R. Jay Gerken

Director, Associated Banc-Corp.

Companies

ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDBoard member Jan 6, 2025 to now¹
Associated Banc-CorpBoard member Oct 29, 2014 to now²
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCBoard member Jan 6, 2025 to Jan 6, 2025³
BrandywineGLOBAL-Global Income Opportunities Fund IncChief executive officer Mar 27, 2012 to Mar 27, 2012⁴
BrandywineGLOBAL-Global Income Opportunities Fund IncChair Mar 27, 2012 to Mar 27, 2012⁴
ClearBridge Energy Midstream Opportunity Fund Inc.Chief executive officer Jun 9, 2011 to Jun 9, 2011⁵
ClearBridge Energy Midstream Opportunity Fund Inc.Chair Jun 9, 2011 to Jun 9, 2011⁵
Western Asset High Yield Opportunity Fund Inc.Chief executive officer Oct 22, 2010 to Oct 22, 2010⁶
Western Asset High Yield Opportunity Fund Inc.Chair Oct 22, 2010 to Oct 22, 2010⁶
Western Asset Mortgage Opportunity Fund Inc.Board member Feb 24, 2010 to Jun 24, 2010⁷
Western Asset Mortgage Opportunity Fund Inc.Chief executive officer Feb 24, 2010 to Jun 24, 2010⁷
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.Board member Nov 20, 2009 to Nov 20, 2009⁸
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.Chief executive officer Nov 20, 2009 to Nov 20, 2009⁸
Western Asset Investment Grade Opportunity Trust Inc.Board member Jun 12, 2009 to Jun 12, 2009⁹
Western Asset Investment Grade Opportunity Trust Inc.Chief executive officer Jun 12, 2009 to Jun 12, 2009⁹
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.Board member Nov 24, 2008 to Nov 24, 2008¹⁰
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.Chief executive officer Nov 24, 2008 to Nov 24, 2008¹¹
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.President Nov 24, 2008 to Nov 24, 2008¹¹
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.Board member Aug 8, 2006 to Nov 24, 2008¹²
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.Chief executive officer Aug 2, 2006 to Nov 24, 2008¹³
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.President Aug 2, 2006 to Nov 24, 2008¹³
Western Asset Investment Grade Income Fund Inc.President Sep 20, 2007 to Sep 20, 2007¹⁴
WESTERN ASSET PREMIER BOND FUNDPresident Sep 20, 2007 to Sep 20, 2007¹⁵
Western Asset Investment Grade Income Fund Inc.Board member Sep 22, 2006 to Sep 20, 2007¹⁶
WESTERN ASSET PREMIER BOND FUNDBoard member Sep 22, 2006 to Sep 20, 2007¹⁷
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.Board member Aug 8, 2006 to Aug 8, 2006¹⁸
WESTERN ASSET MANAGED MUNICIPALS FUND INC.Board member Aug 8, 2006 to Aug 8, 2006¹⁹
WESTERN ASSET INTERMEDIATE MUNI FUND INC.Board member Aug 8, 2006 to Aug 8, 2006²⁰
WESTERN ASSET HIGH INCOME FUND II INC.Board member Aug 7, 2006 to Aug 7, 2006²¹
LMP CAPITAL & INCOME FUND INC.Chief executive officer Aug 2, 2006 to Aug 2, 2006²²
LMP CAPITAL & INCOME FUND INC.President Aug 2, 2006 to Aug 2, 2006²²
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.Board member Aug 1, 2006 to Aug 1, 2006²³

Holdings

Stock this person has reported owning, from the forms officers and directors file with the SEC. See the biggest insider stakes.

Shares held

Associated Banc-Corp ASB45,178 shares²⁴$1.3M at $28.70Mar 16, 2026
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND AFB2,500 shares²⁵$24.7K at $9.87May 22, 2026
Western Asset Investment Grade Income Fund Inc. PAI2,000 shares²⁶$22.8K at $11.39Sep 20, 2007

As of each latest filing. The line shows shares held over time.

