Private company
Zosano Pharma Corp
American pharmaceutical preparations company based in Fremont, no longer active2
In its 2022 annual report the company says: “Zosano Pharma Corporation is a clinical-stage biopharmaceutical company focused on providing rapid systemic administration of therapeutics and other bioactive molecules to patients using our proprietary transdermal microneedle system. Our System is designed to facilitate rapid drug absorption into the bloodstream, and to provide an improved pharmacokinetic profile compared to original dosage forms.”54
Last updated Oct 21, 2026.
Overview
- IndustryPharmaceutical Preparations2
- HeadquartersFremont, United States2
- Incorporated inDE3
- Business address34790 Ardentech Court, Fremont, Ca 945553
- Filer categoryNon-accelerated filer, Smaller reporting company3
- Legal formCorporation2
- LEI5493006NX8EN835MNW492
- StatusInactive2
- LEI statusRetired2
- Registered addressC/O THE CORPORATION TRUST COMPANY, 19801 Wilmington, United States2
- Registered withDivision of Corporations, Department of State, 51010272
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2021
Where the money goes
Where each dollar of revenue went, fiscal 2021
- Cost of revenue4¢$796.0K
- Research and development96¢$21.0M
- Interest1¢$189.0K
Out of $785.0K in revenue.4 The company lost money this year.
Financial statements
No quarterly figures reported.
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|
| Revenue | $313.0K5 | $06 | $07 | $08 | $09 | $224.0K4 | $785.0K4 |
| Cost of revenue | $09 | $171.0K4 | $796.0K4 | ||||
| Research and development | $20.4M5 | $20.5M6 | $20.1M7 | $25.5M8 | $25.4M9 | $21.6M4 | $21.0M4 |
| Operating expenses | $32.3M4 | ||||||
| Operating income | -$26.4M5 | -$28.6M6 | -$28.4M7 | -$35.4M8 | -$37.2M9 | -$32.8M4 | -$31.5M4 |
| Interest | $817.0K7 | $379.0K8 | $523.0K9 | $719.0K4 | $189.0K4 | ||
| Income before tax | -$29.9M4 | ||||||
| Income tax | $05 | $06 | $07 | $08 | $09 | $04 | $04 |
| Net income | -$28.4M5 | -$29.8M6 | -$29.1M7 | -$35.4M8 | -$37.6M9 | -$33.4M4 | -$29.9M4 |
| Earnings per share | -$0.494 | -$0.274 | |||||
| Earnings per share (diluted) | -$0.494 | -$0.274 | |||||
| Shares (weighted, basic) | 112.1M shares4 | ||||||
| Shares (weighted, diluted) | 112.1M shares4 |
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|
| Cash | $6.6M6 | $15.0M6 | $11.7M7 | $9.1M8 | $6.3M9 | $35.3M4 | $11.0M4 |
| Current assets | $37.3M5 | $15.3M6 | $13.4M7 | $23.4M8 | $6.8M9 | $35.7M4 | $11.6M4 |
| Property, plant and equipment | $32.6M4 | ||||||
| Total assets | $45.3M5 | $20.9M6 | $18.0M7 | $35.8M8 | $37.7M9 | $72.0M4 | $48.4M4 |
| Accounts payable | $2.1M4 | ||||||
| Short-term debt | $04 | ||||||
| Current liabilities | $6.9M5 | $9.8M6 | $10.5M7 | $11.3M8 | $16.2M9 | $14.5M4 | $11.1M4 |
| Long-term debt | $15.3M5 | $12.5M6 | $6.7M6 | $09 | $812.0K4 | $04 | |
| Total liabilities | $18.8M5 | $16.4M6 | $11.0M7 | $17.1M8 | $28.3M9 | $24.5M4 | $15.4M4 |
| Retained earnings | -$362.1M4 | ||||||
| Shareholders’ equity | $26.5M6 | $4.5M7 | $7.0M8 | $18.7M9 | $9.4M4 | $47.5M4 | $33.0M4 |
