms, 28 large holders, 49 other. The latest 20:
- Aug 24, 2026N-PX EDGAR
- Aug 14, 202613F-HR EDGAR
- Aug 12, 2026SCHEDULE 13D/A EDGAR
- Aug 7, 20264 EDGAR
- Aug 6, 202610-Q EDGAR
- Aug 6, 20268-K EDGAR
- Jul 7, 20264 EDGAR
- Jul 1, 2026144 EDGAR
- Jul 1, 20264/A EDGAR
- Jul 1, 20264/A EDGAR
- Jun 30, 20264 EDGAR
- Jun 25, 20264 EDGAR
- Jun 22, 20264 EDGAR
- Jun 16, 20264 EDGAR
- Jun 12, 20264 EDGAR
- Jun 9, 20264 EDGAR
- Jun 2, 20264 EDGAR
- May 28, 20264 EDGAR
- May 22, 20264 EDGAR
- May 18, 20264 EDGAR
The 261 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
104 open-market trades by officers, directors and large owners since October 2021: 12 buys and 92 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Jul 2, 2026 | BYRNE SUSAN M | Sale | 4,481 | $19.88 | $89.1K | Form 4 |
| Jul 1, 2026 | BYRNE SUSAN M | Sale | 3,584 | $19.35 | $69.3K | Form 4 |
| Jun 30, 2026 | BYRNE SUSAN M | Sale | 1,091 | $19.17 | $20.9K | Form 4 |
| Jun 30, 2026 | BYRNE SUSAN M | Sale | 1,091 | $19.17 | $20.9K | Form 4 |
| Jun 29, 2026 | BYRNE SUSAN M | Sale | 7,192 | $20.03 | $144.1K | Form 4 |
| Jun 29, 2026 | BYRNE SUSAN M | Sale | 7,129 | $20.03 | $142.8K | Form 4 |
| Jun 26, 2026 | BYRNE SUSAN M | Sale | 4,274 | $19.39 | $82.9K | Form 4 |
| Jun 26, 2026 | BYRNE SUSAN M | Sale | 4,274 | $19.39 | $82.9K | Form 4 |
| Jun 25, 2026 | BYRNE SUSAN M | Sale | 500 | $18.21 | $9.1K | Form 4 |
| Jun 24, 2026 | BYRNE SUSAN M | Sale | 1,300 | $18.32 | $23.8K | Form 4 |
| Jun 23, 2026 | BYRNE SUSAN M | Sale | 2,500 | $18.45 | $46.1K | Form 4 |
| Jun 22, 2026 | BYRNE SUSAN M | Sale | 1,000 | $18.31 | $18.3K | Form 4 |
| Jun 22, 2026 | BYRNE SUSAN M | Sale | 1,000 | $18.31 | $18.3K | Form 4 |
| Jun 18, 2026 | BYRNE SUSAN M | Sale | 1,594 | $18.35 | $29.2K | Form 4 |
| Jun 18, 2026 | BYRNE SUSAN M | Sale | 1,549 | $18.35 | $28.4K | Form 4 |
| Jun 17, 2026 | BYRNE SUSAN M | Sale | 350 | $18.10 | $6.3K | Form 4 |
| Jun 17, 2026 | BYRNE SUSAN M | Sale | 350 | $18.10 | $6.3K | Form 4 |
| Jun 16, 2026 | BYRNE SUSAN M | Sale | 1,634 | $18.29 | $29.9K | Form 4 |
| Jun 15, 2026 | BYRNE SUSAN M | Sale | 2,910 | $17.96 | $52.3K | Form 4 |
| Jun 12, 2026 | BYRNE SUSAN M | Sale | 4,367 | $17.86 | $78.0K | Form 4 |
All 104 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- GAMCO InvestorsSCHEDULE 13D/A, 2 filings Jul 14, 2025 to Aug 12, 202664
- DEPRINCE RACE & ZOLLO INCSCHEDULE 13G/A, 6 filings Feb 14, 2022 to Jan 15, 202665
- BlackRockSCHEDULE 13G, 1 filing Oct 17, 202566
- Settian Capital LPSCHEDULE 13D, 1 filing Aug 4, 202567
- Brian O. CaseySC 13G, 1 filing Nov 14, 202468
- RENAISSANCE TECHNOLOGIES LLCSCHEDULE 13G/A, 4 filings Feb 11, 2022 to Nov 13, 202469
- Hoak Public Equities, LPSC 13D/A, 3 filings Dec 13, 2023 to Nov 7, 202470
- Allspring Global Investments Holdings, LLCSC 13G/A, 3 filings Jan 19, 2022 to Jan 12, 202471
- JCP Investment Management, LLCSC 13D/A, 4 filings Jan 5, 2022 to Nov 29, 202372
- PERELLA WEINBERG PARTNERS LPSC 13G, 1 filing Feb 25, 202273
- VANGUARD GROUP INCSC 13G/A, 1 filing Feb 10, 202274
- Wells FargoSC 13G/A, 1 filing Jan 27, 202275
Stakes it holds
Westwood Holdings Group has told the SEC it owns more than 5% of 7 companies, latest first (Schedules 13D and 13G).
