Phillip Goldstein

Companies

• Total Return Securities FundSecretary Mar 5, 2026 to now¹
• Total Return Securities FundBoard member Jul 6, 2018 to now²
• HIGH INCOME SECURITIES FUNDBoard member Jun 29, 2018 to now³
• SPECIAL OPPORTUNITIES FUND, INC.Chair Jun 26, 2012 to now⁴
• MEXICO EQUITY & INCOME FUND INCBoard member Jan 10, 2006 to Oct 18, 2021⁵
• Brookfield DTLA Fund Office Trust Investor Inc.Board member Dec 20, 2017 to Mar 29, 2019⁶
• ASA Gold & Precious Metals LtdBoard member May 6, 2008 to Jun 21, 2013⁷
• SPECIAL OPPORTUNITIES FUND, INC.Board member Sep 14, 2009 to Aug 26, 2011⁸

Holdings

Stock this person has reported owning, from the forms officers and directors file with the SEC. See the biggest insider stakes.

Shares held

• TRTotal Return Securities Fund SWZ119,214 shares⁹$690.2K at $5.79Jul 6, 2026
• SOSPECIAL OPPORTUNITIES FUND, INC. SPE34,822 shares¹⁰$430.2K at $12.36Mar 9, 2026
• HIHIGH INCOME SECURITIES FUND PCF72,860 shares¹¹$367.2K at $5.04Aug 20, 2026
• MEMEXICO EQUITY & INCOME FUND INC MXE10,002 shares¹²$129.6K at $12.96Oct 15, 2021

As of each latest filing. The line shows shares held over time.

Recent filings

• Aug 20, 2026Bought 5,000 shares at $5.34 of HIGH INCOME SECURITIES FUND¹¹
• Aug 19, 2026Bought 10,000 shares at $5.37 of HIGH INCOME SECURITIES FUND¹¹
• Aug 19, 2026Bought 10,000 shares at $5.40 of HIGH INCOME SECURITIES FUND¹¹
• Aug 6, 2026Bought 819 shares at $5.30 of HIGH INCOME SECURITIES FUND¹³
• Jul 6, 2026Bought 5,980 shares at $5.95 of Total Return Securities Fund⁹
• Apr 8, 2026Bought 600 shares at $5.53 of HIGH INCOME SECURITIES FUND¹⁴
• Apr 7, 2026Bought 5,088 shares at $5.45 of HIGH INCOME SECURITIES FUND¹⁴
• Mar 18, 2026Bought 17,905 shares at $5.46 of HIGH INCOME SECURITIES FUND¹⁵
• Mar 18, 2026Bought 10,000 shares at $5.98 of Total Return Securities Fund¹⁶
• Mar 5, 2026Bought 10,000 shares at $5.99 of Total Return Securities Fund¹⁷
• Mar 3, 2026Bought 5,000 shares at $6.01 of Total Return Securities Fund¹⁸
• Feb 27, 2026L 68 shares at $6.16 of Total Return Securities Fund¹⁸
• Feb 26, 2026L 256 shares at $6.16 of Total Return Securities Fund¹⁸
• Feb 23, 2026Bought 5,000 shares at $6.13 of Total Return Securities Fund¹⁹
• Feb 6, 2026Bought 10,000 shares at $6.07 of Total Return Securities Fund²⁰
• Feb 3, 2026Bought 10,000 shares at $6.05 of HIGH INCOME SECURITIES FUND²¹
• Feb 2, 2026Bought 7,514 shares at $6.05 of HIGH INCOME SECURITIES FUND²¹
• Jan 30, 2026Bought 10,000 shares at $5.92 of Total Return Securities Fund²²
• Jan 23, 2026Bought 119 shares at $7.97 of CIK 847411²³
• Jan 23, 2026Returned to company 31,314 shares at $6.81 of Total Return Securities Fund²⁴
• Jan 22, 2026Sold 5,000 shares at $7.97 of CIK 847411²³
• Jan 22, 2026Bought 10,000 shares at $7.97 of CIK 847411²³
• Jan 20, 2026Bought 678 shares at $3.50 of CIK 809844²⁵
• Jan 20, 2026Bought 678 shares at $3.50 of CIK 809844²⁶
• Jan 2, 2026L 100 shares at $7.92 of CIK 847411²³