IGI on NYSE

Western Asset Investment Grade Opportunity Trust Inc.

Western Asset Investment Grade Opportunity Trust Inc. is a fund registered in the United States, based in New York, active since 2009.² Its shares trade on NYSE under the symbol IGI.²

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Last updated Oct 21, 2026.

Overview

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TickerIGI on NYSE²
HeadquartersNew York, United States²
Incorporated inMD³
Business address620 Eighth Avenue, 47Th Floor, New York, Ny 10018³
Legal formFund²
Kind of organizationFund²
LEI549300V54JNCB3KS3P74²
StatusActive²
LEI statusIssued and current²
Registered addressC/O THE CORPORATION TRUST INCORPORATED, 21093-2264 Lutherville Timonium, United States²
Registered withSecurities and Exchange Commission, 0001462586²

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Corporate structure

Western Asset Investment Grade Opportunity Trust Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Western Asset Investment Grade Opportunity Trust Inc.

1607 Capital Partners, LLC Filed SCHEDULE 13G/A on Western Asset Investment Grade Opportunity Trust Inc., latest Aug 14, 2026 (9 filings since Aug 10, 2022)
Karpus Management, Inc. Filed SCHEDULE 13G/A on Western Asset Investment Grade Opportunity Trust Inc., latest Aug 14, 2026 (4 filings since Nov 13, 2024)
UBS Filed SCHEDULE 13G/A on Western Asset Investment Grade Opportunity Trust Inc., latest May 7, 2026 (4 filings since Jan 28, 2022)
FIRST TRUST PORTFOLIOS LP Filed SCHEDULE 13G/A on Western Asset Investment Grade Opportunity Trust Inc., latest Jan 30, 2026 (10 filings since Jan 24, 2022)
SIT INVESTMENT ASSOCIATES INC Filed SCHEDULE 13G/A on Western Asset Investment Grade Opportunity Trust Inc., latest Jan 6, 2026 (5 filings since Feb 13, 2023)
Allspring Global Investments Holdings, LLC Filed SC 13G/A on Western Asset Investment Grade Opportunity Trust Inc., latest Nov 5, 2024 (2 filings since Oct 7, 2024)

Western Asset Investment Grade Opportunity Trust Inc. New York, New York, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Western Asset Investment Grade Opportunity Trust Inc., and when. Pick a name to see everywhere that person has worked.

Chief executive

Chair

Kenneth Fuller2013

Chief financial officer

Kaprel Ozsolak2009

2010201520202025

Chief executive officerKenneth Fuller Jun 5, 2013 to Jun 5, 2013⁴
Chief executive officerR. Jay Gerken Jun 12, 2009 to Jun 12, 2009⁵
ChairKenneth Fuller Jun 5, 2013 to Jun 5, 2013⁴
Chief financial officerKaprel Ozsolak Jun 12, 2009 to Jun 12, 2009⁶

Board members and other officers (21)

Secretary and Ch Lgl OfficerGeorge P. Hoyt Aug 19, 2020 to Aug 19, 2020⁷
Treas/Principal Finan OfficerChristopher Berarducci Sep 30, 2019 to Sep 30, 2019⁸
TreasurerJennifer S. Berg Jan 10, 2018 to Jan 10, 2018⁹
Chief Compliance OfficerTodd F. Kuehl May 16, 2017 to May 16, 2017¹⁰
Principal Financial OfficerRichard Sennett Dec 2, 2011 to Dec 2, 2011¹¹
Assistant SecretaryWilliam J. Renahan Jun 12, 2009 to Jun 12, 2009¹²
Board memberAnthony Grillo Nov 21, 2024 to now¹³
Board memberHillary A. Sale Nov 21, 2024 to Nov 21, 2024¹⁴
Board memberPeter Daniel Charles Mason Nov 22, 2024 to Nov 22, 2024¹⁵
Board memberNisha Kumar Jan 9, 2019 to Jan 9, 2019¹⁶
Board memberRobert D. Agdern Jan 9, 2015 to Jan 9, 2015¹⁷
Board memberEileen A. Kamerick Feb 7, 2013 to Dec 21, 2022¹⁸
Board memberCarol L. Colman Jun 12, 2009 to Jun 12, 2009¹⁹
Board memberDaniel P. Cronin Jun 12, 2009 to Dec 11, 2020²⁰
Board memberJeswald W. Salacuse Jun 12, 2009 to Jun 12, 2009²¹
Board memberLeslie H. Gelb Jun 12, 2009 to Jun 12, 2009²²
Board memberPaolo M. Cucchi Jun 12, 2009 to Jun 12, 2009²³
Board memberR. Jay Gerken Jun 12, 2009 to Jun 12, 2009⁵
Board memberRiordan Roett Jun 12, 2009 to Jun 12, 2009²⁴
General counselOliveira Marc De Sep 13, 2023 to Sep 13, 2023²⁵
General counselRobert I. Frenkel Jun 12, 2009 to Jun 12, 2009²⁶