- Once Upon a Farm, PBCSCHEDULE 13G/A May 27, 2026 to Aug 12, 202676
- Blue Bird CorpSC 13G Nov 14, 202477
- Vital Energy, Inc.SC 13G Nov 14, 202478
- CHUY'S HOLDINGS, INC.SC 13G Feb 25, 202279
- Plymouth Industrial REIT, Inc.SC 13G Feb 25, 202280
- Radius Global Infrastructure, Inc.SC 13G Feb 25, 202281
- Sonic AutomotiveSC 13G Feb 25, 202282
Executive pay
What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.
| Year | Executive | Age | Salary | Total pay |
|---|---|---|---|---|
| 2025 | Brian O. Casey | 62 | $750.0K | $2.6M83 |
| 2025 | Fabian Gomez | $441.7K | $1.5M83 | |
| 2025 | David O. Linton | $320.8K | $978.0K83 | |
| 2024 | Chief Executive Officer of Westwood Holdings Group | $750.0K | $2.1M83 | |
| 2024 | President and Chief Operating Officer | $400.0K | $1.2M83 | |
| 2023 | Chief Executive Officer of Westwood Holdings Group | $750.0K | $2.1M83 | |
| 2023 | President and Chief Operating Officer | $400.0K | $864.7K83 |
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 69. Change is in shares since the quarter before.
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How Westwood Holdings Group is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARWESTWOOD HOLDINGS GROUP INC2
- CIK0001165002
- Employer ID (EIN)75-296999714
- Filer statusNon-accelerated filer not an emerging growth company; not a smaller reporting company; not a shell company14
- Incorporated inDelaware14
- Fiscal year endsDecember 312
- Industry code (SIC)6282 Investment Advice2
- SEC reviewing officeOffice of Finance, Division of Corporation Finance2
- Business address200 Crescent Court, Suite 1200, Dallas, TX 752012
- Phone21475669002
- Shares outstanding9,484,473 shares as of Feb 27, 202614
- Public float$98.5M as of Jun 30, 202514
- AuditorBDO USA, P.C., Dallas, Texas PCAOB ID 24314
- On EDGAR sinceFeb 8, 20022
- Filings1,605 in all: 4 (945), 8-K (175), SC 13G/A (74), 10-Q (73), 13F-HR (53), SC 13G (35), 4/A (34), 3 (32)2
All 36 form types
SC 13D/A (26), 10-K (24), DEF 14A (24), S-8 (18), ARS (13), 144 (12), UPLOAD (9), CORRESP (7), 13F-HR/A (6), 8-K/A (6), 10-12B/A (5), PRE 14A (5), SC 13D (4), SCHEDULE 13G/A (4), DEFA14A (3), N-PX (3), 3/A (2), SCHEDULE 13D/A (2), SCHEDULE 13G (2), 10-12B (1), 25-NSE (1), 5 (1), 8-A12B (1), CERT (1), CERTNYS (1), DEFR14A (1), S-3 (1), SCHEDULE 13D (1)
- Latest filingsAnnual report (10-K) Mar 4, 2026
Quarterly report (10-Q) Aug 6, 2026
Proxy statement (DEF 14A) Mar 13, 2026
Latest 8-K (8-K) Aug 6, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| Common Stock, par value $0.01 per share | WHG | New York Stock Exchange |
From the cover page of the 10-K filed Mar 4, 2026 (Section 12(b) of the Exchange Act).14
Risk factors and legal proceedings
The risks Westwood Holdings Group names in Item 1A of its 10-K filed Mar 4, 2026: 27 risks under these headings, as written.14
- We believe these represent the material risks currently facing our business. Our business, financial condition or results of operations could be materially adversely affected by these risks. The trading price of our common stock could decline due to any of these risks, and you may lose all or part of your investment. You should carefully consider the risks described below before making an investment decision. You should also refer to the other information included or incorporated by reference in this Report, including our financial statements and related notes.