Recent filings

Jun 23, 2026Other 11,276 shares at $12.24 of CIK 1543188²⁷
May 22, 2026Bought 2,500 shares at $10.96 of ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND²⁵
Mar 16, 2026Granted 340 shares at $24.59 of Associated Banc-Corp²⁴
Mar 16, 2026Granted 44 shares at $24.59 of Associated Banc-Corp²⁴
Feb 1, 2026Granted 4,585 shares at $27.26 of Associated Banc-Corp²⁸
Dec 15, 2025Granted 307 shares at $26.94 of Associated Banc-Corp²⁹
Dec 15, 2025Granted 45 shares at $26.94 of Associated Banc-Corp²⁹
Sep 15, 2025Granted 303 shares at $25.92 of Associated Banc-Corp³⁰
Sep 15, 2025Granted 45 shares at $25.92 of Associated Banc-Corp³⁰
Jun 16, 2025Granted 340 shares at $22.96 of Associated Banc-Corp³¹
Jun 16, 2025Granted 50 shares at $22.96 of Associated Banc-Corp³¹
Mar 17, 2025Granted 348 shares at $22.22 of Associated Banc-Corp³²
Mar 17, 2025Granted 51 shares at $22.22 of Associated Banc-Corp³²
Feb 1, 2025Granted 4,972 shares at $25.14 of Associated Banc-Corp³³
Dec 16, 2024Granted 298 shares at $25.72 of Associated Banc-Corp³⁴
Dec 16, 2024Granted 55 shares at $25.72 of Associated Banc-Corp³⁴
Sep 16, 2024Granted 339 shares at $21.36 of Associated Banc-Corp³⁵
Sep 16, 2024Granted 63 shares at $21.36 of Associated Banc-Corp³⁵
Jun 17, 2024Granted 355 shares at $20.25 of Associated Banc-Corp³⁶
Jun 17, 2024Granted 65 shares at $20.25 of Associated Banc-Corp³⁶
Mar 15, 2024Granted 352 shares at $20.25 of Associated Banc-Corp³⁷
Mar 15, 2024Granted 65 shares at $20.25 of Associated Banc-Corp³⁷
Feb 1, 2024Granted 5,998 shares at $20.84 of Associated Banc-Corp³⁸
Dec 15, 2023Granted 59 shares at $21.19 of Associated Banc-Corp³⁹
Dec 15, 2023Granted 332 shares at $21.19 of Associated Banc-Corp³⁹

Trade performance

Date	Stock	Trade	Value	Return since	Vs S&P since	Vs S&P, 1 year
May 2, 2023	ASB	Buy	$48.2K	+78.2%	−9.6%	+10.9%
Jun 9, 2020	ASB	Buy	$50.0K	+75.0%	−65.6%	+4.5%

Returns are price-only (no dividends), measured from the trade date.

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND, Board member
2
SEC EDGARAssociated Banc-Corp, Board member
3
SEC EDGARALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC, Board member
4
SEC EDGARBrandywineGLOBAL-Global Income Opportunities Fund Inc, Chief executive officer
5
SEC EDGARClearBridge Energy Midstream Opportunity Fund Inc., Chief executive officer
6
SEC EDGARWestern Asset High Yield Opportunity Fund Inc., Chief executive officer
7
SEC EDGARWestern Asset Mortgage Opportunity Fund Inc., Board member
8
SEC EDGARWESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC., Board member
9
SEC EDGARWestern Asset Investment Grade Opportunity Trust Inc., Board member
10
SEC EDGARWESTERN ASSET GLOBAL HIGH INCOME FUND INC., Board member
11
SEC EDGARWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC., Chief executive officer
12
SEC EDGARWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC., Board member
13
SEC EDGARWESTERN ASSET GLOBAL HIGH INCOME FUND INC., Chief executive officer
14
SEC EDGARWestern Asset Investment Grade Income Fund Inc., President
15
SEC EDGARWESTERN ASSET PREMIER BOND FUND, President
16
SEC EDGARWestern Asset Investment Grade Income Fund Inc., Board member
17
SEC EDGARWESTERN ASSET PREMIER BOND FUND, Board member
18
SEC EDGARWESTERN ASSET MUNICIPAL HIGH INCOME FUND INC., Board member
19
SEC EDGARWESTERN ASSET MANAGED MUNICIPALS FUND INC., Board member
20
SEC EDGARWESTERN ASSET INTERMEDIATE MUNI FUND INC., Board member
21
SEC EDGARWESTERN ASSET HIGH INCOME FUND II INC., Board member
22
SEC EDGARLMP CAPITAL & INCOME FUND INC., Chief executive officer
23
SEC EDGARWESTERN ASSET EMERGING MARKETS DEBT FUND INC., Board member
24
SEC EDGARAssociated Banc-Corp shares after the filing of Mar 16, 2026
25
SEC EDGARALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND shares after the filing of May 22, 2026
26
SEC EDGARWestern Asset Investment Grade Income Fund Inc. shares after the filing of Sep 20, 2007
27
SEC EDGARForm 4 filed Jun 25, 2026
28
SEC EDGARForm 4 filed Feb 3, 2026
29
SEC EDGARForm 4 filed Dec 16, 2025
30
SEC EDGARForm 4 filed Sep 17, 2025
31
SEC EDGARForm 4 filed Jun 18, 2025
32
SEC EDGARForm 4 filed Mar 19, 2025
33
SEC EDGARForm 4 filed Feb 3, 2025
34
SEC EDGARForm 4 filed Dec 17, 2024
35
SEC EDGARForm 4 filed Sep 17, 2024
36
SEC EDGARForm 4 filed Jun 20, 2024
37
SEC EDGARForm 4 filed Mar 19, 2024
38
SEC EDGARForm 4 filed Feb 2, 2024
39
SEC EDGARForm 4 filed Dec 19, 2023