PAI on NYSE

Western Asset Investment Grade Income Fund Inc.

Western Asset Investment Grade Income Fund Inc. is a fund registered in the United States, based in Pasadena, active since 1972.² Its shares trade on NYSE under the symbol PAI.²

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Last updated Oct 21, 2026.

Overview

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TickerPAI on NYSE²
HeadquartersPasadena, United States²
Business address620 Eighth Avenue, 47Th Floor, New York, Md 10018³
Legal formFund²
Kind of organizationFund²
LEI549300W1ZCJRJ5Y1E041²
StatusActive²
LEI statusIssued and current²
Registered addressC/O THE CORPORATION TRUST COMPANY, 19801 Wilmington, United States²
Registered withSecurities and Exchange Commission, 0000075398²

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Corporate structure

Western Asset Investment Grade Income Fund Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Western Asset Investment Grade Income Fund Inc.

1607 Capital Partners, LLC Filed SCHEDULE 13G/A on Western Asset Investment Grade Income Fund Inc., latest Aug 14, 2026 (5 filings since Feb 14, 2023)
SIT INVESTMENT ASSOCIATES INC Filed SCHEDULE 13G/A on Western Asset Investment Grade Income Fund Inc., latest Jan 6, 2026 (2 filings since Feb 14, 2024)
FIRST TRUST PORTFOLIOS LP Filed SC 13G/A on Western Asset Investment Grade Income Fund Inc., latest Jan 26, 2024 (4 filings since Jan 18, 2022)

Western Asset Investment Grade Income Fund Inc. Pasadena, California, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Western Asset Investment Grade Income Fund Inc., and when. Pick a name to see everywhere that person has worked.

Chief executive

Kenneth Fuller2013–2014

President

Chief financial officer

Kaprel Ozsolak2010

20052010201520202025

Chief executive officerKenneth Fuller May 30, 2013 to Feb 11, 2014⁴
PresidentKenneth Fuller May 30, 2013 to Feb 11, 2014⁴
PresidentR. Jay Gerken Sep 20, 2007 to Sep 20, 2007⁵
Chief financial officerKaprel Ozsolak Jun 16, 2010 to Jun 16, 2010⁶

Board members and other officers (25)

Secretary / Chief LGL OfficerOliveira Marc De Sep 24, 2020 to Sep 24, 2020⁷
Sr. Vice PresidentJeanne Kelly Jan 28, 2019 to Jan 28, 2019⁸
Chief Compliance OfficerTed P. Becker Jul 18, 2019 to Jul 18, 2019⁹
Treas/Principal Finan OfficerChristopher Berarducci Sep 30, 2019 to Sep 30, 2019¹⁰
Principal Financial OfficerRichard Sennett Dec 2, 2011 to Dec 2, 2011¹¹
Principal Fin. & Acct. OfficerFrances Guggino Aug 7, 2009 to Aug 7, 2009¹²
SecretaryRichard Wachterman Feb 28, 2008 to Feb 28, 2008¹³
Assistant TreasurerSusan Curry Mar 12, 2007 to Mar 12, 2007¹⁴
Chief Compliance OfficerTodd F. Kuehl Apr 17, 2007 to Apr 17, 2007¹⁵
Vice PresidentDavid Daniel Fleet May 17, 2006 to May 17, 2006¹⁶
TreasurerMarie K. Karpinski Feb 18, 2004 to Feb 18, 2004¹⁷
Vice PresidentIlene S. Harker Jul 28, 2003 to Jul 28, 2003¹⁸
Board memberJane F. Dasher Jan 16, 2020 to Jan 16, 2020¹⁹
Board memberSusan B. Kerley Jan 16, 2020 to Jan 16, 2020²⁰
Board memberMichael Larson Mar 17, 2020 to Mar 17, 2020²¹
Board memberPeter J. Taylor Mar 6, 2019 to Mar 6, 2019²²
Board memberKenneth Fuller May 30, 2013 to Feb 11, 2014⁴
Board memberRobert Abeles Jr. May 30, 2013 to May 30, 2013²³
Board memberWilliam E. B. Siart Dec 18, 2012 to Dec 18, 2012²⁴
Board memberAvedick Baruyr Poladian Feb 22, 2007 to Feb 22, 2007²⁵
Board memberR. Jay Gerken Sep 22, 2006 to Sep 20, 2007²⁶
Board memberRonald Olson May 17, 2005 to Apr 9, 2021²⁷
Board memberAnita L. Defrantz Jul 22, 2004 to Jul 29, 2013²⁸
Board memberJaynie M. Studenmund Sep 15, 2004 to Sep 15, 2004²⁹
General counselRobert I. Frenkel Aug 7, 2009 to Aug 7, 2009³⁰

