Dawn M. Brockman

Companies

• Ameriprise FinancialInterim Controller and PAO Jul 8, 2022 to now¹

Holdings

Stock this person has reported owning, from the forms officers and directors file with the SEC. See the biggest insider stakes.

Shares held

• Ameriprise Financial AMP860 shares²$430.4K at $500.54Aug 12, 2026

As of each latest filing. The line shows shares held over time.

Recent filings

• Aug 10, 2026Sold 472 shares at $558.93 of Ameriprise Financial²
• Jul 9, 2026Shares withheld for tax 9 shares at $500.16 of Ameriprise Financial³
• Jul 9, 2026Exercised options 26 shares of Ameriprise Financial³
• Feb 2, 2026Granted 177 shares of Ameriprise Financial⁴
• Jan 31, 2026Shares withheld for tax 20 shares at $527.19 of Ameriprise Financial⁴
• Jan 27, 2026Shares withheld for tax 22 shares at $498.33 of Ameriprise Financial⁵
• Jan 26, 2026Shares withheld for tax 22 shares at $500.53 of Ameriprise Financial⁵
• Jul 10, 2025Shares withheld for tax 10 shares at $542.51 of Ameriprise Financial⁶
• Jul 10, 2025Exercised options 26 shares of Ameriprise Financial⁶
• Jan 31, 2025Granted 159 shares of Ameriprise Financial⁷
• Jan 28, 2025Shares withheld for tax 22 shares at $571.84 of Ameriprise Financial⁸
• Jan 27, 2025Shares withheld for tax 21 shares at $561.38 of Ameriprise Financial⁹
• Jan 26, 2025Shares withheld for tax 22 shares at $563.58 of Ameriprise Financial¹⁰
• Nov 6, 2024Sold 350 shares at $560.12 of Ameriprise Financial¹¹
• Jul 11, 2024Shares withheld for tax 4 shares at $439.82 of Ameriprise Financial¹²
• Jul 11, 2024Exercised options 11 shares of Ameriprise Financial¹²
• Mar 26, 2024Sold 224 shares at $434.13 of Ameriprise Financial¹³
• Mar 26, 2024Shares withheld for tax 237 shares at $433.49 of Ameriprise Financial¹³
• Mar 26, 2024Exercised options 461 shares at $128.76 of Ameriprise Financial¹³
• Jan 29, 2024Shares withheld for tax 32 shares at $393.11 of Ameriprise Financial¹⁴
• Jan 28, 2024Shares withheld for tax 21 shares at $391.40 of Ameriprise Financial¹⁵
• Jan 27, 2024Shares withheld for tax 21 shares at $391.40 of Ameriprise Financial¹⁵
• Jan 26, 2024Granted 179 shares of Ameriprise Financial¹⁵
• Dec 18, 2023Shares withheld for tax 213 shares at $375.61 of Ameriprise Financial¹⁶
• Dec 18, 2023Exercised options 420 shares at $107.61 of Ameriprise Financial¹⁶