- Risks Related to the Investment Industry
- Our results of operations depend upon the market value and composition of AUM and AUA, which can fluctuate significantly based on various factors, some of which are beyond our control.
- The investment management and wealth management industry is highly competitive and innovative.
- Some of our strategies invest in the securities of non-U.S. companies, which involve foreign currency exchange, tax, political, social and economic uncertainties and risks.
- Legal and Regulatory Risks
- Our business involves risks of being engaged in litigation and liability that could increase our expenses and reduce our results of operations.
- Business and Operational Risks
- Due to the substantial cost and time required to introduce new investment strategies or expand the market for current strategies, we may not be able to successfully introduce investment strategies in a timely manner, or at all.
- Damage to our reputation could harm our business and have a material adverse effect on our results of operations.
- Our success depends on certain key employees and our ability to attract and develop new, talented professionals. Our inability to attract and retain key employees could compromise our future success.
- Failure to perform operational tasks or the misrepresentation of products and services could have an adverse effect on our reputation and our business, financial condition and results of operations.
The other 18 risks
- Failure to select appropriate third-party vendors and apply appropriate oversight of third-party vendors could disrupt our operations and have a material adverse effect on our business, financial condition and results of operations.
- We are a holding company dependent on the operations and funds of our subsidiaries.
- Technology and Privacy Risks
- Failure to implement and maintain effective cybersecurity controls could disrupt our operations and have a material adverse effect on our results of operations, reputation and stock price.
- Our business is vulnerable to systems failures that could have a material adverse effect on our business, financial condition and results of operations.
- Misuse of assets and information in the possession of our employees and third-party vendors could damage our reputation and result in costly litigation and liability for our clients and us.
- Risks Related to Ownership of Stock and Corporate Governance
- Our stock is thinly traded and may be subject to volatility.
- Distributions to our common stockholders have included and may in the future include a return of capital.
- Actions of activist stockholders could cause us to incur substantial costs, divert the attention and resources of our management and the Board of Directors, and have an adverse effect on our business and stock price.
- Risks Related to our Clients
- Competitive fee pressures could reduce revenues and profit margins.
- Our business is dependent on investment advisory, sub-advisory, and trust agreements that are subject to termination or non-renewal and investments we manage under such agreements may be redeemed. As a result, we could lose clients on very short notice.
- A small number of clients account for a substantial portion of our business, and a reduction or loss of business with any of these clients could have a material adverse effect on our business, financial condition and results of operations.
- General Risk Factors
- We have made and may continue to make business combinations as a part of our business strategy, which may present risks and uncertainties.
- Failure to effectively execute our strategic growth plan could result in damage to our reputation and could have a material adverse effect on our business, financial condition and results of operations.
- Various factors may hinder the declaration and payment of dividends.
- We may not be able to fund future capital requirements on favorable terms, if at all.
- Failure to properly identify and address conflicts of interest could harm our reputation or cause clients to withdraw funds, which could adversely affect our business and results of operations.
- Insurance coverage may be inadequate to cover legal and regulatory proceedings.
- Failure to maintain effective internal controls could have a material adverse effect on our business and stock price.
Legal proceedings
We are subject from time to time to certain claims and legal proceedings arising in the ordinary course of our business.
The opening of Item 3, Legal Proceedings.14
Links
- Websitewestwoodgroup.com1
- WikidataQ21010691
- SEC EDGARCIK 1165002
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 4Company websiteWestwood Holdings Group logo
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- 16SEC EDGARFabian Gomez, President
- 17SEC EDGARLeah Bennett, President
- 18SEC EDGARRandall L. Root, President
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- 27SEC EDGARMatthew Mazzei, Controller
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- 37SEC EDGARJ. Hale Hoak, Board member
- 38SEC EDGARKatherine Murray, Board member
- 39SEC EDGARJanice Ryan, Board member
- 40SEC EDGARRandy A. Bowman, Board member
- 41SEC EDGAREllen H. Masterson, Board member
- 42SEC EDGARMartin J. Weiland, Board member
- 43SEC EDGARGeoffrey Norman, Board member
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- 45SEC EDGARRichard M. Frank, Board member
- 46SEC EDGARJon L. Mosle Jr., Board member
- 47SEC EDGARRaymond E. Wooldridge, Board member
- 48SEC EDGARTom C. Davis, Board member
- 49SEC EDGARJulie Kramer Gerron, General counsel
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- 56SEC EDGARExecutive or director change
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