Private company
Plum Acquisition Corp. III
Plum Acquisition Corp. III is a Canadian blank check company, incorporated in British Columbia.1
Last updated Oct 21, 2026.
Overview
- IndustryBlank Checks1
- HeadquartersA11
- Incorporated inBritish Columbia, Canada3
- Business address2600 - 1066 West Hastings Street, Vancouver, V6E 3X13
- Filer category, Emerging growth company3
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We will not be limited to a particular industry or geographic region in our identification and acquisition of a prospective partner company.4 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Financial statements
| Fiscal year | 2021 | 2022 | 2023 | 2024 | 2025 |
|---|---|---|---|---|---|
| Cash | $2.1M11 | $726.9K6 | $27.4K2 | $49.9K2 | |
| Current assets | $2.5M10 | $920.8K5 | $250.9K6 | $87.4K2 | $84.9K2 |
| Total assets | $285.2M10 | $287.5M5 | $157.6M6 | $25.7M2 | $579.3K2 |
| Accounts payable | $52.5K10 | $38.9K5 | $446.3K2 | $1.1M2 | |
| Current liabilities | $193.3K10 | $1.3M5 | $8056 | $3.2M2 | $6.0M2 |
| Total liabilities | $18.4M10 | $11.6M5 | $724.4K6 | $5.3M2 | $12.6M2 |
| Retained earnings | -$15.7M10 | -$10.7M5 | -$699.3K6 | -$5.2M2 | -$12.5M2 |
| Shareholders’ equity | -$15.7M5 | -$10.7M6 | -$698.5K2 | -$5.2M2 | -$12.5M2 |
Corporate structure
Plum Acquisition Corp. III sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Plum Acquisition Corp. III
- METEORA CAPITAL, LLC Filed SCHEDULE 13G/A on Plum Acquisition Corp. III, latest May 15, 2025 (3 filings since Nov 14, 2024)
- AQR CAPITAL MANAGEMENT LLC Filed SCHEDULE 13G/A on Plum Acquisition Corp. III, latest May 14, 2025 (2 filings since Nov 13, 2024)
- TD SECURITIES (USA) LLC Filed SCHEDULE 13G/A on Plum Acquisition Corp. III, latest May 12, 2025 (2 filings since Feb 14, 2025)
- Mercury Capital, LLC Filed SCHEDULE 13D/A on Plum Acquisition Corp. III, latest Apr 18, 2025 (2 filings since Feb 5, 2024)
- Apollo Management Holdings GP, LLC Filed SC 13G/A on Plum Acquisition Corp. III, latest Nov 14, 2024 (3 filings since Feb 14, 2023)
- Polar Asset Management Partners Inc. Filed SC 13G/A on Plum Acquisition Corp. III, latest Nov 14, 2024 (3 filings since Feb 7, 2022)
- Westchester Capital Management, LLC Filed SC 13G/A on Plum Acquisition Corp. III, latest Nov 14, 2024 (2 filings since Feb 14, 2024)
- COWEN AND COMPANY, LLC Filed SC 13G on Plum Acquisition Corp. III, latest Nov 13, 2024
- INTEGRATED CORE STRATEGIES (US) LLC Filed SC 13G/A on Plum Acquisition Corp. III, latest Nov 13, 2024 (3 filings since Feb 6, 2023)
- First Trust Capital Management L.P. Filed SC 13G/A on Plum Acquisition Corp. III, latest Mar 7, 2024 (2 filings since Feb 28, 2024)
- Atalaya Capital Management LP Filed SC 13G/A on Plum Acquisition Corp. III, latest Feb 14, 2024
- Sandia Investment Management LP Filed SC 13G/A on Plum Acquisition Corp. III, latest Feb 14, 2024 (3 filings since Feb 14, 2022)
- Plum Acquisition Corp. III A1
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Plum Acquisition Corp. III reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Deposits held (banks) | $225.0K6 Jan 25, 2024 |
Properties, in its own words
We currently maintain our executive offices at 2021 Fillmore St. #2089, San Francisco, California 94115. We consider our current office space adequate for our current operations.
