Private company

COWEN AND COMPANY, LLC

Limited liability company registered in the United States, no longer active. Summary from the record

Last updated Oct 21, 2026.

Overview

HeadquartersNew York, United States²
Legal formLimited Liability Company²
LEI549300WR155U7DVMIW58²
StatusInactive²
LEI statusRetired²
Registered addressC/O COGENCY GLOBAL INC., 19904 Dover, United States²
Registered withDivision of Corporations, Department of State, 3753197²

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Corporate structure

COWEN AND COMPANY, LLC sits at the top of its group. 69 entities, 5 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

COWEN AND COMPANY, LLC New York, New York, United States
- Agriculture & Natural Solutions Acquisition Corp Stake · New York, New York
- Aimei Health Technology Co., Ltd. Stake · New York, New York
- Aimfinity Investment Corp. I Stake · Ny, New York
- AirJoule Technologies Corp. Stake · Ronan, Montana
- Alchemy Investments Acquisition Corp 1 Stake · Newark, Delaware
- AMC Robotics Corp Stake · New York, New York
- Andretti Acquisition Corp. II Stake · Indianapolis, Indiana
- Ares Management Stake · Baltimore, Maryland, United States
- Arogo Capital Acquisition Corp. Stake · Miami, Florida
- Avadel Pharmaceuticals Stake · Lyon
- Chain Bridge I Stake · Dover, Delaware
- Chenghe Acquisition I Co. Stake
- Chi Special Acquisition Corp. Stake · Flushing, New York
- Churchill Capital Corp IX/Cayman Stake · New York, New York
- Churchill Capital Corp V Stake · New York, New York
- Churchill Capital Corp VI Stake · New York, New York
- Churchill Capital Corp VII Stake · New York, New York
- Coliseum Acquisition Corp. Stake · Las Vegas, Nevada
- Compass Digital Acquisition Corp. Stake · Zephyr Cove, Nevada
- Concord Acquisition Corp Stake · New York, New York
- Currenc Group Inc. Stake · E9
- CXApp Inc. Stake · Palo Alto, California
- DIGIASIA CORP. Stake · E9
- Direct Selling Acquisition Corp. Stake · Plano, Texas
- ESH Acquisition Corp. Stake · New York, New York
- and 43 more

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); stakes of 5% or more it reported on Schedules 13D and 13G (68 companies). Each entity in the chart links to its source.

Timeline

Jan 15, 2004Founded COWEN AND COMPANY, LLC is founded²

Filings

21 filings to the SEC since October 2021: 21 other. The latest 20:

Feb 14, 202513F-HR EDGAR
Nov 12, 202413F-HR EDGAR
Aug 30, 2024N-PX/A EDGAR
Aug 28, 2024N-PX EDGAR
Aug 7, 202413F-HR EDGAR
May 3, 202413F-HR EDGAR
Feb 29, 2024FOCUSN AUTO-GENERATED PAPER DOCUMENT EDGAR
Feb 29, 2024X-17A-5 EDGAR
Feb 12, 202413F-HR/A EDGAR
Feb 8, 202413F-HR EDGAR
Nov 9, 202313F-HR EDGAR
Aug 7, 202313F-HR EDGAR
May 9, 202313F-HR EDGAR
Feb 24, 2023X-17A-5 EDGAR
Feb 9, 202313F-HR EDGAR
Nov 14, 202213F-HR EDGAR
Aug 5, 202213F-HR EDGAR
May 16, 202213F-HR EDGAR
Feb 25, 2022X-17A-5 EDGAR
Feb 14, 202213F-HR EDGAR

The 21 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

COWEN AND COMPANY, LLC has told the SEC it owns more than 5% of 68 companies, latest first (Schedules 13D and 13G).

