Private company

Cowen Financial Products LLC

Limited liability company registered in the United States, active since 2018. Summary from the record

Last updated Oct 21, 2026.

Overview

HeadquartersNew York, United States²
Legal formLimited Liability Company²
LEI549300KKMNDUVLY8OR56²
StatusActive²
LEI statusLapsed (not renewed)²
Registered addressC/O CORPORATION SERVICE COMPANY, 19808 Wilmington, United States²
Registered withDivision of Corporations, Department of State, 6822005²

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Corporate structure

Cowen Financial Products LLC is part of a group headed by Toronto-Dominion Bank. 86 entities, 10 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

Toronto-Dominion Bank Toronto, Ontario, Canada
- Cowen Financial Products LLC New York, New York, United States
  - Adicet Bio, Inc. Stake · Boston, Massachusetts
  - African Gold Acquisition Corp Stake · New York, New York
  - Apyx Medical Corp Stake · Clearwater, Florida, United States
  - Avidity Biosciences, Inc. Stake · DE
  - Ayr Wellness Inc. Stake · A1
  - Better World Acquisition Corp. Stake · New York, New York
  - Boxed, Inc. Stake · New York, New York
  - Brainsway Ltd. Stake · Jerusalem
  - Breeze Holdings Acquisition Corp. Stake · Irving, Texas
  - C21 Investments Inc. Stake · A1
  - Canna-Global Acquisition Corp Stake · Marina Del Rey, California
  - Celldex Therapeutics Stake · Hampton, New Jersey, United States
  - Cresco Labs Inc. Stake · Chicago, Illinois
  - DTRT Health Acquisition Corp. Stake · Schererville, Indiana
  - Exagen Inc. Stake · Vista, California, United States
  - FaZe Holdings Inc. Stake · Los Angeles, California
  - Fulcrum Therapeutics (United States) Stake · Cambridge, Massachusetts
  - Green Thumb Industries Inc. Stake · Chicago, Illinois
  - Jounce Therapeutics Stake · Las Vegas, Nevada, United States
  - Lowell Farms Inc. Stake · Salinas, California
  - Lumber Liquidators Stake · Richmond
  - Maxeon Solar Technologies, Ltd. Stake · U0
  - Medicus Sciences Acquisition Corp. Stake · New York, New York
  - PMV Pharmaceuticals, Inc. Stake · Princeton, New Jersey
  - Project Energy Reimagined Acquisition Corp. Stake · Redwood City, California
  - and 11 more
- TORONTO DOMINION INVESTMENTS B.V. London, United Kingdom
  - TD BANK EUROPE LIMITED London, United Kingdom
- TD Ameritrade Subsidiary · Omaha, Nebraska, United States
  - Thinkorswim Subsidiary · New York
  - Schwab Network Subsidiary · United States
- TD Auto Finance Subsidiary · Farmington Hills
- TD Bank Subsidiary · Wilmington, Delaware, United States
  - TD PRIVATE CLIENT WEALTH LLC Subsidiary · New York, New York, United States
- TD Canada Trust Subsidiary · Toronto
- Td Securities Subsidiary · Toronto
- 1802146 ONTARIO LIMITED Subsidiary · Toronto, Ontario, Canada
- COWEN HOLDINGS, INC. Subsidiary · New York, New York, United States
  - COWEN EXECUTION HOLDCO LLC Subsidiary · New York, New York, United States
    - WESTMINSTER RESEARCH ASSOCIATES LLC Subsidiary · New York, New York, United States
- COWEN INVESTMENT MANAGEMENT LLC Subsidiary · New York, New York, United States
  - ANTHELION CAPITAL PARTNERS LLC Subsidiary · New York, New York, United States
    - Anthelion CLO 2025-1 Ltd. Fund · New York, New York, United States
    - Anthelion CLO 2025-2 Ltd. Fund · New York, New York, United States
    - COWEN SUSTAINABLE INVESTMENTS I LP Fund · New York, New York, United States
  - CSI I MASTER FUND B LP Fund · New York, New York, United States
- COWEN INVESTMENTS LLC Subsidiary · Dover, Delaware, United States
- COWEN REINSURANCE S.A. Subsidiary · Luxembourg, Luxembourg
- Meloche Monnex Inc. Subsidiary · Monteral, Quebec, Canada
  - Security National Insurance Company Subsidiary · Montreal, Quebec, Canada
    - PRIMMUM COMPAGNIE D'ASSURANCE Subsidiary · Toronto, Ontario, Canada
    - TD GENERAL INSURANCE COMPANY Subsidiary · Toronto, Ontario, Canada
    - TD HOME AND AUTO INSURANCE COMPANY Subsidiary · Montreal, Quebec, Canada
- RAMIUS ENTERPRISE LUXEMBOURG HOLDCO II S. A R.L. (RAMIUS ENTERPRISE LUXEMBOURG HOLDCO II S. À R.L.) Subsidiary · Luxembourg, Luxembourg
- RAMIUS ENTERPRISE LUXEMBOURG HOLDCO S.A R.L. (RAMIUS ENTERPRISE LUXEMBOURG HOLDCO S.À R.L.) Subsidiary · Luxembourg, Luxembourg
- RAMIUS OPTIMUM INVESTMENTS LLC Subsidiary · New York, New York, United States
- RAMIUS UK LTD Subsidiary · London, United Kingdom
- TD ARRANGED SERVICES LLC Subsidiary · New York, New York, United States
- TD EXECUTION SERVICES LIMITED Subsidiary · London, United Kingdom
- TD GLOBAL FINANCE UNLIMITED COMPANY Subsidiary · Dublin, Ireland
- TD GROUP US HOLDINGS LLC Subsidiary · Cherry Hill, New Jersey, United States
  - TD BANK US HOLDING COMPANY Cherry Hill, New Jersey, United States
    - TD Bank USA, National Association Subsidiary · Wilmington, Delaware, United States
  - TD US CAPITAL HOLDINGS INC. Subsidiary · Wilmington, Delaware, United States
  - Toronto Dominion Holdings (U.S.A.), Inc. Subsidiary · New York, New York, United States
- TD INTERNATIONAL SERVICES LTD. Subsidiary · Singapore, Singapore
- TD Life Insurance Company Subsidiary · Toronto, Ontario, Canada
- TD N.V. Subsidiary · Amsterdam, Netherlands
- TD SECURITIES INC./ VALEURS MOBILIERES TD INC. Subsidiary · Toronto, Ontario, Canada
  - TD ENERGY TRADING INC. Subsidiary · Toronto, Ontario, Canada
- and 4 more