| Shares outstanding | 12.0M shares5 | 840.8K shares6 | 2.0M shares7 | 12.0M shares8 | 23.5M shares9 | 102.1M shares4 | 120.2M shares4 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|
| Cash from operations | -$29.1M8 | -$34.8M9 | -$31.7M4 | -$27.6M4 | |||
| Depreciation and amortization | $1.8M4 | ||||||
| Stock-based compensation | $1.9M4 | ||||||
| Capital spending | $432.0K5 | $287.0K5 | $1.2M7 | $5.5M8 | $11.8M9 | $8.5M4 | $5.4M4 |
| Free cash flow | -$34.6M | -$46.6M | -$40.2M | -$33.0M | |||
| Cash from investing | -$5.4M4 | ||||||
| Cash from financing | $8.8M4 | ||||||
| Dividend per share | $0.0011 | $0.005 |
Corporate structure
Zosano Pharma Corp sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Zosano Pharma Corp
- Five Narrow Lane LP Filed SC 13G on Zosano Pharma Corp, latest May 18, 2022
- Zosano Pharma Corp Fremont, California, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Zosano Pharma Corp reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Accumulated depreciation | $30.0M4 Dec 31, 2021 | $28.2M4 Dec 31, 2020 | +6.2% |
| Property and equipment, net | $32.6M4 Dec 31, 2021 | $30.9M4 Dec 31, 2020 | +5.3% |
| Operating-lease assets (leased space) | $3.8M4 Dec 31, 2021 | $4.9M4 Dec 31, 2020 | −23.5% |
Investments
Leadership
Who has led Zosano Pharma Corp, and when. Pick a name to see everywhere that person has worked.
Chief financial officer
Chief operating officer
- Chief executive officerSteven Lo Oct 23, 2019 to Jun 7, 202212
- Chief executive officerKonstantinos Alataris Feb 4, 2016 to Mar 22, 201713
- Chief executive officerVikram Lamba Jan 26, 2015 to Jan 26, 201514
- PresidentVikram Lamba Jan 26, 2015 to Jan 26, 201514
- PresidentKonstantinos Alataris Oct 1, 2015 to Mar 22, 201715
- Chief financial officerChristine Matthews May 5, 2020 to Jun 7, 202216
- Chief financial officerGregory David Kitchener Oct 16, 2018 to Jun 19, 201917
- Chief financial officerGeorgia Erbez Jun 24, 2016 to May 25, 201718
- Chief financial officerWinnie Wing-Kei Tso Jan 26, 2015 to Apr 12, 201719
- Chief operating officerNandan Oza Jan 26, 2015 to Jan 26, 201520
Board members and other officers (21)
- OfficerChristine Matthews Feb 3, 2020 to Feb 3, 202021
- VP, Clinical Dev & Med AffairsDonald J. Kellerman Jun 24, 2016 to Apr 1, 202222
- VP, Engineering & OperationsEric Scharin Jun 24, 2016 to Jul 1, 201623
- VP, Reg Affairs & QAHayley Lewis Jun 24, 2016 to Jun 7, 202124
- VP, Strategy & Corp. Develop.Alexander Ramsay Strange Jan 26, 2015 to Jan 26, 201525
- Chief Scientific OfficerPeter E. Daddona Jan 26, 2015 to Jan 26, 201526
- Sr. Vice President, OperationsLaxmi Peri May 7, 2015 to Dec 16, 201527
- Board memberKathy M. McGee May 25, 2021 to May 25, 202128
- Board memberElaine Yang Dec 9, 2021 to Dec 9, 202129
- Board memberLinda S. Grais Jan 16, 2019 to Jun 14, 202130
- Board memberSteven Lo Oct 23, 2019 to Jun 7, 202212
- Board memberSteve Elms May 21, 2018 to Jun 14, 202131
- Board memberKenneth Greathouse Oct 5, 2017 to Nov 24, 202132
- Board memberKonstantinos Alataris Feb 4, 2016 to Mar 22, 201713
- Board memberBruce D. Steel Jan 26, 2015 to Jan 26, 201533
- Board memberKleanthis G. Xanthopoulos Jan 26, 2015 to Jun 14, 202134
