Overview
- TickerBWG on NYSE2
- HeadquartersNew York, United States2
- Incorporated inMD3
- Business address620 Eighth Avenue, 47Th Floor, New York, Ny 100183
- Legal formFund2
- Kind of organizationFund2
- LEI549300P4CDQCJBGI08332
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O THE CORPORATION TRUST, INCORPORATED, 21093 Lutherville Timonium, United States2
- Registered withSecurities and Exchange Commission, 00015045452
Corporate structure
BrandywineGLOBAL-Global Income Opportunities Fund Inc sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of BrandywineGLOBAL-Global Income Opportunities Fund Inc
- Morgan Stanley Filed SCHEDULE 13G/A on BrandywineGLOBAL-Global Income Opportunities Fund Inc, latest Nov 7, 2025 (6 filings since Dec 10, 2021)
- Allspring Global Investments Holdings, LLC Filed SCHEDULE 13G/A on BrandywineGLOBAL-Global Income Opportunities Fund Inc, latest Oct 10, 2025 (2 filings since Oct 7, 2024)
- FIRST TRUST PORTFOLIOS LP Filed SC 13G/A on BrandywineGLOBAL-Global Income Opportunities Fund Inc, latest Jan 17, 2024 (3 filings since Jan 26, 2022)
- RIVERNORTH CAPITAL MANAGEMENT, LLC Filed SC 13G/A on BrandywineGLOBAL-Global Income Opportunities Fund Inc, latest May 15, 2023 (3 filings since Feb 14, 2022)
- Saba Capital Management, L.P. Filed SC 13G/A on BrandywineGLOBAL-Global Income Opportunities Fund Inc, latest Feb 14, 2022
- EATON VANCE MANAGEMENT Filed SC 13G on BrandywineGLOBAL-Global Income Opportunities Fund Inc, latest Dec 10, 2021
- Wells Fargo Filed SC 13G/A on BrandywineGLOBAL-Global Income Opportunities Fund Inc, latest Dec 8, 2021
- BrandywineGLOBAL-Global Income Opportunities Fund Inc New York, New York, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
Leadership
Who has led BrandywineGLOBAL-Global Income Opportunities Fund Inc, and when. Pick a name to see everywhere that person has worked.
Chief executive
- Chief executive officerKenneth Fuller Jun 5, 2013 to Mar 5, 20154
- Chief executive officerR. Jay Gerken Mar 27, 2012 to Mar 27, 20125
- ChairKenneth Fuller Jun 5, 2013 to Mar 5, 20154
- ChairR. Jay Gerken Mar 27, 2012 to Mar 27, 20125
Board members and other officers (20)
- Secretary and Ch Lgl OfficerGeorge P. Hoyt Aug 19, 2020 to Aug 19, 20206
- Treas/Principal Finan OfficerChristopher Berarducci Sep 30, 2019 to Sep 30, 20197
- TreasurerJennifer S. Berg Jan 10, 2018 to Jan 10, 20188
- Chief Compliance OfficerTodd F. Kuehl May 16, 2017 to May 16, 20179
- Assistant TreasurerAlbert Laskaj Mar 27, 2012 to Mar 27, 201210
- Principal Financial OfficerRichard Sennett Mar 27, 2012 to Mar 27, 201211
- Assistant SecretaryWilliam J. Renahan Mar 27, 2012 to Mar 27, 201212
- Board memberAnthony Grillo Nov 21, 2024 to now13
- Board memberHillary A. Sale Nov 21, 2024 to Nov 21, 202414
- Board memberPeter Daniel Charles Mason Nov 22, 2024 to now15
- Board memberNisha Kumar Jan 9, 2019 to Jan 9, 201916