Item 2 of the 10-K filed Apr 1, 2026.4
Leadership
Who has led Plum Acquisition Corp. III, and when. Pick a name to see everywhere that person has worked.
Chief executive
- Chief executive officerKanishka Roy Jan 16, 2024 to Jan 16, 202413
- Chief executive officerMatthew Krna Jul 27, 2021 to Jul 27, 202114
Board members and other officers (10)
- Board memberHume D. Kyle Jan 27, 2025 to Jan 27, 202515
- Board memberMike John Dinsdale Jan 16, 2024 to Jan 16, 202416
- Board memberAlan J. Black Jan 17, 2024 to Jan 17, 202417
- Board memberDavid M. Sable Jan 22, 2024 to Jan 22, 202418
- Board memberMarcie Vu Jul 27, 2021 to Jul 27, 202119
- Board memberMatthew Krna Jul 27, 2021 to Jul 27, 202114
- Board memberMichael D. Ryan Jul 27, 2021 to Jul 27, 202120
- Board memberScott D. Grimes Jul 27, 2021 to Jul 27, 202121
- Board memberStephen B. Brotman Jul 27, 2021 to Jul 27, 202122
- Board memberTracy R. Wolstencroft Jul 27, 2021 to Jul 27, 202123
Former names
- Alpha Partners Technology Merger Corp.Feb 17, 2021 to Feb 5, 20243
Timeline
- Aug 14, 20268-K Change of auditor24
- Jul 31, 20268-K Change to shareholders' rights; Other events25
- Jul 13, 20268-K Other events26
- Apr 15, 20268-K Other events27
- Dec 29, 20258-K Shareholder vote28
- Nov 10, 20258-K Entered a material agreement; Other events29
- Sep 9, 20258-K Entered a material agreement30
- Aug 1, 20258-K Entered a material agreement31
- Jul 18, 20258-K Bylaws or fiscal year changed; Shareholder vote32
- Jan 30, 20258-K Entered a material agreement; Listing notice or transfer33
- Jan 22, 20258-K Bylaws or fiscal year changed; Shareholder vote34
- Jan 16, 20258-K Executive or director change35
- Jan 16, 2024New chief executive Kanishka Roy becomes CEO13
- Jul 27, 2021New chief executive Matthew Krna becomes CEO14
Filings
120 filings to the SEC since October 2021: 5 annual reports, 14 quarterly reports, 32 major events, 6 insider forms, 31 large holders, 32 other. The latest 20:
- Aug 14, 202615-12G EDGAR
- Aug 14, 20268-K CURRENT REPORT EDGAR
- Jul 31, 20268-K CURRENT REPORT EDGAR
- Jul 16, 2026DEF 14A PROXY STATEMENT EDGAR
- Jul 13, 2026425 CURRENT REPORT EDGAR
- Jul 13, 20268-K CURRENT REPORT EDGAR
- Jul 6, 2026PRE 14A PROXY STATEMENT EDGAR
- May 20, 202610-Q QUARTERLY REPORT EDGAR
- May 18, 2026NT 10-Q NOTIFICATION OF LATE FILING EDGAR
- Apr 15, 2026425 CURRENT REPORT EDGAR
- Apr 15, 20268-K CURRENT REPORT EDGAR
- Apr 1, 202610-K ANNUAL REPORT EDGAR
- Apr 1, 2026NT 10-K NOTIFICATION OF LATE FILING EDGAR
- Dec 29, 2025425 CURRENT REPORT EDGAR
- Dec 29, 20258-K CURRENT REPORT EDGAR
- Nov 10, 20258-K CURRENT REPORT EDGAR
- Oct 31, 202510-Q QUARTERLY REPORT EDGAR
- Sep 9, 2025425 CURRENT REPORT EDGAR
- Sep 9, 20258-K CURRENT REPORT EDGAR
- Aug 13, 202510-Q QUARTERLY REPORT EDGAR
The 120 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- METEORA CAPITAL, LLCSCHEDULE 13G/A, 3 filings Nov 14, 2024 to May 15, 202536
- AQR CAPITAL MANAGEMENT LLCSCHEDULE 13G/A, 2 filings Nov 13, 2024 to May 14, 202537
- TD SECURITIES (USA) LLCSCHEDULE 13G/A, 2 filings Feb 14, 2025 to May 12, 202538
- Mercury Capital, LLCSCHEDULE 13D/A, 2 filings Feb 5, 2024 to Apr 18, 202539