Subsidiaries and ownership

Fund manager

Western Asset Management Company, LLC²

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Former names

Western Asset Income FundAug 25, 2005 to Feb 27, 2018³
PACIFIC AMERICAN INCOME SHARES INCAug 26, 1994 to May 31, 2005³

Timeline

May 30, 2013New chief executive Kenneth Fuller becomes CEO⁴
Dec 21, 1972Founded Western Asset Investment Grade Income Fund Inc. is founded²

Filings

61 filings to the SEC since October 2021: 5 insider forms, 11 large holders, 45 other. The latest 20:

Aug 26, 2026NPORT-P EDGAR
Aug 25, 2026N-CSRS WESTERN ASSET INVESTMENT GRADE INCOME FUND INC - N-CSRS EDGAR
Aug 14, 2026N-PX EDGAR
Aug 14, 2026SCHEDULE 13G/A EDGAR
May 28, 2026NPORT-P EDGAR
Apr 17, 2026DEF 14A WESTERN ASSET INVESTMENT GRADE INCOME FUND INC. EDGAR
Apr 7, 20263 EDGAR
Mar 11, 2026N-CEN EDGAR
Mar 2, 2026N-CSR WESTERN ASSET INVESTMENT GRADE INCOME FUND INC. (PAI) - NCSR EDGAR
Feb 23, 2026NPORT-P EDGAR
Jan 6, 2026SCHEDULE 13G/A EDGAR
Nov 25, 2025NPORT-P EDGAR
Aug 28, 20253 EDGAR
Aug 26, 2025NPORT-P EDGAR
Aug 26, 2025N-CSRS WESTERN ASSET INVESTMENT GRADE INCOME FUND INC (PAI) - N-CSRS EDGAR
Aug 15, 2025N-PX EDGAR
May 27, 2025NPORT-P EDGAR
Apr 14, 2025DEF 14A WESTERN ASSET INVESTMENT GRADE INCOME FUND INC. EDGAR
Mar 13, 2025N-CEN EDGAR
Feb 27, 2025N-CSR WESTERN ASSET INVESTMENT GRADE INCOME FUND INC. (PAI) - N-CSR EDGAR

The 61 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

1607 Capital Partners, LLCSCHEDULE 13G/A, 5 filings Feb 14, 2023 to Aug 14, 2026³¹
SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G/A, 2 filings Feb 14, 2024 to Jan 6, 2026³²
FIRST TRUST PORTFOLIOS LPSC 13G/A, 4 filings Jan 18, 2022 to Jan 26, 2024³³

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 38. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
1607 Capital Partners, LLC	558,367	$6.8M	0.6%	−161,635
Hennion & Walsh Asset Management, Inc.	227,828	$2.8M	0.1%	−38,504
Jones Financial Companies Lllp	217,705	$2.6M	0.0%	+8,416
Karpus Management, Inc.	206,018	$2.5M	0.1%	New
Guggenheim Capital LLC	165,565	$2.0M	0.0%	−50,521
Fiera Capital Corp	131,497	$1.6M	0.0%	+3,939
LPL Financial LLC	91,493	$1.1M	0.0%	+276
Stifel Financial Corp	72,527	$879.0K	0.0%	+29,845
Wolverine Asset Management LLC	55,399	$671.4K	0.0%	+9,487
Raymond James Financial Inc	47,456	$575.2K	0.0%	+318
Aviance Capital Partners, LLC	39,963	$484.4K	0.1%	+1,649
Cetera Investment Advisers	35,688	$432.5K	0.0%	New
Envestnet Asset Management Inc	32,589	$395.0K	0.0%	New
Baird Financial Group, Inc.	31,000	$375.7K	0.0%	−472
Meadow Creek Wealth Advisors LLC	26,130	$316.7K	0.2%	−273
Waverly Advisors, LLC	22,195	$269.0K	0.0%	New
Morgan Stanley	20,326	$246.4K	0.0%	−2,551
Bank Of America Corp /de/	19,787	$239.8K	0.0%	+8,361
Martin Capital Partners, LLC	19,043	$230.8K	0.1%	−475
Uhlmann Price Securities, LLC	17,591	$213.2K	0.0%	New
Whitener Capital Management, Inc.	16,292	$197.5K	0.0%	No change
Clifford Swan Investment Counsel LLC	16,151	$195.8K	0.0%	−11,200
Gilman Hill Asset Management, LLC	15,000	$181.8K	0.0%	No change
Susquehanna International Group, Llp	12,605	$152.8K	0.0%	+1,734
Wells Fargo & Company/mn	12,559	$152.2K	0.0%	−1