- Board memberRobert D. Agdern Jan 9, 2015 to Jan 9, 201517
- Board memberEileen A. Kamerick Feb 7, 2013 to Dec 22, 201618
- Board memberCarol L. Colman Mar 27, 2012 to Mar 27, 201219
- Board memberDaniel P. Cronin Mar 27, 2012 to Dec 11, 202020
- Board memberJeswald W. Salacuse Mar 27, 2012 to Nov 20, 201221
- Board memberPaolo M. Cucchi Mar 27, 2012 to Mar 27, 201222
- Board memberRiordan Roett Mar 27, 2012 to Mar 27, 201223
- General counselOliveira Marc De Sep 13, 2023 to Sep 13, 202324
- General counselRobert I. Frenkel Mar 27, 2012 to Mar 27, 201225
Former names
- Legg Mason BW Global Income Opportunities Fund Inc.Nov 3, 2010 to Dec 29, 20173
Timeline
Filings
84 filings to the SEC since October 2021: 1 major events, 20 insider forms, 17 large holders, 46 other. The latest 20:
- Oct 7, 20263 EDGAR
- Sep 23, 2026NPORT-P EDGAR
- Sep 11, 20263 EDGAR
- Sep 10, 20263 EDGAR
- Aug 14, 2026N-PX EDGAR
- Jun 24, 2026N-CSRS GLOBAL INCOME OPPORTUNITIES FUND INC - N-CSRS EDGAR
- Jun 22, 2026NPORT-P EDGAR
- Jun 8, 20263 EDGAR
- Apr 2, 20263 EDGAR
- Mar 26, 2026NPORT-P EDGAR
- Mar 9, 2026DEF 14A EDGAR
- Feb 20, 20263 EDGAR
- Feb 9, 20263 EDGAR
- Feb 5, 20263 EDGAR
- Jan 9, 2026N-CEN EDGAR
- Dec 30, 2025N-CSR GLOBAL INCOME OPPORTUNITIES FUND INC - N-CSR EDGAR
- Dec 19, 2025NPORT-P EDGAR
- Nov 7, 2025SCHEDULE 13G/A EDGAR
- Oct 10, 2025SCHEDULE 13G/A EDGAR
- Sep 23, 2025NPORT-P EDGAR
The 84 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
2 open-market trades by officers, directors and large owners since October 2021: 2 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 4, 2025 | Mason Peter Daniel CharlesDirector | Buy | 2,305 | $8.68 | $20.0K | Form 4 |
| May 27, 2025 | GRILLO ANTHONYDirector | Buy | 1,500 | $8.03 | $12.0K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Morgan StanleySCHEDULE 13G/A, 6 filings Dec 10, 2021 to Nov 7, 202527
- Allspring Global Investments Holdings, LLCSCHEDULE 13G/A, 2 filings Oct 7, 2024 to Oct 10, 202528
- FIRST TRUST PORTFOLIOS LPSC 13G/A, 3 filings Jan 26, 2022 to Jan 17, 202429
- RIVERNORTH CAPITAL MANAGEMENT, LLCSC 13G/A, 3 filings Feb 14, 2022 to May 15, 202330
- Saba Capital Management, L.P.SC 13G/A, 1 filing Feb 14, 202231
- EATON VANCE MANAGEMENTSC 13G, 1 filing Dec 10, 202132
- Wells FargoSC 13G/A, 1 filing Dec 8, 202133
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 48. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Morgan Stanley | 1,771,328 | $14.1M | 0.0% | +10,587 |
| Pathstone Holdings, LLC | 1,591,786 | $12.6M | 0.0% | −80,231 |
| Allspring Global Investments Holdings, LLC | 740,410 | $5.9M | 0.0% | No change |
| Shaker Financial Services, LLC | 473,763 | $3.8M | 1.2% | +77,768 |
| Wells Fargo & Company/mn | 368,056 | $2.9M | 0.0% | −100,519 |
| Advisors Asset Management, Inc. | 333,628 | $2.6M | 0.0% | −2,247 |
| Bank Of America Corp /de/ | 307,360 | $2.4M | 0.0% | +20,544 |