Former names

Western Asset Investment Grade Defined Opportunity Trust Inc.Apr 24, 2009 to Oct 28, 2024³

Timeline

Nov 20, 20248-K Bylaws or fiscal year changed²⁷
Jun 5, 2013New chief executive Kenneth Fuller becomes CEO⁴
Jun 12, 2009New chief executive R. Jay Gerken becomes CEO⁵
Apr 24, 2009Founded Western Asset Investment Grade Opportunity Trust Inc. is founded²

Filings

103 filings to the SEC since October 2021: 1 major events, 14 insider forms, 34 large holders, 54 other. The latest 20:

Sep 11, 20263 EDGAR
Sep 10, 20263 EDGAR
Aug 14, 2026N-PX EDGAR
Aug 14, 2026SCHEDULE 13G/A EDGAR
Aug 14, 2026SCHEDULE 13G/A EDGAR
Jul 30, 2026N-CSRS WESTERN ASSET INVESTMENT GRADE OPPORTUNITY TRUST INC - N-CSRS EDGAR
Jul 22, 2026NPORT-P EDGAR
May 15, 2026SCHEDULE 13G/A EDGAR
May 14, 2026SCHEDULE 13G EDGAR
May 7, 2026SCHEDULE 13G/A EDGAR
Apr 24, 2026NPORT-P EDGAR
Apr 7, 20263 EDGAR
Mar 9, 2026DEF 14A EDGAR
Feb 11, 2026N-CEN EDGAR
Jan 30, 2026SCHEDULE 13G/A EDGAR
Jan 28, 2026N-CSR WESTERN ASSET INVESTMENT GRADE OPPORTUNITY TRUST INC. - N-CSR EDGAR
Jan 23, 2026NPORT-P EDGAR
Jan 6, 2026SCHEDULE 13G/A EDGAR
Nov 14, 2025SCHEDULE 13G EDGAR
Oct 23, 2025NPORT-P EDGAR

The 103 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

2 open-market trades by officers, directors and large owners since October 2021: 2 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
May 27, 2025	GRILLO ANTHONYDirector	Buy	700	$16.30	$11.4K	Form 4
Dec 20, 2022	KAMERICK EILEEN ADirector	Buy	1,210	$16.51	$20.0K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

1607 Capital Partners, LLCSCHEDULE 13G/A, 9 filings Aug 10, 2022 to Aug 14, 2026²⁸
Karpus Management, Inc.SCHEDULE 13G/A, 4 filings Nov 13, 2024 to Aug 14, 2026²⁹
UBSSCHEDULE 13G/A, 4 filings Jan 28, 2022 to May 7, 2026³⁰
FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 10 filings Jan 24, 2022 to Jan 30, 2026³¹
SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G/A, 5 filings Feb 13, 2023 to Jan 6, 2026³²
Allspring Global Investments Holdings, LLCSC 13G/A, 2 filings Oct 7, 2024 to Nov 5, 2024³³

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 29. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Karpus Management, Inc.	529,003	$8.5M	0.2%	+145,661
1607 Capital Partners, LLC	331,558	$5.3M	0.5%	−75,196
UBS Group AG	288,723	$4.7M	0.0%	−7,469
Hennion & Walsh Asset Management, Inc.	108,376	$1.7M	0.0%	+75,169
Morgan Stanley	107,106	$1.7M	0.0%	−4,980
Raymond James Financial Inc	85,050	$1.4M	0.0%	−7,040
Wells Fargo & Company/mn	75,980	$1.2M	0.0%	−498
Whipplewood Advisors, LLC	58,440	$941.5K	0.6%	−2,794
Stifel Financial Corp	23,441	$377.6K	0.0%	+999
Ameriprise Financial Inc	17,466	$281.4K	0.0%	−820
Susquehanna International Group, Llp	16,176	$260.6K	0.0%	−6,434
Bank Of America Corp /de/	15,101	$243.3K	0.0%	−6,504
Jones Financial Companies Lllp	14,951	$240.1K	0.0%	+5,815
Guggenheim Capital LLC	13,117	$211.3K	0.0%	−54,514
Uhlmann Price Securities, LLC	12,127	$195.4K	0.0%	New
Melfa Wealth Management, Inc.	10,424	$167.9K	0.1%	No change
Wolverine Asset Management LLC	6,267	$101.0K	0.0%	−56,424
Royal Bank Of Canada	6,103	$98.0K	0.0%	−110
Osaic Holdings, Inc.	2,212	$35.6K	0.0%	No change
Institute for Wealth Management, LLC.	1,625	$26.2K	0.0%	New
Integrated Wealth Concepts LLC	1,540	$24.8K	0.0%	New
Noble Wealth Management PBC	1,000	$16.1K	0.0%	No change
Sit Investment Associates Inc	909,296	$14.6K	0.3%	+53,497
Arax Advisory Partners	900	$14.5K	0.0%	New
Steward Partners Investment Advisory, LLC	799	$12.9K	0.0%	No change

