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ASA on NYSE

ASA Gold & Precious Metals Ltd

ASA Gold & Precious Metals Ltd is a fund registered in the United States, based in Palo Alto, active since 2011.2

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Last updated Oct 21, 2026.

Overview

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  • TickerASA on NYSE2
  • HeadquartersPalo Alto, United States2
  • Incorporated inDE3
  • Business addressApex Fund Services, Three Canal Plaza, Portland, Me 041013
  • Legal formFund2
  • Kind of organizationFund2
  • LEI254900VOUR4617HGCL142
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressCanon's Court, HM 12 Hamilton, Bermuda2
  • Registered withBermuda Monetary Authority, 335762

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Corporate structure

ASA Gold & Precious Metals Ltd sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of ASA Gold & Precious Metals Ltd

  • ASA Gold & Precious Metals Ltd Palo Alto, California, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led ASA Gold & Precious Metals Ltd, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. David J. Christensen2009–2019

Chair

  1. Robert J. A. Irwin2007

President

  1. Robert J. A. Irwin2007
  2. David J. Christensen2009–2019
  3. Peter Maletis2019–2021

Chief financial officer

  1. Lawrence G. Nardolillo2009
  2. Rodney D. Yee2010–2012
  3. David Shunhua Lin2019

Chief operating officer

  1. Rodney D. Yee2010–2012
  2. Alexander Merk2019–now
2010201520202025
Board members and other officers (31)

Former names

  • ASA LTDApr 27, 2007 to Apr 25, 20113
  • ASA BERMUDA LTDMay 2, 2003 to Feb 8, 20073

Timeline

  1. Sep 4, 20268-K Other events41
  2. Jun 25, 20268-K Regulation FD disclosure42
  3. Apr 28, 20268-K Regulation FD disclosure43
  4. Aug 7, 20258-K Regulation FD disclosure44
  5. Apr 1, 20258-K Entered a material agreement; Change to shareholders' rights45
  6. Mar 31, 20258-K Regulation FD disclosure46
  7. Dec 20, 20248-K Entered a material agreement; Change to shareholders' rights47
  8. Nov 8, 20248-K Regulation FD disclosure48
  9. Aug 23, 20248-K Entered a material agreement; Change to shareholders' rights49
  10. Apr 29, 20248-K Entered a material agreement; Change to shareholders' rights50
  11. Jan 2, 20248-K Entered a material agreement; Change to shareholders' rights51
  12. Dec 29, 20238-K Executive or director change52
  13. Mar 16, 2011Founded ASA Gold & Precious Metals Ltd is founded2
  14. May 19, 2009New chief executive David J. Christensen becomes CEO4

Filings

348 filings to the SEC since October 2021: 12 major events, 137 insider forms, 51 large holders, 148 other. The latest 20:

  1. Sep 11, 2026PX14A6G NOTICE OF EXEMPT SOLICITATION EDGAR
  2. Sep 10, 2026N-14 8C EDGAR
  3. Sep 8, 2026PX14A6G NOTICE OF EXEMPT SOLICITATION EDGAR
  4. Sep 4, 20268-K EDGAR
  5. Aug 27, 2026N-PX EDGAR
  6. Aug 24, 20263 PRIMARY DOCUMENT EDGAR
  7. Aug 14, 2026PX14A6G NOTICE OF EXEMPT SOLICITATION EDGAR
  8. Aug 5, 2026PX14A6G NOTICE OF EXEMPT SOLICITATION EDGAR
  9. Aug 3, 2026SCHEDULE 13D/A EDGAR
  10. Jul 28, 2026N-CSRS EDGAR
  11. Jul 28, 2026NPORT-P EDGAR
  12. Jul 16, 2026PX14A6G NOTICE OF EXEMPT SOLICITATION EDGAR
  13. Jul 14, 2026PX14A6G NOTICE OF EXEMPT SOLICITATION EDGAR
  14. Jul 10, 2026PX14A6G NOTICE OF EXEMPT SOLICITATION EDGAR
  15. Jul 1, 2026PX14A6G NOTICE OF EXEMPT SOLICITATION EDGAR
  16. Jun 25, 20268-K EDGAR
  17. Jun 25, 2026PX14A6G NOTICE OF EXEMPT SOLICITATION EDGAR
  18. Jun 16, 2026PX14A6G NOTICE OF EXEMPT SOLICITATION EDGAR
  19. Jun 10, 20265 EDGAR
  20. May 28, 2026SCHEDULE 13D/A EDGAR

