Cowen Prime Advisors LLC

Overview

• HeadquartersDover, United States²
• Legal formLimited Liability Company²
• LEI549300X855XKPWLLMA70²
• StatusInactive²
• LEI statusRetired²
• Registered addressC/O COGENCY GLOBAL INC., 19904 Dover, United States²
• Registered withDivision of Corporations, Department of State, 5640086²

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Corporate structure

Cowen Prime Advisors LLC sits at the top of its group. 6 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); stakes of 5% or more it reported on Schedules 13D and 13G (5 companies). Each entity in the chart links to its source.

Timeline

1. Mar 24, 2021Founded Cowen Prime Advisors LLC is founded²

Filings

9 filings to the SEC since October 2021: 9 other. The latest 9:

1. Jul 31, 202313F-HR EDGAR
2. May 3, 202313F-HR EDGAR
3. Feb 1, 202313F-HR EDGAR
4. Nov 7, 202213F-HR EDGAR
5. Aug 1, 202213F-HR EDGAR
6. Aug 1, 202213F-HR EDGAR
7. May 2, 202213F-HR EDGAR
8. Feb 8, 202213F-HR EDGAR
9. Nov 2, 202113F-HR EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

Cowen Prime Advisors LLC has told the SEC it owns more than 5% of 5 companies, latest first (Schedules 13D and 13G).

• ITERIS, INC.SC 13G Feb 9, 2022 to Aug 7, 2023³
• PDF SolutionsSC 13G Feb 9, 2022 to Aug 7, 2023⁴
• Societal CDMO, Inc.SC 13G Aug 7, 2023⁵
• HTG MOLECULAR DIAGNOSTICS, INCSC 13G Feb 9, 2022 to Feb 3, 2023⁶
• NEPHROS INCSC 13G Feb 9, 2022 to Feb 3, 2023⁷