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Western Asset Investment Grade Income Fund Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARWestern Asset Investment Grade Income Fund Inc.¹
CIK0000075398
Employer ID (EIN)95-2808650¹
Fiscal year endsDecember 31¹
Business address620 Eighth Avenue, 47Th Floor, New York, MD 10018¹
Phone8887770102¹
On EDGAR sinceFeb 28, 1994¹
Filings433 in all: 4 (56), 3 (42), DEF 14A (32), N-Q (29), NPORT-P (28), SC 13G/A (27), NSAR-B (26), N-CSR (25)¹
All 26 form types
N-PX (23), N-CSRS (22), NSAR-A (22), 40-17G (21), DEFA14A (18), N-30D (15), CORRESP (8), N-CEN (8), 8-K (6), PRE 14A (5), SC 13G (5), 40-17G/A (4), 4/A (3), SCHEDULE 13G/A (3), NSAR-B/A (2), N-CSR/A (1), NPORT-EX (1), NTFNCSR (1)
Latest filingsProxy statement (DEF 14A) Apr 17, 2026
Latest 8-K (8-K) Nov 5, 2020

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARWestern Asset Investment Grade Income Fund Inc. filings on SEC EDGAR
2
GLEIFWestern Asset Investment Grade Income Fund Inc. LEI record (549300W1ZCJRJ5Y1E041)
3
SEC EDGARWestern Asset Investment Grade Income Fund Inc. filings on SEC EDGAR
4
SEC EDGARKenneth Fuller, Chief executive officer
5
SEC EDGARR. Jay Gerken, President
6
SEC EDGARKaprel Ozsolak, Chief financial officer
7
SEC EDGAROliveira Marc De, Secretary / Chief LGL Officer
8
SEC EDGARJeanne Kelly, Sr. Vice President
9
SEC EDGARTed P. Becker, Chief Compliance Officer
10
SEC EDGARChristopher Berarducci, Treas/Principal Finan Officer
11
SEC EDGARRichard Sennett, Principal Financial Officer
12
SEC EDGARFrances Guggino, Principal Fin. & Acct. Officer
13
SEC EDGARRichard Wachterman, Secretary
14
SEC EDGARSusan Curry, Assistant Treasurer
15
SEC EDGARTodd F. Kuehl, Chief Compliance Officer
16
SEC EDGARDavid Daniel Fleet, Vice President
17
SEC EDGARMarie K. Karpinski, Treasurer
18
SEC EDGARIlene S. Harker, Vice President
19
SEC EDGARJane F. Dasher, Board member
20
SEC EDGARSusan B. Kerley, Board member
21
SEC EDGARMichael Larson, Board member
22
SEC EDGARPeter J. Taylor, Board member
23
SEC EDGARRobert Abeles Jr., Board member
24
SEC EDGARWilliam E. B. Siart, Board member
25
SEC EDGARAvedick Baruyr Poladian, Board member
26
SEC EDGARR. Jay Gerken, Board member
27
SEC EDGARRonald Olson, Board member
28
SEC EDGARAnita L. Defrantz, Board member
29
SEC EDGARJaynie M. Studenmund, Board member
30
SEC EDGARRobert I. Frenkel, General counsel
31
SEC EDGAR1607 Capital Partners, LLC SCHEDULE 13G/A on Western Asset Investment Grade Income Fund Inc.
32
SEC EDGARSIT INVESTMENT ASSOCIATES INC SCHEDULE 13G/A on Western Asset Investment Grade Income Fund Inc.
33
SEC EDGARFIRST TRUST PORTFOLIOS LP SC 13G/A on Western Asset Investment Grade Income Fund Inc.