The 348 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

178 open-market trades by officers, directors and large owners since October 2021: 175 buys and 3 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Feb 20, 2026Merk AlexanderChief Operating OfficerSale13,155$70.60$928.7KForm 4
Feb 19, 2026Merk AlexanderChief Operating OfficerSale200$70.60$14.1KForm 4
Feb 13, 2026Saba Capital Management, L.P.10% ownerBuy50,560$71.50$3.6MForm 4
Feb 12, 2026Saba Capital Management, L.P.10% ownerBuy83,533$69.69$5.8MForm 4
Feb 11, 2026Saba Capital Management, L.P.10% ownerBuy40,222$72.09$2.9MForm 4
Feb 10, 2026Saba Capital Management, L.P.10% ownerBuy62,201$71.10$4.4MForm 4
Feb 9, 2026Saba Capital Management, L.P.10% ownerBuy25,939$69.99$1.8MForm 4
Feb 6, 2026Saba Capital Management, L.P.10% ownerBuy15,796$65.91$1.0MForm 4
Feb 5, 2026Saba Capital Management, L.P.10% ownerBuy15,423$64.31$991.9KForm 4
Feb 4, 2026Saba Capital Management, L.P.10% ownerBuy6,788$66.45$451.1KForm 4
Feb 3, 2026Saba Capital Management, L.P.10% ownerBuy28,333$66.14$1.9MForm 4
Feb 2, 2026Saba Capital Management, L.P.10% ownerBuy8,466$64.27$544.1KForm 4
Jan 30, 2026Saba Capital Management, L.P.10% ownerBuy21,708$65.56$1.4MForm 4
Jan 29, 2026Saba Capital Management, L.P.10% ownerBuy17,075$74.59$1.3MForm 4
Jan 28, 2026Saba Capital Management, L.P.10% ownerBuy57,165$75.32$4.3MForm 4
Jan 27, 2026Saba Capital Management, L.P.10% ownerBuy3,730$73.15$272.9KForm 4
Jan 26, 2026Saba Capital Management, L.P.10% ownerBuy1,400$72.90$102.1KForm 4
Jan 20, 2026Saba Capital Management, L.P.10% ownerBuy3,723$66.08$246.0KForm 4
Jan 16, 2026Saba Capital Management, L.P.10% ownerBuy4,541$63.63$288.9KForm 4
Jan 15, 2026Saba Capital Management, L.P.10% ownerBuy4,654$63.35$294.8KForm 4

All 178 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

SEC filer profile

How ASA Gold & Precious Metals Ltd is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARASA Gold & Precious Metals Ltd1
  • CIK0001230869
  • Incorporated inDelaware1
  • Fiscal year endsNovember 301
  • Business addressApex Fund Services, Three Canal Plaza, Portland, ME 041011
  • Phone207-347-20001
  • On EDGAR sinceMay 2, 20031
  • Filings843 in all: 4 (198), 13F-HR (60), 3 (49), DEFA14A (48), SC 13G/A (45), DFAN14A (37), N-Q (31), SC 13D/A (27)1
    All 54 form types

    NPORT-P (25), 40-17G (24), N-CSR (23), DEF 14A (22), N-CSRS (22), N-PX (22), SCHEDULE 13D/A (17), NSAR-A (14), NSAR-B (14), 8-K (12), PX14A6G (11), SC TO-I/A (11), SC 13G (10), ADN-MTL (9), 4/A (8), N-CEN (8), PRE 14A (8), 144 (7), 5 (7), CORRESP (7), PREC14A (7), 8-A12B (6), DEFC14A (6), SC 13D (5), SCHEDULE 13G/A (5), 13F-HR/A (4), CERT (4), SCHEDULE 13G (4), 40-APP/A (3), 40-APP (2), N-14 8C (2), NSAR-B/A (2), PRRN14A (2), SC TO-C (2), SC TO-I (2), 497 (1), APP NTC (1), APP ORDR (1), CERTNYS (1), DFRN14A (1), N-2 (1), N-8A (1), POS AMI (1), POS462C (1), PRER14A (1), SCHEDULE 13D (1)

  • Latest filingsProxy statement (DEF 14A) Sep 26, 2025
    Latest 8-K (8-K) Sep 4, 2026

Sources

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