Pyrophyte Acquisition Corp.SCHEDULE 13G/A Feb 1, 2024 to Aug 12, 2025³
Agriculture & Natural Solutions Acquisition CorpSCHEDULE 13G/A Feb 2, 2024 to May 12, 2025⁴
OCA Acquisition Corp.SCHEDULE 13G/A Jun 28, 2024 to May 12, 2025⁵
Zalatoris Acquisition Corp.SCHEDULE 13G/A Feb 9, 2024 to May 12, 2025⁶
AMC Robotics CorpSCHEDULE 13G/A Nov 13, 2024 to Feb 13, 2025⁷
Aimfinity Investment Corp. ISCHEDULE 13G/A Nov 13, 2024 to Feb 13, 2025⁸
Alchemy Investments Acquisition Corp 1SCHEDULE 13G/A Nov 13, 2024 to Feb 13, 2025⁹
Arogo Capital Acquisition Corp.SCHEDULE 13G/A Feb 2, 2024 to Feb 13, 2025¹⁰
Chain Bridge ISCHEDULE 13G/A Nov 13, 2024 to Feb 13, 2025¹¹
Churchill Capital Corp IX/CaymanSCHEDULE 13G/A Nov 13, 2024 to Feb 13, 2025¹²
Direct Selling Acquisition Corp.SCHEDULE 13G/A May 4, 2023 to Feb 13, 2025¹³
ESH Acquisition Corp.SCHEDULE 13G Nov 13, 2024 to Feb 13, 2025¹⁴
INTEGRATED RAIL & RESOURCES ACQUISITION CORPSCHEDULE 13G/A Nov 13, 2024 to Feb 13, 2025¹⁵
Israel Acquisitions CorpSCHEDULE 13G/A Nov 13, 2024 to Feb 13, 2025¹⁶
Metal Sky Star Acquisition CorpSCHEDULE 13G/A Nov 13, 2024 to Feb 13, 2025¹⁷
SK Growth Opportunities CorpSCHEDULE 13G/A Nov 13, 2024 to Feb 13, 2025¹⁸
USA Rare EarthSCHEDULE 13G/A Nov 13, 2024 to Feb 13, 2025¹⁹
Zeo Energy Corp.SCHEDULE 13G/A Nov 12, 2024 to Feb 13, 2025²⁰
Coliseum Acquisition Corp.SC 13G Dec 5, 2024²¹
Aimei Health Technology Co., Ltd.SC 13G/A Feb 2, 2024 to Nov 13, 2024²²
Andretti Acquisition Corp. IISC 13G/A Nov 13, 2024²³
Avadel PharmaceuticalsSC 13G/A Nov 12, 2021 to Nov 13, 2024²⁴
Chenghe Acquisition I Co.SC 13G Nov 13, 2024²⁵
Chi Special Acquisition Corp.SC 13G Nov 13, 2024²⁶
Churchill Capital Corp VIISC 13G/A Feb 5, 2024 to Nov 13, 2024²⁷
Compass Digital Acquisition Corp.SC 13G Nov 13, 2024²⁸
Currenc Group Inc.SC 13G/A Feb 2, 2024 to Nov 13, 2024²⁹
Eureka Acquisition CorpSC 13G Nov 13, 2024³⁰
Everest Consolidator Acquisition CorpSC 13G/A Feb 5, 2024 to Nov 13, 2024³¹
Fintech Ecosystem Development Corp.SC 13G/A Mar 11, 2024 to Nov 13, 2024³²

All 68 companies

Flag Ship Acquisition CorpSC 13G Nov 13, 2024³³
Four Leaf Acquisition CorpSC 13G Nov 13, 2024³⁴
FutureTech II Acquisition Corp.SC 13G/A Feb 2, 2024 to Nov 13, 2024³⁵
Generation Asia I Acquisition LtdSC 13G/A Feb 2, 2024 to Nov 13, 2024³⁶
Global Star Acquisition Inc.SC 13G/A Feb 2, 2024 to Nov 13, 2024³⁷
Horizon Space Acquisition I Corp.SC 13G Nov 13, 2024³⁸
Jaws Mustang Acquisition CorpSC 13G/A Feb 2, 2024 to Nov 13, 2024³⁹
Kensington Capital Acquisition Corp. VSC 13G/A Feb 2, 2024 to Nov 13, 2024⁴⁰
Kernel Group Holdings, Inc.SC 13G/A Feb 2, 2024 to Nov 13, 2024⁴¹
Plum Acquisition Corp. IIISC 13G Nov 13, 2024⁴²
Red Rock Acquisition Corp.SC 13G/A Oct 4, 2021 to Nov 13, 2024⁴³
Tristar Acquisition I Corp.SC 13G/A Feb 5, 2024 to Nov 13, 2024⁴⁴
UroGen Pharma Ltd.SC 13G/A Jun 24, 2024 to Nov 13, 2024⁴⁵
Workhorse GroupSC 13G/A Nov 12, 2021 to Nov 13, 2024⁴⁶
Zalatoris II Acquisition CorpSC 13G/A Feb 5, 2024 to Nov 13, 2024⁴⁷
AirJoule Technologies Corp.SC 13G/A Feb 5, 2024 to Nov 12, 2024⁴⁸
CXApp Inc.SC 13G Nov 12, 2024⁴⁹
GCT Semiconductor Holding, Inc.SC 13G Nov 12, 2024⁵⁰
Innoviz TechnologiesSC 13G/A Nov 2, 2022 to Nov 12, 2024⁵¹
OneMedNet CorpSC 13G Nov 12, 2024⁵²
iLearningEngines, Inc.SC 13G/A Apr 19, 2023 to Nov 12, 2024⁵³
Invest Acquisition CorpSC 13G Oct 28, 2024⁵⁴
Slam Corp.SC 13G/A Jul 11, 2023 to Apr 2, 2024⁵⁵
Zapata Quantum, Inc.SC 13G Feb 5, 2024⁵⁶
Concord Acquisition CorpSC 13G Feb 2, 2024⁵⁷
DIGIASIA CORP.SC 13G/A Sep 27, 2023 to Feb 2, 2024⁵⁸
L Catterton Asia Acquisition CorpSC 13G/A Mar 23, 2023 to Feb 2, 2024⁵⁹
Lazard Growth Acquisition Corp. ISC 13G/A Feb 1, 2023 to Feb 2, 2024⁶⁰
Prime Impact Acquisition ISC 13G/A Sep 5, 2023 to Feb 2, 2024⁶¹
Twin Ridge Capital Acquisition Corp.SC 13G/A Apr 27, 2023 to Feb 2, 2024⁶²
Churchill Capital Corp VSC 13G/A Mar 31, 2023 to Feb 1, 2024⁶³
Fusion Acquisition Corp. IISC 13G/A Apr 27, 2023 to Feb 1, 2024⁶⁴
Iconic Sports Acquisition Corp.SC 13G/A Sep 27, 2023 to Feb 1, 2024⁶⁵
Sable Offshore Corp.SC 13G/A May 30, 2023 to Feb 1, 2024⁶⁶
Ares ManagementSC 13G Jul 31, 2023⁶⁷
Progress Acquisition Corp.SC 13G May 16, 2023⁶⁸
SciPlay CorpSC 13G/A Apr 1, 2022 to Feb 28, 2023⁶⁹
Churchill Capital Corp VISC 13G/A Jan 3, 2022 to Jan 21, 2022⁷⁰