- Apollo Management Holdings GP, LLCSC 13G/A, 3 filings Feb 14, 2023 to Nov 14, 202440
- Polar Asset Management Partners Inc.SC 13G/A, 3 filings Feb 7, 2022 to Nov 14, 202441
- Westchester Capital Management, LLCSC 13G/A, 2 filings Feb 14, 2024 to Nov 14, 202442
- COWEN AND COMPANY, LLCSC 13G, 1 filing Nov 13, 202443
- INTEGRATED CORE STRATEGIES (US) LLCSC 13G/A, 3 filings Feb 6, 2023 to Nov 13, 202444
- First Trust Capital Management L.P.SC 13G/A, 2 filings Feb 28, 2024 to Mar 7, 202445
- Atalaya Capital Management LPSC 13G/A, 1 filing Feb 14, 202446
- Sandia Investment Management LPSC 13G/A, 3 filings Feb 14, 2022 to Feb 14, 202447
- Magnetar Financial LLCSC 13G/A, 3 filings Jan 28, 2022 to Jan 25, 202448
- Alpha Partners Technology Merger Sponsor LLCSC 13G, 1 filing Feb 8, 202249
SEC filer profile
How Plum Acquisition Corp. III is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARPlum Acquisition Corp. III1
- CIK0001845550
- Employer ID (EIN)98-15816914
- Filer statusNon-accelerated filer an emerging growth company; a smaller reporting company; a shell company4
- Incorporated inCayman Islands4
- Fiscal year endsDecember 311
- Industry code (SIC)6770 Blank Checks1
- SEC reviewing officeOffice of Real Estate & Construction, Division of Corporation Finance1
- Business address2600 - 1066 West Hastings Street, Vancouver, V6E 3X1, British Columbia, Canada1
- Phone929-529-71251
- Shares outstanding907,486 Common Class A shares; 7,062,500 Common Class B shares as of Mar 24, 20264
- Public float$11.5M as of Jun 30, 20254
- AuditorMarcum LLP, Houston, Texas PCAOB ID 688; no auditor attestation of internal control over financial reporting4
- On EDGAR sinceFeb 17, 20211
- Filings175 in all: 8-K (35), 425 (21), 10-Q (15), 3 (15), SC 13G/A (15), SC 13G (12), CORRESP (9), NT 10-Q (8)1
All 27 form types
10-K (5), DEF 14A (5), PRE 14A (5), S-1/A (5), SCHEDULE 13G/A (4), UPLOAD (4), DEFA14A (3), NT 10-K (3), 15-12G (1), 25-NSE (1), 424B4 (1), 8-A12B (1), 8-K/A (1), CERT (1), EFFECT (1), S-1 (1), SC 13D (1), SCHEDULE 13D/A (1), SCHEDULE 13G (1)
- Latest filingsAnnual report (10-K) Apr 1, 2026
Quarterly report (10-Q) May 20, 2026
Proxy statement (DEF 14A) Jul 16, 2026
Latest 8-K (8-K) Aug 14, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| PLMJF | NONE | |
| PLMWF | NONE | |
| PLMUF | NONE |
From the cover page of the 10-K filed Apr 1, 2026 (Section 12(b) of the Exchange Act).4
Risk factors and legal proceedings
The risks Plum Acquisition Corp. III names in Item 1A of its 10-K filed Apr 1, 2026: 77 risks under these headings, as written.4
- RISKS RELATING TO OUR SEARCH FOR, AND CONSUMMATION OF OR INABILITY TO CONSUMMATE, A BUSINESS COMBINATION
- Our working capital position and our proximity to the deadline for completing the Initial Business Combination raise substantial doubt about our ability to continue as a “going concern.”
- Our shareholders may not be afforded an opportunity to vote on any alternative Initial Business Combination, which means we may complete an alternative Initial Business Combination even though a majority of our shareholders do not support such a combination.
