James W. Owens

Companies

• AlcoaBoard member Nov 14, 2016 to May 14, 2019¹
• IBMBoard member Mar 2, 2006 to Apr 2, 2019²
• Morgan StanleyBoard member Jan 4, 2011 to May 29, 2018³
• Howmet AerospaceBoard member Jun 23, 2005 to Oct 5, 2016⁴
• Caterpillar Inc.Board member Jul 2, 2010 to Oct 1, 2010⁵
• Caterpillar Inc.Chief executive officer Jun 9, 2004 to Jun 1, 2010⁶
• Caterpillar Inc.Chair Jun 9, 2004 to Jun 1, 2010⁶
• Caterpillar Inc.Vice chair Jan 20, 2004 to Jan 20, 2004⁷
• Caterpillar Inc.President Jul 22, 2003 to Dec 23, 2003⁸

Holdings

Stock this person has reported owning, from the forms officers and directors file with the SEC. See the biggest insider stakes.

Shares held

• Caterpillar Inc. CAT258,645 shares⁹$190.6M at $737.00Oct 1, 2010
• Howmet Aerospace HWM15,025 shares¹⁰$3.3M at $219.67Oct 5, 2016
• IBM IBM9,282 shares¹¹$2.3M at $246.02Oct 31, 2018

As of each latest filing. The line shows shares held over time.

Recent filings

• Oct 31, 2018Bought 100 shares at $114.69 of IBM¹¹
• Oct 31, 2018Bought 200 shares at $114.69 of IBM¹¹
• Oct 31, 2018Bought 100 shares at $114.68 of IBM¹¹
• Oct 31, 2018Bought 500 shares at $114.67 of IBM¹¹
• Oct 31, 2018Bought 100 shares at $114.66 of IBM¹¹
• May 16, 2017Bought 1,718 shares at $153.19 of IBM¹²
• Jul 23, 2014Sold 1,700 shares at $193.80 of IBM¹³
• Jul 23, 2014Sold 18 shares at $193.79 of IBM¹³
• Jul 23, 2014Exercised options 4,000 shares at $82.70 of IBM¹³
• Oct 20, 2010Bought 10,000 shares at $12.73 of Howmet Aerospace¹⁴
• Sep 13, 2010Shares withheld for tax 74,112 shares at $72.09 of Caterpillar Inc.¹⁵
• Sep 13, 2010Gift 6,314 shares of Caterpillar Inc.¹⁶
• Sep 13, 2010Exercised options 122,000 shares at $25.36 of Caterpillar Inc.¹⁵
• Apr 5, 2010Shares withheld for tax 69,699 shares at $64.60 of Caterpillar Inc.¹⁷
• Apr 5, 2010Exercised options 108,000 shares at $26.77 of Caterpillar Inc.¹⁷
• Apr 5, 2010Shares withheld for tax 658 shares at $64.60 of Caterpillar Inc.¹⁷
• Mar 2, 2010Shares withheld for tax 5,617 shares at $58.42 of Caterpillar Inc.¹⁸
• Mar 2, 2010Exercised options 14,238 shares of Caterpillar Inc.¹⁸
• Mar 1, 2010Shares withheld for tax 2,629 shares at $57.81 of Caterpillar Inc.¹⁹
• Dec 23, 2009Gift 400 shares of Caterpillar Inc.²⁰
• Dec 23, 2009Gift 2,400 shares of Caterpillar Inc.²⁰
• Dec 23, 2009Gift 3,100 shares of Caterpillar Inc.²⁰
• Nov 13, 2009Returned to company 50 shares at $13.18 of Howmet Aerospace²¹
• Nov 13, 2009Exercised options 50 shares of Howmet Aerospace²¹
• Sep 30, 2009Gift 10,017 shares of Caterpillar Inc.²²