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARCOWEN AND COMPANY, LLC filings on SEC EDGAR
2
GLEIFCOWEN AND COMPANY, LLC LEI record (549300WR155U7DVMIW58)
3
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Pyrophyte Acquisition Corp.
4
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Agriculture & Natural Solutions Acquisition Corp
5
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on OCA Acquisition Corp.
6
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Zalatoris Acquisition Corp.
7
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on AMC Robotics Corp
8
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Aimfinity Investment Corp. I
9
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Alchemy Investments Acquisition Corp 1
10
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Arogo Capital Acquisition Corp.
11
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Chain Bridge I
12
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Churchill Capital Corp IX/Cayman
13
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Direct Selling Acquisition Corp.
14
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G on ESH Acquisition Corp.
15
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on INTEGRATED RAIL & RESOURCES ACQUISITION CORP
16
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Israel Acquisitions Corp
17
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Metal Sky Star Acquisition Corp
18
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on SK Growth Opportunities Corp
19
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on USA Rare Earth
20
SEC EDGARCOWEN AND COMPANY, LLC SCHEDULE 13G/A on Zeo Energy Corp.
21
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Coliseum Acquisition Corp.
22
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Aimei Health Technology Co., Ltd.
23
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Andretti Acquisition Corp. II
24
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Avadel Pharmaceuticals
25
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Chenghe Acquisition I Co.
26
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Chi Special Acquisition Corp.
27
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Churchill Capital Corp VII
28
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Compass Digital Acquisition Corp.
29
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Currenc Group Inc.
30
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Eureka Acquisition Corp
31
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Everest Consolidator Acquisition Corp
32
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Fintech Ecosystem Development Corp.
33
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Flag Ship Acquisition Corp
34
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Four Leaf Acquisition Corp
35
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on FutureTech II Acquisition Corp.
36
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Generation Asia I Acquisition Ltd
37
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Global Star Acquisition Inc.
38
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Horizon Space Acquisition I Corp.
39
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Jaws Mustang Acquisition Corp
40
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Kensington Capital Acquisition Corp. V
41
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Kernel Group Holdings, Inc.
42
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Plum Acquisition Corp. III
43
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Red Rock Acquisition Corp.
44
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Tristar Acquisition I Corp.
45
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on UroGen Pharma Ltd.
46
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Workhorse Group
47
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Zalatoris II Acquisition Corp
48
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on AirJoule Technologies Corp.
49
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on CXApp Inc.
50
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on GCT Semiconductor Holding, Inc.
51
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Innoviz Technologies
52
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on OneMedNet Corp
53
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on iLearningEngines, Inc.
54
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Invest Acquisition Corp
55
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Slam Corp.
56
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Zapata Quantum, Inc.
57
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Concord Acquisition Corp
58
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on DIGIASIA CORP.
59
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on L Catterton Asia Acquisition Corp
60
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Lazard Growth Acquisition Corp. I
61
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Prime Impact Acquisition I
62
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Twin Ridge Capital Acquisition Corp.
63
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Churchill Capital Corp V
64
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Fusion Acquisition Corp. II
65
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Iconic Sports Acquisition Corp.
66
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Sable Offshore Corp.
67
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Ares Management
68
SEC EDGARCOWEN AND COMPANY, LLC SC 13G on Progress Acquisition Corp.
69
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on SciPlay Corp
70
SEC EDGARCOWEN AND COMPANY, LLC SC 13G/A on Churchill Capital Corp VI