- Board memberM. James Barrett Jan 26, 2015 to Feb 2, 201535
- Board memberPeter E. Daddona Jan 26, 2015 to Jan 26, 201526
- Board memberTroy Edward Wilson Jan 26, 2015 to Jul 18, 201936
- Board memberVikram Lamba Jan 26, 2015 to Jan 26, 201514
- Board memberJoseph P. Hagan May 27, 2015 to Jun 14, 202137
Former names
- ZP Holdings IncSep 20, 2013 to May 13, 20143
Timeline
- Jun 3, 20228-K Listing notice or transfer38
- Jun 2, 20228-K Ended a material agreement; Bankruptcy or receivership; Other events39
- May 18, 20228-K Executive or director change40
- May 13, 20228-K Results of operations; Executive or director change41
- May 5, 20228-K Executive or director change42
- Apr 29, 20228-K Other events43
- Apr 11, 20228-K Change to shareholders' rights; Bylaws or fiscal year changed; Shareholder vote44
- Mar 17, 20228-K Results of operations45
- Feb 18, 20228-K Other events46
- Feb 9, 20228-K Entered a material agreement; Other events47
- Jan 31, 20228-K Other events48
- Jan 24, 20228-K Other events49
- Oct 23, 2019New chief executive Steven Lo becomes CEO12
- Feb 4, 2016New chief executive Konstantinos Alataris becomes CEO13
- Jan 26, 2015New chief executive Vikram Lamba becomes CEO14
- Jan 26, 2012Founded Zosano Pharma Corp is founded2
Calendar
When it reported results
- May 13, 2022Reported quarterly or annual results41
- Mar 17, 2022Reported quarterly or annual results45
- Nov 10, 2021Reported quarterly or annual results50
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
42 filings to the SEC since October 2021: 2 annual reports, 2 quarterly reports, 20 major events, 11 insider forms, 1 large holders, 6 other. The latest 20:
- Jun 7, 20224 FORM 4 SUBMISSION EDGAR
- Jun 7, 20224 FORM 4 SUBMISSION EDGAR
- Jun 3, 20228-K EDGAR
- Jun 2, 20228-K EDGAR
- May 18, 2022SC 13G SCHEDULE 13G EDGAR
- May 18, 20228-K EDGAR
- May 13, 202210-Q EDGAR
- May 13, 20228-K EDGAR
- May 5, 20228-K EDGAR
- Apr 29, 202210-K/A EDGAR
- Apr 29, 20228-K EDGAR
- Apr 11, 20228-K EDGAR
- Apr 1, 20224 EDGAR
- Apr 1, 20224 EDGAR
- Apr 1, 20224 EDGAR
- Apr 1, 2022S-8 EDGAR
- Mar 17, 202210-K EDGAR
- Mar 17, 20228-K EDGAR
- Feb 25, 2022DEF 14A EDGAR
- Feb 18, 20228-K EDGAR
The 42 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
6 open-market trades by officers, directors and large owners since October 2021: 0 buys and 6 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Jun 6, 2022 | Matthews ChristineChief Financial Officer | Sale | 82 | $0.71 | $58 | Form 4 |
| Jun 6, 2022 | Lo StevenChief Executive Officer | Sale | 442 | $0.71 | $314 | Form 4 |
| Mar 31, 2022 | Matthews ChristineChief Financial Officer | Sale | 8,116 | $0.21 | $1.7K | Form 4 |
| Mar 31, 2022 | KELLERMAN DONALD JVP, Clinical Dev & Med Affairs | Sale | 4,006 | $0.21 | $841 | Form 4 |
| Mar 31, 2022 | Lo StevenChief Executive Officer | Sale | 23,633 | $0.21 | $5.0K | Form 4 |
| Nov 23, 2021 | GREATHOUSE KENNETHDirector | Sale | 10,000 | $0.60 | $6.0K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Five Narrow Lane LPSC 13G, 1 filing May 18, 202251
Funding
Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.