- Your only opportunity to affect the investment decision regarding a potential business combination may be limited to the exercise of your right to redeem your shares from us for cash.
- If we seek shareholder approval of an Alternative Business Combination, our Sponsor and members of our management team have agreed to vote in favor of such Alternative Business Combination, regardless of how our public shareholders vote.
- The ability of our public shareholders to redeem their shares for cash may make our financial condition unattractive to potential business combination prospective partners, which may make it difficult for us to enter into a business combination with a prospective partner.
- The ability of our public shareholders to exercise redemption rights with respect to a large number of our shares may not allow us to complete the most desirable business combination or optimize our capital structure.
- The ability of our public shareholders to exercise redemption rights with respect to a large number of our shares could increase the probability that our Initial Business Combination would be unsuccessful and that you would have to wait for liquidation in order to redeem your shares.
- The requirement that we consummate an Initial Business Combination by July 30, 2026 may give potential prospective partner businesses leverage over us in negotiating a business combination and may limit the time we have in which to conduct due diligence on potential business combination prospective partners, in particular as we approach our dissolution deadline, which could undermine our ability to complete our Initial Business Combination on terms that would produce value for our shareholders.
- Our ability to consummate an Initial Business Combination, may be materially adversely affected by global economic and geopolitical events, macroeconomic conditions, including the impact of government actions and regulations, and the status of debt and equity markets.
- We may not be able to consummate an Initial Business Combination by July 30, 2026, in which case we would cease all operations except for the purpose of winding up and we would redeem our public shares and liquidate, in which case our public shareholders may receive only $10.00 per share, or less than such amount in certain circumstances, and our warrants will expire worthless.
- If we seek shareholder approval of an Alternative Business Combination, our Sponsor, directors, executive officers, advisors and their affiliates may elect to purchase public shares or warrants, which may influence a vote on a proposed business combination and reduce the public “float” of our Class A ordinary shares or public warrants.
The other 65 risks
- Because of our limited resources and the significant competition for business combination opportunities, it may be more difficult for us to complete our Initial Business Combination. If we have not consummated our Initial Business Combination within the required time period, our public shareholders may receive only approximately $10.00 per public share, or less in certain circumstances, on the liquidation of our Trust Account and our warrants will expire worthless.
- Insufficient cash held outside of the trust account could limit the amount available to fund our search for a prospective partner business or businesses and our ability to complete our Initial Business Combination, and we will require us to depend on loans from our Sponsor, its affiliates or members of our management team or other potential lenders to fund our search and to complete our Initial Business Combination.
- The securities in which we invest the funds held in the Trust Account could bear a negative rate of interest, which could reduce the value of the assets held in trust such that the per-share redemption amount received by public shareholders may be less than $10.00 per share.
- If, after we distribute the proceeds in the Trust Account to our public shareholders, we file a bankruptcy or winding-up petition or an involuntary bankruptcy or winding-up petition is filed against us that is not dismissed, a bankruptcy or insolvency court may seek to recover such proceeds, and the members of our board of directors may be viewed as having breached their fiduciary duties to our creditors, thereby exposing the members of our board of directors and us to claims of punitive damages.
- If, before distributing the proceeds in the Trust Account to our public shareholders, we file a bankruptcy or winding-up petition or an involuntary bankruptcy or winding-up petition is filed against us that is not dismissed, the claims of creditors in such proceeding may have priority over the claims of our shareholders and the per-share amount that would otherwise be received by our shareholders in connection with our liquidation may be reduced.
- If we are deemed to be an investment company under the Investment Company Act, we may be required to institute burdensome compliance requirements and our activities may be restricted, which may make it difficult for us to complete our Initial Business Combination.
- Changes in laws or regulations, or a failure to comply with any laws and regulations, may adversely affect our business, including our ability to negotiate and complete our Initial Business Combination and results of operations.
- Our shareholders may be held liable for claims by third parties against us to the extent of distributions received by them upon redemption of their shares.
- We may not hold an annual general meeting until after the consummation of our Initial Business Combination.
- Because we are not limited to evaluating a prospective partner business in a particular industry sector with which to pursue our Initial Business Combination, you will be unable to ascertain the merits or risks of any particular prospective partner business’s operations.
