Collective Mining Ltd.

Overview

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• TickerCNL on Nasdaq²
• IndustryGold and Silver Ores²
• HeadquartersToronto, Canada²
• Incorporated inOntario, Canada⁴
• Business address82 Richmond St. E, Toronto⁴
• Filer category, Emerging growth company⁴
• Legal formCorporation²
• LEI98450055FE5CF6E9J694²
• StatusActive²
• LEI statusIssued and current²
• Registered address82 RICHMOND STREET EAST, M5C 1P1 Toronto, Canada²
• Registered withMinistry of Government and Consumer Services, 5032537²

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Corporate structure

Collective Mining Ltd. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What Collective Mining Ltd. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Property and equipment

Investments

Intangibles and goodwill

Leadership

Named in SEC Form D filings

People the company listed in its private-offering notices.

• Executive Officer, Director, PromoterAri Sussman named Nov 7, 2022 to Nov 13, 2024⁶
• Executive OfficerOmar Ossma named Nov 7, 2022 to Nov 13, 2024⁶
• Executive OfficerPaul Begin named Nov 7, 2022 to Nov 13, 2024⁶
• DirectorAngela Orozco Gomez named Nov 13, 2024⁶
• DirectorAshwath Mehra named Nov 13, 2024⁶
• DirectorMaria Constanza Garcia Botero named Mar 28, 2023 to Nov 13, 2024⁶
• DirectorPaul Murphy named Nov 7, 2022 to Nov 13, 2024⁶
• DirectorAswath Mehra named Nov 7, 2022 to Mar 28, 2023⁷
• DirectorKen Thomas named Nov 7, 2022 to Mar 28, 2023⁷
• DirectorMaria Constanza Garcia Botera named Nov 7, 2022⁸

Timeline

1. Jul 1, 2021Founded Collective Mining Ltd. is founded²

Calendar

Coming up

1. Nov 11, 2026Reports results for the quarter ending Sep/2026 A year earlier it reported ($0.13) a share, on Nov 12, 2025.⁹

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

149 filings to the SEC since October 2021: 2 annual reports, 15 large holders, 3 private raises, 129 other. The latest 20:

1. Oct 13, 20266-K EDGAR
2. Sep 24, 20266-K EDGAR
3. Sep 23, 20266-K EDGAR
4. Sep 21, 20266-K EDGAR
5. Sep 15, 20266-K EDGAR
6. Sep 8, 20266-K EDGAR
7. Sep 8, 20266-K EDGAR
8. Sep 3, 20266-K EDGAR
9. Sep 1, 20266-K EDGAR
10. Aug 25, 20266-K EDGAR
11. Aug 18, 20266-K EDGAR
12. Aug 13, 20266-K EDGAR
13. Aug 13, 2026SCHEDULE 13G EDGAR
14. Aug 12, 20266-K REPORT OF FOREIGN PRIVATE ISSUER EDGAR
15. Aug 11, 20266-K EDGAR
16. Aug 10, 2026CERT EDGAR
17. Aug 10, 202625 EDGAR
18. Aug 10, 20268-A12B FOR REGISTRATION OF CERTAIN CLASSES EDGAR
19. Aug 4, 20266-K EDGAR
20. Jul 29, 20266-K EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

• Goldman SachsSCHEDULE 13G, 1 filing Aug 13, 2026¹⁰
• JUPITER ASSET MANAGEMENT LTDSCHEDULE 13G, 5 filings Jun 15, 2026 to Jul 16, 2026¹¹
• Ari SussmanSCHEDULE 13G/A, 2 filings Nov 15, 2024 to Mar 18, 2026¹²
• Helikon Investments LtdSCHEDULE 13G/A, 3 filings Jan 10, 2025 to Oct 28, 2025¹³
• Agnico Eagle MinesSCHEDULE 13G/A, 2 filings Nov 14, 2024 to Mar 20, 2025¹⁴
• Paul BeginSC 13G, 1 filing Nov 15, 2024¹⁵
• PowerOne Capital Corp.SC 13G, 1 filing Nov 14, 2024¹⁶

Funding

Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.

Private raises

Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.

1. Oct 28, 2024Raised $2.6 million in a private offering of equity⁶ Form D: 2 investors so far Form D
2. Mar 22, 2023Raised $109,411 in a private offering of equity⁷ Form D: 1 investor so far Form D
3. Oct 25, 2022Raised $366,622 in a private offering of equity⁸ Form D: $1.2 million offered in all Form D

SEC filer profile

How Collective Mining Ltd. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARCollective Mining Ltd.¹
• CIK0001953575
• Employer ID (EIN)00-0000000¹⁷
• Filer status<br>emerging growth company an emerging growth company¹
• Incorporated inOntario¹⁷
• Fiscal year endsDecember 31¹
• Industry code (SIC)1040 Gold and Silver Ores¹
• SEC reviewing officeOffice of Energy & Transportation, Division of Corporation Finance¹
• Business address82 Richmond St. E, Toronto, Canada (Federal Level)¹
• Phone(416) 451-2727¹
• Shares outstanding92,537,998 as of Dec 31, 2025³
• AuditorBDO Canada LLP, Ontario, Canada PCAOB ID 1227; no auditor attestation of internal control over financial reporting¹⁷
• On EDGAR sinceNov 7, 2022¹
• Filings149 in all: 6-K (117), SCHEDULE 13G (6), SCHEDULE 13G/A (5), SC 13G (4), D (3), 40-F (2), 40FR12B/A (2), 6-K/A (2)¹
  All 15 form types

  CERT (2), 25 (1), 40FR12B (1), 8-A12B (1), F-X (1), SD (1), SEC STAFF ACTION (1)

• Latest filingsAnnual report (40-F) Mar 31, 2026

Securities registered for trading

From the cover page of the 40-F filed Mar 31, 2026 (Section 12(b) of the Exchange Act).¹⁷