Overview
- TickerSCD on NYSE2
- HeadquartersNew York, United States2
- Incorporated inMD3
- Business addressC/O Legg Mason & Co. Llc, 620 Eighth Ave., 47Th Floor, New York, Ny 100183
- Legal formFUND2
- Kind of organizationFund2
- LEI549300YJH1GYGXCCQ4672
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O THE CORPORATION TRUST, INCORPORATED, 21093 Lutherville Timonium, United States2
- Registered withSecurities and Exchange Commission, 00012701312
Corporate structure
LMP CAPITAL & INCOME FUND INC. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of LMP CAPITAL & INCOME FUND INC.
- SIT INVESTMENT ASSOCIATES INC Filed SCHEDULE 13G/A on LMP CAPITAL & INCOME FUND INC., latest Oct 2, 2026 (2 filings since Aug 5, 2025)
- Bank of Montreal Filed SCHEDULE 13G/A on LMP CAPITAL & INCOME FUND INC., latest Nov 13, 2025 (2 filings since Jul 31, 2025)
- Raymond James Financial Services Advisors, Inc. Filed SCHEDULE 13G/A on LMP CAPITAL & INCOME FUND INC., latest Oct 31, 2025 (3 filings since Feb 8, 2022)
- RAYMOND JAMES & ASSOCIATES Filed SC 13G/A on LMP CAPITAL & INCOME FUND INC., latest Jan 26, 2024 (3 filings since Feb 8, 2022)
- FIRST TRUST PORTFOLIOS LP Filed SC 13G/A on LMP CAPITAL & INCOME FUND INC., latest Jan 12, 2024 (3 filings since Jan 20, 2022)
- LMP CAPITAL & INCOME FUND INC. New York, New York, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
Leadership
Who has led LMP CAPITAL & INCOME FUND INC., and when. Pick a name to see everywhere that person has worked.
Chief executive
Chair
President
Chief financial officer
- Chief executive officerKenneth Fuller Jun 5, 2013 to Jun 5, 20134
- Chief executive officerR. Jay Gerken Aug 2, 2006 to Aug 2, 20065
- ChairKenneth Fuller Jun 5, 2013 to Jun 5, 20134
- PresidentR. Jay Gerken Aug 2, 2006 to Aug 2, 20065
- Chief financial officerGuercio Rocco Del Mar 22, 2007 to Mar 22, 20076
Board members and other officers (28)
- Secretary and Ch Lgl OfficerGeorge P. Hoyt Aug 19, 2020 to Aug 19, 20207
- Treas/Principal Finan OfficerChristopher Berarducci Sep 30, 2019 to Sep 30, 20198
- TreasuerJennifer S. Berg Jan 10, 2018 to Jan 10, 20189
- Chief Compliance OfficerTodd F. Kuehl May 16, 2017 to May 16, 201710
- Principal Financial OfficerRichard Sennett Dec 2, 2011 to Dec 2, 201111
- Officer of the AdviserBarbara Brooke Manning May 22, 2007 to May 22, 200712
- Officer of the AdviserTerrence Murphy May 22, 2007 to Jul 30, 200713
- Treasurer of the FundKaprel Ozsolak Jun 4, 2007 to Jun 4, 200714
- Assistant Secretary of FundWilliam J. Renahan Sep 20, 2007 to Sep 20, 200715
- Senior Vice PresidentJeanne Kelly Aug 2, 2006 to Aug 2, 20065
- ManagerMark R. Fetting Aug 2, 2006 to Aug 2, 20065
- ManagerPeter L. Bain Aug 2, 2006 to Aug 2, 20065
- Senior Vice PresidentRobert P. Shepler Aug 2, 2006 to Aug 2, 20065
- Chief Compliance OfficerTed P. Becker Aug 2, 2006 to Aug 2, 20065
- SecretaryThomas C. Mandia Aug 2, 2006 to Aug 2, 20065
- ManagerTimothy C. Scheve Aug 2, 2006 to Aug 2, 20065
- Officer of the AdviserBrian S. Posner Oct 11, 2006 to Oct 11, 200616
- Board memberAnthony Grillo Nov 21, 2024 to now17
- Board memberHillary A. Sale Nov 21, 2024 to Nov 21, 202418
- Board memberPeter Daniel Charles Mason Nov 22, 2024 to now19
- Board memberDaniel P. Cronin Jan 23, 2020 to Jun 24, 202420
- Board memberNisha Kumar Jan 9, 2019 to Jan 9, 201921
- Board memberRobert D. Agdern Jan 9, 2015 to Jan 9, 201522
- Board memberEileen A. Kamerick Feb 7, 2013 to Dec 21, 202223
- Board memberCarol L. Colman Jun 28, 2010 to Jun 28, 201024
- Board memberPaolo M. Cucchi Mar 7, 2007 to Feb 13, 201925
- Board memberJeswald W. Salacuse Aug 1, 2007 to May 25, 201026