- Although we have identified general criteria and guidelines that we believe are important in evaluating prospective partner businesses, we may enter into our Initial Business Combination with a prospective partner that does not meet such criteria and guidelines, and as a result, the prospective partner business with which we enter into our Initial Business Combination may not have attributes entirely consistent with our general criteria and guidelines.
- We are not required to obtain an opinion from an independent accounting or investment banking firm, and consequently, you may have no assurance from an independent source that the price we are paying for the business is fair to our shareholders from a financial point of view.
- Our initial shareholders may receive additional Class A ordinary shares if we issue shares to consummate an Initial Business Combination.
- Resources could be wasted in researching acquisitions that are not completed, which could materially adversely affect subsequent attempts to locate and acquire or merge with another business. If we have not consummated our Initial Business Combination within the required time period, our public shareholders may receive only approximately $10.00 per public share, or less in certain circumstances, on the liquidation of our Trust Account and our warrants will expire worthless.
- If third parties bring claims against us, the proceeds held in the Trust Account could be reduced and the per-share redemption amount received by shareholders may be less than $10.00 per public share.
- Our directors may decide not to enforce the indemnification obligations of our Sponsor, resulting in a reduction in the amount of funds in the Trust Account available for distribution to our public shareholders.
- We may engage in a business combination with one or more prospective partner businesses that have relationships with entities that may be affiliated with our Sponsor, executive officers, directors or initial shareholders which may raise potential conflicts of interest.
- Members of our management team and affiliated companies have been, and may from time to time be, involved in legal proceedings or governmental investigations unrelated to our business.
- Since our Sponsor, Original Sponsor, executive officers and directors will lose their entire investment in us if our Initial Business Combination is not completed (other than with respect to public shares they may acquire during or after the public offering), a conflict of interest may arise in determining whether a particular business combination prospective partner is appropriate for our Initial Business Combination.
- We may issue notes or other debt securities, or otherwise incur substantial debt, to complete our Initial Business Combination, which may adversely affect our leverage and financial condition and thus negatively impact the value of our shareholders’ investment in us.
- We may only be able to complete one business combination with the proceeds of the public offering and the sale of the private placement units, which will cause us to be solely dependent on a single business which may have a limited number of products or services. This lack of diversification may negatively impact our operations and profitability.
- We may attempt to simultaneously complete business combinations with multiple prospective partners, which may hinder our ability to complete our Initial Business Combination and give rise to increased costs and risks that could negatively impact our operations and profitability.
- We may attempt to complete our Initial Business Combination with a private company about which little information is available, which may result in a business combination with a company that is not as profitable as we suspected, if at all.
- We do not have a specified maximum redemption threshold. The absence of such a redemption threshold may make it possible for us to complete our Initial Business Combination with which a substantial majority of our shareholders do not agree.
- In order to effectuate an Initial Business Combination, blank check companies have, in the recent past, amended various provisions of their charters and other governing instruments, including their warrant agreements. We cannot assure you that we will not seek to amend our Fourth Amended and Restated Memorandum and Articles of Association or governing instruments in a manner that will make it easier for us to complete our Initial Business Combination that our shareholders may not support.
- Our letter agreement with our Original Sponsor, Sponsor, officers and directors may be amended without shareholder approval.
- We may be unable to obtain additional financing to complete our Initial Business Combination or to fund the operations and growth of a prospective partner business, which could compel us to restructure or abandon a particular business combination. If we have not consummated our initial business combination within the required time period, our public shareholders may receive only approximately $10.00 per public share, or less in certain circumstances, on the liquidation of our Trust Account and our warrants will expire worthless.
- Our initial shareholders and Sponsor control a substantial interest in us and thus may exert a substantial influence on actions requiring a shareholder vote, potentially in a manner that you do not support.
- Because we must furnish our shareholders with prospective partner business financial statements, we may lose the ability to complete an otherwise advantageous Initial Business Combination with some prospective partner businesses.
- Compliance obligations under the Sarbanes-Oxley Act may make it more difficult for us to effectuate a business combination, require substantial financial and management resources, and increase the time and costs of completing an acquisition.