| Guggenheim Capital LLC | 298,799 | $2.4M | 0.0% | +264,733 |
| Rareview Capital LLC | 179,226 | $1.5M | 0.8% | +64,914 |
| LPL Financial LLC | 164,229 | $1.3M | 0.0% | +18,669 |
| Invesco Ltd. | 161,123 | $1.3M | 0.0% | −28,073 |
| Stephens Inc /ar/ | 158,573 | $1.3M | 0.0% | +45 |
| Matisse Capital | 145,866 | $1.2M | 0.5% | No change |
| Wolverine Asset Management LLC | 126,799 | $1.0M | 0.0% | +8,769 |
| Royal Bank Of Canada | 99,956 | $794.0K | 0.0% | +18,875 |
| Raymond James Financial Inc | 91,056 | $723.0K | 0.0% | +2,857 |
| Envestnet Asset Management Inc | 88,569 | $703.2K | 0.0% | +27,391 |
| Eclectic Associates Inc /adv | 44,441 | $352.9K | 0.0% | +3,511 |
| NewEdge Advisors, LLC | 40,300 | $320.0K | 0.0% | −3,800 |
| Osaic Holdings, Inc. | 39,415 | $312.9K | 0.0% | +20,534 |
| Apollon Wealth Management, LLC | 31,483 | $250.0K | 0.0% | No change |
| Closed-End Fund Advisors, Inc. | 30,008 | $238.3K | 0.2% | +7,607 |
| Flax Pond Capital, LLC | 30,000 | $234.2K | 0.1% | +15,000 |
| Ameriprise Financial Inc | 29,390 | $233.4K | 0.0% | +5,149 |
| AlphaCore Capital LLC | 29,000 | $230.3K | 0.0% | −2,000 |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How BrandywineGLOBAL-Global Income Opportunities Fund Inc is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARBrandywineGLOBAL-Global Income Opportunities Fund Inc1
- CIK0001504545
- Incorporated inMaryland1
- Fiscal year endsOctober 311
- Business address620 Eighth Avenue, 47Th Floor, New York, NY 100181
- Phone(888) 777-01021
- On EDGAR sinceNov 3, 20101
- Filings365 in all: 3 (78), DEFA14A (39), SC 13G/A (32), NPORT-P (28), DEF 14A (16), SC 13G (16), 4 (15), 40-17G (15)1
All 39 form types
N-CSRS (15), N-PX (15), N-CSR (14), N-Q (14), 8-K (12), N-CEN (8), NSAR-A (6), NSAR-B (6), CORRESP (4), N-2/A (3), SC 13D/A (3), SCHEDULE 13G/A (3), DEFC14A (2), N-23C-2 (2), PRE 14A (2), PREC14A (2), 40-17G/A (1), 497 (1), 8-A12B (1), EFFECT (1), N-2 (1), N-8A (1), N-CEN/A (1), NPORT-EX (1), PRER14A (1), PRRN14A (1), SC 13D (1), SC TO-C (1), SC TO-I (1), SC TO-I/A (1), UPLOAD (1)
- Latest filingsProxy statement (DEF 14A) Mar 9, 2026
Latest 8-K (8-K) Nov 20, 2024
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6
- 7
- 8SEC EDGARJennifer S. Berg, Treasurer
- 9
- 10SEC EDGARAlbert Laskaj, Assistant Treasurer
- 11
- 12
- 13SEC EDGARAnthony Grillo, Board member
- 14SEC EDGARHillary A. Sale, Board member
- 15
- 16SEC EDGARNisha Kumar, Board member
- 17SEC EDGARRobert D. Agdern, Board member
- 18SEC EDGAREileen A. Kamerick, Board member
- 19SEC EDGARCarol L. Colman, Board member
- 20SEC EDGARDaniel P. Cronin, Board member
- 21SEC EDGARJeswald W. Salacuse, Board member
- 22SEC EDGARPaolo M. Cucchi, Board member
- 23SEC EDGARRiordan Roett, Board member
- 24SEC EDGAROliveira Marc De, General counsel
- 25SEC EDGARRobert I. Frenkel, General counsel
- 26SEC EDGARBylaws or fiscal year changed
- 27
- 28
- 29
- 30
- 31
- 32
- 33