- General counselOliveira Marc De Sep 13, 2023 to Sep 13, 202327
Former names
Timeline
Filings
94 filings to the SEC since October 2021: 2 major events, 23 insider forms, 13 large holders, 56 other. The latest 20:
- Oct 2, 2026SCHEDULE 13G/A EDGAR
- Sep 11, 20263 EDGAR
- Sep 10, 20263 EDGAR
- Aug 14, 2026N-PX EDGAR
- Jul 30, 2026N-CSRS LMP CAPITAL AND INCOME FUND INC - N-CSRS EDGAR
- Jul 22, 2026NPORT-P EDGAR
- Apr 24, 2026NPORT-P EDGAR
- Apr 23, 2026424B3 EDGAR
- Apr 7, 20263 EDGAR
- Apr 2, 20263 EDGAR
- Mar 9, 2026DEF 14A EDGAR
- Feb 13, 2026424B3 EDGAR
- Feb 11, 2026N-CEN EDGAR
- Jan 28, 2026N-CSR MP CAPITAL AND INCOME FUND INC. (SCD) - N-CSR EDGAR
- Jan 23, 2026NPORT-P EDGAR
- Jan 12, 20263 EDGAR
- Nov 13, 2025SCHEDULE 13G/A EDGAR
- Oct 31, 2025SCHEDULE 13G/A EDGAR
- Oct 23, 2025NPORT-P EDGAR
- Aug 28, 20253 EDGAR
The 94 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
5 open-market trades by officers, directors and large owners since October 2021: 5 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Jul 14, 2025 | Mason Peter Daniel CharlesDirector | Buy | 2,580 | $15.59 | $40.2K | Form 4 |
| May 27, 2025 | GRILLO ANTHONYDirector | Buy | 700 | $15.69 | $11.0K | Form 4 |
| Jun 21, 2024 | CRONIN DANIEL PDirector | Buy | 1,000 | $15.25 | $15.2K | Form 4 |
| Dec 20, 2022 | KAMERICK EILEEN ADirector | Buy | 1,670 | $12.02 | $20.1K | Form 4 |
| Jan 5, 2022 | CRONIN DANIEL PDirector | Buy | 3,500 | $14.90 | $52.1K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G/A, 2 filings Aug 5, 2025 to Oct 2, 202630
- Bank of MontrealSCHEDULE 13G/A, 2 filings Jul 31, 2025 to Nov 13, 202531
- Raymond James Financial Services Advisors, Inc.SCHEDULE 13G/A, 3 filings Feb 8, 2022 to Oct 31, 202532
- RAYMOND JAMES & ASSOCIATESSC 13G/A, 3 filings Feb 8, 2022 to Jan 26, 202433
- FIRST TRUST PORTFOLIOS LPSC 13G/A, 3 filings Jan 20, 2022 to Jan 12, 202434
SEC filer profile
How LMP CAPITAL & INCOME FUND INC. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARLMP CAPITAL & INCOME FUND INC.1
- CIK0001270131
- Employer ID (EIN)47-09369301
- Incorporated inMaryland1
- Fiscal year endsNovember 301
- Business addressC/O Legg Mason & Co. Llc, 620 Eighth Ave., 47Th Floor, New York, NY 100181
- Phone888-777-01021
- On EDGAR sinceNov 14, 20031
- Filings546 in all: 3 (103), 4 (70), DEFA14A (34), N-Q (30), NPORT-P (27), DEF 14A (24), 8-K (23), N-CSR (23)1
All 50 form types
N-CSRS (23), N-PX (23), SC 13G/A (23), 40-17G (20), NSAR-B (15), NSAR-A (14), SC TO-C (12), SC 13G (9), N-CEN (8), SC 13D/A (6), 4/A (5), N-2/A (5), 40-17G/A (4), CORRESP (4), SC TO-I (4), SCHEDULE 13G/A (4), 424B3 (2), DFAN14A (2), N-2 (2), POS EX (2), PRE 14A (2), PREC14A (2), SCHEDULE 13G (2), 3/A (1), 40-6C/A (1), 424B2 (1), 424B5 (1), 497 (1), 8-A12B (1), CERTNYS (1), DEFC14A (1), EFFECT (1), N-2MEF (1), N-8A (1), N-CSR/A (1), N-CSRS/A (1), N-PX/A (1), NPORT-EX (1), NSAR-A/A (1), NSAR-B/A (1), PRER14A (1), SC 13D (1)
- Latest filingsProxy statement (DEF 14A) Mar 9, 2026
Latest 8-K (8-K) Nov 20, 2024
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6
- 7
- 8
- 9SEC EDGARJennifer S. Berg, Treasuer
- 10
- 11
- 12
- 13
- 14
- 15
- 16
- 17SEC EDGARAnthony Grillo, Board member
- 18SEC EDGARHillary A. Sale, Board member
- 19
- 20SEC EDGARDaniel P. Cronin, Board member
- 21SEC EDGARNisha Kumar, Board member
- 22SEC EDGARRobert D. Agdern, Board member
- 23SEC EDGAREileen A. Kamerick, Board member
- 24SEC EDGARCarol L. Colman, Board member
- 25SEC EDGARPaolo M. Cucchi, Board member
- 26SEC EDGARJeswald W. Salacuse, Board member
- 27SEC EDGAROliveira Marc De, General counsel
- 28SEC EDGARBylaws or fiscal year changed
- 29SEC EDGAROther events
- 30
- 31
- 32
- 33
- 34