- Our Initial Business Combination and our structure thereafter may not be tax-efficient to our shareholders and warrant holders. As a result of our business combination, our tax obligations may be more complex, burdensome and/or uncertain.
- A material weakness in our internal control over financial reporting has been identified.
- RISKS RELATING TO THE POST-BUSINESS COMBINATION COMPANY
- Subsequent to our completion of our Initial Business Combination, we may be required to take write-downs or write-offs, restructuring and impairment or other charges that could have a significant negative effect on our financial condition, results of operations and the price of our securities, which could cause you to lose some or all of your investment.
- We may have a limited ability to assess the management of a prospective partner business and, as a result, may effect our Initial Business Combination with a prospective partner business whose management may not have the skills, qualifications or abilities to manage a public company.
- The officers and directors of an acquisition candidate may resign upon completion of our Initial Business Combination. The loss of a business combination prospective partner’s key personnel could negatively impact the operations and profitability of our post-combination business.
- Our management may not be able to maintain control of a prospective partner business after our Initial Business Combination. Upon the loss of control of a prospective partner business, new management may not possess the skills, qualifications or abilities necessary to profitably operate such business.
- Changes in the market for directors and officers liability insurance could make it more difficult and more expensive for us to negotiate and complete an Initial Business Combination.
- Members of our management team and board of directors have significant experience as founders, board members, officers or executives of other companies. As a result, certain of those persons have been, may be, or may become, involved in proceedings, investigations and litigation relating to the business affairs of the companies with which they were, are, or may in the future be, affiliated. This may have an adverse effect on us, which may impede our ability to consummate an Initial Business Combination.
- We may seek business combination opportunities with a high degree of complexity that require significant operational improvements, which could delay or prevent us from achieving our desired results.
- RISKS RELATING TO OUR MANAGEMENT TEAM
- We may not have sufficient funds to satisfy indemnification claims of our directors and executive officers.
- We may seek acquisition opportunities in industries or sectors which may or may not be outside of our management’s area of expertise.
- We are dependent upon our executive officers and directors and their loss could adversely affect our ability to operate.
- Our ability to successfully effect our Initial Business Combination and to be successful thereafter will be totally dependent upon the efforts of our key personnel, some of whom may join us following our Initial Business Combination. The loss of key personnel could negatively impact the operations and profitability of our post-combination business.
- Our key personnel may negotiate employment or consulting agreements with a prospective partner business in connection with a particular business combination, and a particular business combination may be conditioned on the retention or resignation of such key personnel. These agreements may provide for them to receive compensation following our Initial Business Combination and as a result, may cause them to have conflicts of interest in determining whether a particular business combination is the most advantageous.
- Our executive officers and directors will allocate their time to other businesses thereby causing conflicts of interest in their determination as to how much time to devote to our affairs. This conflict of interest could have a negative impact on our ability to complete our Initial Business Combination.
- Our officers and directors presently have, and any of them in the future may have, additional, fiduciary or contractual obligations to other entities, including another blank check company, and, accordingly, may have conflicts of interest in determining to which entity a particular business opportunity should be presented.
- Our executive officers, directors, security holders and their respective affiliates may have competitive pecuniary interests that conflict with our interests.
- RISKS RELATING TO OUR SECURITIES
- If we have not consummated an Initial Business Combination by July 30, 2026, our public shareholders may be forced to wait beyond such date before redemption from our Trust Account.
- Holders of Class A ordinary shares will not be entitled to vote on any appointment or removal of directors and to continue our company in a jurisdiction outside the Cayman Islands prior to our Initial Business Combination.
- You will not be permitted to exercise your warrants unless we register and qualify the underlying Class A ordinary shares or certain exemptions are available.
- Our ability to require holders of our warrants to exercise such warrants on a cashless basis after we call the warrants for redemption or if there is no effective registration statement covering the public resale of the Class A ordinary shares issuable upon exercise of these warrants will cause holders to receive fewer Class A ordinary shares upon their exercise of the warrants than they would have received had they been able to pay the exercise price of their warrants in cash.
- The warrants may become exercisable and redeemable for a security other than the Class A ordinary shares, and you will not have any information regarding such other security at this time.