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); subsidiaries, stakes and holdings from Wikidata (CC0); stakes of 5% or more it reported on Schedules 13D and 13G (36 companies). Each entity in the chart links to its source.

Subsidiaries and ownership

Ultimate parent

Toronto-Dominion Bank²

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Timeline

Mar 29, 2018Founded Cowen Financial Products LLC is founded²

Filings

20 filings to the SEC since October 2021: 20 other. The latest 20:

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

Cowen Financial Products LLC has told the SEC it owns more than 5% of 36 companies, latest first (Schedules 13D and 13G).

Stoke Therapeutics, Inc.SCHEDULE 13G/A Jan 24, 2022 to Nov 14, 2025³
UroGen Pharma Ltd.SCHEDULE 13G/A Jun 13, 2025 to Nov 14, 2025⁴
Breeze Holdings Acquisition Corp.SCHEDULE 13G/A Oct 7, 2022 to May 12, 2025⁵
Exagen Inc.SCHEDULE 13G/A Dec 17, 2021 to May 12, 2025⁶
Tarsus Pharmaceuticals, Inc.SCHEDULE 13G/A May 5, 2023 to Feb 13, 2025⁷
Adicet Bio, Inc.SC 13G/A Apr 22, 2022 to Nov 13, 2024⁸
Avidity Biosciences, Inc.SC 13G/A Aug 18, 2022 to Nov 13, 2024⁹
Lumber LiquidatorsSC 13G/A Dec 28, 2022 to Nov 13, 2024¹⁰
Maxeon Solar Technologies, Ltd.SC 13G/A Jun 14, 2024 to Nov 13, 2024¹¹
Canna-Global Acquisition CorpSC 13G/A Apr 11, 2023 to May 23, 2024¹²
African Gold Acquisition CorpSC 13G/A Apr 19, 2023 to Feb 2, 2024¹³
Apyx Medical CorpSC 13G/A Jan 20, 2022 to Feb 2, 2024¹⁴
C21 Investments Inc.SC 13G/A Jan 19, 2022 to Feb 2, 2024¹⁵
Cresco Labs Inc.SC 13G/A Jan 20, 2022 to Feb 2, 2024¹⁶
DTRT Health Acquisition Corp.SC 13G/A Dec 19, 2022 to Feb 2, 2024¹⁷
Green Thumb Industries Inc.SC 13G/A Dec 17, 2021 to Feb 2, 2024¹⁸
Jounce TherapeuticsSC 13G/A Apr 22, 2022 to Feb 2, 2024¹⁹
Project Energy Reimagined Acquisition Corp.SC 13G/A Nov 3, 2021 to Feb 2, 2024²⁰
SOL Global Investments Corp.SC 13G/A Jan 19, 2022 to Feb 2, 2024²¹
Stardust Power Inc.SC 13G/A Apr 11, 2023 to Feb 2, 2024²²
Sylvamo CorpSC 13G/A Feb 16, 2023 to Feb 2, 2024²³
Trulieve Cannabis Corp.SC 13G/A Jan 20, 2022 to Feb 2, 2024²⁴
Verano Holdings Corp.SC 13G/A Nov 19, 2021 to Feb 2, 2024²⁵
scPharmaceuticals (United States)SC 13G/A Feb 27, 2023 to Feb 2, 2024²⁶
TerrAscend Corp.SC 13G/A Jan 19, 2022 to Jan 25, 2023²⁷
Vireo Growth Inc.SC 13G/A Jan 24, 2022 to Jan 25, 2023²⁸
Medicus Sciences Acquisition Corp.SC 13G/A Mar 11, 2022 to Jan 24, 2023²⁹
PMV Pharmaceuticals, Inc.SC 13G/A Jan 19, 2022 to Jan 24, 2023³⁰
Fulcrum Therapeutics (United States)SC 13G/A Mar 9, 2022 to Jan 23, 2023³¹
Lowell Farms Inc.SC 13G/A Jan 18, 2022 to Jan 23, 2023³²