- PPP loans $1.6M
Figures by year
| Year | PPP loans | Total |
|---|---|---|
| 2020 | $1.6M | $1.6M |
PPP loans
Paycheck Protection Program loans of $150,000 and up, approved April 2020 to July 2021, from the SBA52. Matched to this company by name and state.
- Apr 15, 2020$1.6M PPP loan (first draw) from Silicon Valley Bridge Bank NA52To ZOSANO PHARMA CORPORATION, Fremont CA; $1.6M forgiven Jun 11, 2021
SEC filer profile
How Zosano Pharma Corp is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARZosano Pharma Corp1
- CIK0001587221
- Employer ID (EIN)45-44883601
- Filer statusNon-accelerated filer<br>smaller reporting company1
- Incorporated inDelaware1
- Fiscal year endsDecember 311
- Industry code (SIC)2834 Pharmaceutical Preparations1
- Business address34790 Ardentech Court, Fremont, CA 945551
- Phone510-745-12001
- Shares outstanding4,902,260 as of May 11, 202210
- Public float$105.0M as of Jun 30, 202153
- On EDGAR sinceSep 20, 20131
- Filings511 in all: 8-K (147), 4 (131), 3 (29), 10-Q (22), SC 13G (21), CORRESP (17), SC 13G/A (15), S-1/A (14)1
All 38 form types
424B5 (13), UPLOAD (13), DEF 14A (10), 10-K (8), EFFECT (8), S-8 (7), D (6), DEFA14A (6), 4/A (5), 8-K/A (5), S-1 (4), S-3 (4), 10-K/A (2), 424B3 (2), 424B4 (2), CT ORDER (2), FWP (2), PRE 14A (2), SC TO-I/A (2), SEC STAFF LETTER (2), 25-NSE (1), 3/A (1), 424B1 (1), 8-A12B (1), CERTNAS (1), DEFR14A (1), DRS (1), NT 10-Q (1), POS EX (1), SC TO-I (1)
- Latest filingsAnnual report (10-K) Mar 17, 2022
Quarterly report (10-Q) May 13, 2022
Proxy statement (DEF 14A) Feb 25, 2022
Latest 8-K (8-K) Jun 3, 2022
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- 11
- 12SEC EDGARSteven Lo, Chief executive officer
- 13
- 14
- 15SEC EDGARKonstantinos Alataris, President
- 16
- 17
- 18
- 19
- 20SEC EDGARNandan Oza, Chief operating officer
- 21SEC EDGARChristine Matthews, Officer
- 22
- 23
- 24SEC EDGARHayley Lewis, VP, Reg Affairs & QA
- 25
- 26
- 27
- 28SEC EDGARKathy M. McGee, Board member
- 29SEC EDGARElaine Yang, Board member
- 30SEC EDGARLinda S. Grais, Board member
- 31SEC EDGARSteve Elms, Board member
- 32SEC EDGARKenneth Greathouse, Board member
- 33SEC EDGARBruce D. Steel, Board member
- 34
- 35SEC EDGARM. James Barrett, Board member
- 36SEC EDGARTroy Edward Wilson, Board member
- 37SEC EDGARJoseph P. Hagan, Board member
- 38SEC EDGARListing notice or transfer
- 39
- 40SEC EDGARExecutive or director change
- 41
- 42SEC EDGARExecutive or director change
- 43SEC EDGAROther events
- 44
- 45SEC EDGARResults of operations
- 46SEC EDGAROther events
- 47
- 48SEC EDGAROther events
- 49SEC EDGAROther events
- 50
- 51
- 52
- 53
- 54