- The grant of registration rights to our initial shareholders may make it more difficult to complete our Initial Business Combination, and the future exercise of such rights may adversely affect the market price of our Class A ordinary shares.
- We may issue additional Class A ordinary shares or preference shares to complete our Initial Business Combination or under an employee incentive plan after completion of our Initial Business Combination. We may also issue Class A ordinary shares upon the conversion of the founder shares at a ratio greater than one-to-one at the time of our Initial Business Combination as a result of the anti-dilution provisions contained in our Fourth Amended and Restated Memorandum and Articles of Association. Any such issuances would dilute the interest of our shareholders and likely present other risks.
- We may amend the terms of the warrants in a manner that may be adverse to holders of public warrants with the approval by the holders of at least 50% of the then-outstanding public warrants, or for amendments necessary for the warrants to be classified as equity. As a result, the exercise price of your warrants could be increased, the exercise period could be shortened and the number of our Class A ordinary shares purchasable upon exercise of a warrant could be decreased, all without your approval.
- Our warrants will be accounted for as a warrant liability and will be recorded at fair value upon issuance with changes in fair value each period reported in earnings, which may have an adverse effect on the market price of our Class A ordinary shares or may make it more difficult for us to consummate an Initial Business Combination.
- Our warrant agreement will designate the courts of the State of New York or the United States District Court for the Southern District of New York as the sole and exclusive forum for certain types of actions and proceedings that may be initiated by holders of our warrants, which could limit the ability of warrant holders to obtain a favorable judicial forum for disputes with our company.
- We may redeem your unexpired warrants prior to their exercise at a time that is disadvantageous to you, thereby making your warrants worthless.
- Our warrants may have an adverse effect on the market price of our Class A ordinary shares and make it more difficult to effectuate our Initial Business Combination.
- Because each unit contains one-third of one redeemable warrant and only a whole warrant may be exercised, the units may be worth less than units of other blank check companies.
- A provision of our warrant agreement may make it more difficult for us to consummate an Initial Business Combination.
- Provisions in our Fourth Amended and Restated Memorandum and Articles of Association may inhibit a takeover of us, which could limit the price investors might be willing to pay in the future for our Class A ordinary shares and could entrench management.
- If a shareholder fails to receive notice of our offer to redeem our public shares in connection with an Alternative Business Combination, or fails to comply with the procedures for tendering its shares, such shares may not be redeemed.
- You will not have any rights or interests in funds from the Trust Account, except under certain limited circumstances. Therefore, to liquidate your investment, you may be forced to sell your public shares or warrants, potentially at a loss.
- The Company is a Shell Company with Penny Stock.
Legal proceedings
As of December 31, 2025, to the knowledge of our management, there was no material litigation, arbitration or governmental proceeding pending against us or any members of our management team in their capacity as such, and we and the members of our management team have not been subject to any such proceeding.
On November 6, 2024, Rigrodsky Law P.A. sent a demand letter to the Company, purportedly on behalf of a stockholder of the Company, alleging deficiencies in the draft registration statement on Form F-4 filed by Plum III Merger Corp., with the U.S. Securities and Exchange Commission on October 29, 2024. The Company believes that the claims made in the demand letter are without merit and no supplemental disclosures are required under applicable law.
The opening of Item 3, Legal Proceedings.4
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 15SEC EDGARHume D. Kyle, Board member
- 16SEC EDGARMike John Dinsdale, Board member
- 17SEC EDGARAlan J. Black, Board member
- 18SEC EDGARDavid M. Sable, Board member
- 19SEC EDGARMarcie Vu, Board member
- 20SEC EDGARMichael D. Ryan, Board member
- 21SEC EDGARScott D. Grimes, Board member
- 22SEC EDGARStephen B. Brotman, Board member
- 23SEC EDGARTracy R. Wolstencroft, Board member
- 24SEC EDGARChange of auditor
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- 26SEC EDGAROther events
- 27SEC EDGAROther events
- 28SEC EDGARShareholder vote
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- 30SEC EDGAREntered a material agreement
- 31SEC EDGAREntered a material agreement
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- 35SEC EDGARExecutive or director change
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