All 36 companies

Brainsway Ltd.SC 13G/A Jan 19, 2022 to Jan 18, 2023³³
Ayr Wellness Inc.SC 13G/A Jan 19, 2022 to Jan 11, 2023³⁴
Better World Acquisition Corp.SC 13G/A May 25, 2022 to Jan 11, 2023³⁵
FaZe Holdings Inc.SC 13G/A Jan 14, 2022 to Jan 11, 2023³⁶
Boxed, Inc.SC 13G/A Jan 18, 2022³⁷
Celldex TherapeuticsSC 13G/A Jan 14, 2022 to Jan 18, 2022³⁸

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARCowen Financial Products LLC filings on SEC EDGAR
2
GLEIFCowen Financial Products LLC LEI record (549300KKMNDUVLY8OR56)
3
SEC EDGARCowen Financial Products LLC SCHEDULE 13G/A on Stoke Therapeutics, Inc.
4
SEC EDGARCowen Financial Products LLC SCHEDULE 13G/A on UroGen Pharma Ltd.
5
SEC EDGARCowen Financial Products LLC SCHEDULE 13G/A on Breeze Holdings Acquisition Corp.
6
SEC EDGARCowen Financial Products LLC SCHEDULE 13G/A on Exagen Inc.
7
SEC EDGARCowen Financial Products LLC SCHEDULE 13G/A on Tarsus Pharmaceuticals, Inc.
8
SEC EDGARCowen Financial Products LLC SC 13G/A on Adicet Bio, Inc.
9
SEC EDGARCowen Financial Products LLC SC 13G/A on Avidity Biosciences, Inc.
10
SEC EDGARCowen Financial Products LLC SC 13G/A on Lumber Liquidators
11
SEC EDGARCowen Financial Products LLC SC 13G/A on Maxeon Solar Technologies, Ltd.
12
SEC EDGARCowen Financial Products LLC SC 13G/A on Canna-Global Acquisition Corp
13
SEC EDGARCowen Financial Products LLC SC 13G/A on African Gold Acquisition Corp
14
SEC EDGARCowen Financial Products LLC SC 13G/A on Apyx Medical Corp
15
SEC EDGARCowen Financial Products LLC SC 13G/A on C21 Investments Inc.
16
SEC EDGARCowen Financial Products LLC SC 13G/A on Cresco Labs Inc.
17
SEC EDGARCowen Financial Products LLC SC 13G/A on DTRT Health Acquisition Corp.
18
SEC EDGARCowen Financial Products LLC SC 13G/A on Green Thumb Industries Inc.
19
SEC EDGARCowen Financial Products LLC SC 13G/A on Jounce Therapeutics
20
SEC EDGARCowen Financial Products LLC SC 13G/A on Project Energy Reimagined Acquisition Corp.
21
SEC EDGARCowen Financial Products LLC SC 13G/A on SOL Global Investments Corp.
22
SEC EDGARCowen Financial Products LLC SC 13G/A on Stardust Power Inc.
23
SEC EDGARCowen Financial Products LLC SC 13G/A on Sylvamo Corp
24
SEC EDGARCowen Financial Products LLC SC 13G/A on Trulieve Cannabis Corp.
25
SEC EDGARCowen Financial Products LLC SC 13G/A on Verano Holdings Corp.
26
SEC EDGARCowen Financial Products LLC SC 13G/A on scPharmaceuticals (United States)
27
SEC EDGARCowen Financial Products LLC SC 13G/A on TerrAscend Corp.
28
SEC EDGARCowen Financial Products LLC SC 13G/A on Vireo Growth Inc.
29
SEC EDGARCowen Financial Products LLC SC 13G/A on Medicus Sciences Acquisition Corp.
30
SEC EDGARCowen Financial Products LLC SC 13G/A on PMV Pharmaceuticals, Inc.
31
SEC EDGARCowen Financial Products LLC SC 13G/A on Fulcrum Therapeutics (United States)
32
SEC EDGARCowen Financial Products LLC SC 13G/A on Lowell Farms Inc.
33
SEC EDGARCowen Financial Products LLC SC 13G/A on Brainsway Ltd.
34
SEC EDGARCowen Financial Products LLC SC 13G/A on Ayr Wellness Inc.
35
SEC EDGARCowen Financial Products LLC SC 13G/A on Better World Acquisition Corp.
36
SEC EDGARCowen Financial Products LLC SC 13G/A on FaZe Holdings Inc.
37
SEC EDGARCowen Financial Products LLC SC 13G/A on Boxed, Inc.
38
SEC EDGARCowen Financial Products LLC SC 13G/A on Celldex Therapeutics