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Western Asset Investment Grade Opportunity Trust Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARWestern Asset Investment Grade Opportunity Trust Inc.¹
CIK0001462586
Incorporated inMaryland¹
Fiscal year endsNovember 30¹
Business address620 Eighth Avenue, 47Th Floor, New York, NY 10018¹
Phone888-777-0102¹
On EDGAR sinceApr 24, 2009¹
Filings361 in all: 3 (65), SC 13G/A (36), DEFA14A (27), NPORT-P (27), DEF 14A (20), N-Q (20), N-PX (18), 40-17G (17)¹
All 34 form types
N-CSR (17), N-CSRS (17), CORRESP (12), 8-K (11), SCHEDULE 13G/A (11), NSAR-B (9), N-CEN (8), NSAR-A (8), SC 13G (7), 4 (5), 40-17G/A (4), SCHEDULE 13G (4), N-2/A (3), PRE 14A (2), SC TO-C (2), 497 (1), 8-A12B (1), EFFECT (1), N-2 (1), N-8A (1), N-CEN/A (1), NPORT-EX (1), POS EX (1), PRER14A (1), SC TO-I (1), SC TO-I/A (1)
Latest filingsProxy statement (DEF 14A) Mar 9, 2026
Latest 8-K (8-K) Nov 20, 2024

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARWestern Asset Investment Grade Opportunity Trust Inc. filings on SEC EDGAR
2
GLEIFWestern Asset Investment Grade Opportunity Trust Inc. LEI record (549300V54JNCB3KS3P74)
3
SEC EDGARWestern Asset Investment Grade Opportunity Trust Inc. filings on SEC EDGAR
4
SEC EDGARKenneth Fuller, Chief executive officer
5
SEC EDGARR. Jay Gerken, Chief executive officer
6
SEC EDGARKaprel Ozsolak, Chief financial officer
7
SEC EDGARGeorge P. Hoyt, Secretary and Ch Lgl Officer
8
SEC EDGARChristopher Berarducci, Treas/Principal Finan Officer
9
SEC EDGARJennifer S. Berg, Treasurer
10
SEC EDGARTodd F. Kuehl, Chief Compliance Officer
11
SEC EDGARRichard Sennett, Principal Financial Officer
12
SEC EDGARWilliam J. Renahan, Assistant Secretary
13
SEC EDGARAnthony Grillo, Board member
14
SEC EDGARHillary A. Sale, Board member
15
SEC EDGARPeter Daniel Charles Mason, Board member
16
SEC EDGARNisha Kumar, Board member
17
SEC EDGARRobert D. Agdern, Board member
18
SEC EDGAREileen A. Kamerick, Board member
19
SEC EDGARCarol L. Colman, Board member
20
SEC EDGARDaniel P. Cronin, Board member
21
SEC EDGARJeswald W. Salacuse, Board member
22
SEC EDGARLeslie H. Gelb, Board member
23
SEC EDGARPaolo M. Cucchi, Board member
24
SEC EDGARRiordan Roett, Board member
25
SEC EDGAROliveira Marc De, General counsel
26
SEC EDGARRobert I. Frenkel, General counsel
27
SEC EDGARBylaws or fiscal year changed
28
SEC EDGAR1607 Capital Partners, LLC SCHEDULE 13G/A on Western Asset Investment Grade Opportunity Trust Inc.
29
SEC EDGARKarpus Management, Inc. SCHEDULE 13G/A on Western Asset Investment Grade Opportunity Trust Inc.
30
SEC EDGARUBS SCHEDULE 13G/A on Western Asset Investment Grade Opportunity Trust Inc.
31
SEC EDGARFIRST TRUST PORTFOLIOS LP SCHEDULE 13G/A on Western Asset Investment Grade Opportunity Trust Inc.
32
SEC EDGARSIT INVESTMENT ASSOCIATES INC SCHEDULE 13G/A on Western Asset Investment Grade Opportunity Trust Inc.
33
SEC EDGARAllspring Global Investments Holdings, LLC SC 13G/A on Western Asset Investment Grade Opportunity Trust Inc.