Overview
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- TickerIVDA on Nasdaq1
- IndustryServices-Prepackaged Software1
- HeadquartersMesa, Arizona1
- Incorporated inNV2
- Business address1744 S. Val Vista Drive, Ste. 213, Mesa, Az 852042
- Filer categoryNon-accelerated filer, Smaller reporting company2
- Legal formCorporation
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April 2011, Iveda completed the acquisition of the Taiwan-based company Sole-Vision Technologies (doing business as Iveda Taiwan).3 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2025
What sells
Revenue by product, business segment and region, as the company reports it to the SEC.
Products and services
Equipment Sales brought in 93% of the revenue Iveda Solutions, Inc. broke down this way in fiscal 2025.
Products and services by year
| Products and services | 2024 | 2025 |
|---|---|---|
| Equipment Sales | $5.6M | $4.9M |
| Service Revenue | $428.2K | $378.6K |
Regions
Taiwan brought in 87% of the revenue Iveda Solutions, Inc. broke down this way in fiscal 2025.
Regions by year
| Regions | 2024 | 2025 |
|---|---|---|
| Taiwan | $5.2M | $4.6M |
| United States | $869.3K | $709.2K |
Where the money goes
Where each dollar of revenue went, fiscal 2025
- Cost of revenue47¢$4.0M
- Research and development2¢$170.8K
- Selling, general and admin51¢$4.3M
- Income tax0¢$30.5K
Out of $5.3M in revenue.4 The company lost money this year.
Financial statements
Every line of the income statement as filed: the last 2 fiscal years, latest first.4
| Period ending | 2025-12-31 | 2024-12-31 |
|---|---|---|
| TOTAL REVENUE | $5.3M | $6.0M |
| COST OF REVENUE | $4.0M | $4.7M |
| GROSS PROFIT | $1.3M | $1.3M |
| General & Administrative | $4.3M | $5.0M |
| Research and Development | $170.8K | $363.4K |
| Total Operating Expenses | $4.5M | $5.4M |
| LOSS FROM OPERATIONS | -$3.2M | -$4.1M |
| Miscellaneous Income (Expense) | $33.8K | $34.3K |
| Interest Income | $61.9K | $113.7K |
| Interest Expense | -$36.5K | -$26.2K |
| Total Other Income (Expense) | $59.3K | $121.9K |
| LOSS BEFORE INCOME TAXES | -$3.2M | -$3.9M |
| BENEFIT (PROVISION) FOR INCOME TAXES | -$30.5K | -$32.4K |
| NET LOSS | -$3.2M | -$4.0M |
| BASIC LOSS PER SHARE | -$0.88 | -$1.81 |
| DILUTED LOSS PER SHARE | -$0.88 | -$1.81 |
| BASIC WEIGHTED AVERAGE SHARES | 3.6M shares | 2.2M shares |
| DILUTED WEIGHTED AVERAGE SHARES | 3.6M shares | 2.2M shares |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 3 fiscal years (annual) or 3 quarters (quarterly), latest first.4
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Cash and Cash Equivalents | 1.4M TWD | 1.0M TWD | |
| Restricted Cash | $63.7K | $29.0K | |
| Accounts Receivable, Net | $256.7K | $1.3M | |
| Deferred Cost of Goods | $117.0K | $507.3K | |
| Inventory, Net | $236.0K | $148.1K | |
| Other Current Assets | $326.0K | $435.1K | |
| Total Current Assets | $6.2M | $5.0M | |
| PROPERTY AND EQUIPMENT, NET | $47.1K | $68.7K | |
| Right of Use Asset, Net | $148.9K | ||
| Other Assets | $76.2K | $84.4K | |
| Total Assets | $6.4M | $5.2M | |
| Accounts and Other Payables | $938.6K | $1.7M | |
| Short Term Debt | $159.5K | $427.0K | |
| Current Portion of Long-Term Debt | $127.6K | $122.0K | |
| Current Portion Lease Liability | $41.6K | ||
| Total Current Liabilities | $1.3M | $2.3M | |
| Long- Term Debt | $265.8K | $376.2K | |
| Long term Lease Liability, Net of Current Portion | $114.9K | ||
| Common Stock, $0.00001 par value; 300,000,000 shares authorized; 5,879,741 and 2,021,236 shares issued and outstanding as of December 31, 2025 and December 31, 2024, respectively | $59 | $28 | |
| Additional Paid-In Capital | $61.4M | $56.0M | |
| Accumulated Comprehensive Loss | -$249.2K | -$280.2K | |
| Accumulated Deficit | -$56.4M | -$53.2M | |
| Total Stockholders Equity | $4.8M | $2.5M | $4.6M |
| Total Liabilities and Stockholders Equity | $6.4M | $5.2M | |
| Preferred Stock, par value | $0.00 | $0.00 | |
| Preferred stock, shares authorized | 12.5M shares | 12.5M shares | |
| Common stock, par value | $0.00 | $0.00 | |
| Common stock, shares authorized | 300.0M shares | 300.0M shares | |
| Common stock, shares issued | 5.9M shares | 2.0M shares | |
| Common stock, shares outstanding | 5.9M shares | 2.0M shares |
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Cash and Cash Equivalents | 1.4M TWD | 1.0M TWD | |
| Restricted Cash | $63.7K | $29.0K | |
| Accounts Receivable, Net | $256.7K | $1.3M | |
| Deferred Cost of Goods | $117.0K | $507.3K | |
| Inventory, Net | $236.0K | $148.1K | |
| Other Current Assets | $326.0K | $435.1K | |
| Total Current Assets | $6.2M | $5.0M | |
| PROPERTY AND EQUIPMENT, NET | $47.1K | $68.7K | |
| Right of Use Asset, Net | $148.9K | ||
| Other Assets | $76.2K | $84.4K | |
| Total Assets | $6.4M | $5.2M | |
| Accounts and Other Payables | $938.6K | $1.7M | |
| Short Term Debt | $159.5K | $427.0K | |
| Current Portion of Long-Term Debt | $127.6K | $122.0K | |
| Current Portion Lease Liability | $41.6K | ||
| Total Current Liabilities | $1.3M | $2.3M | |
| Long- Term Debt | $265.8K | $376.2K | |
| Long term Lease Liability, Net of Current Portion | $114.9K | ||
| Common Stock, $0.00001 par value; 300,000,000 shares authorized; 5,879,741 and 2,021,236 shares issued and outstanding as of December 31, 2025 and December 31, 2024, respectively | $59 | $28 | |
| Additional Paid-In Capital | $61.4M | $56.0M | |
| Accumulated Comprehensive Loss | -$249.2K | -$280.2K | |
| Accumulated Deficit | -$56.4M | -$53.2M | |
| Total Stockholders Equity | $4.8M | $2.5M | $4.6M |
| Total Liabilities and Stockholders Equity | $6.4M | $5.2M | |
| Preferred Stock, par value | $0.00 | $0.00 | |
| Preferred stock, shares authorized | 12.5M shares | 12.5M shares | |
| Common stock, par value | $0.00 | $0.00 | |
| Common stock, shares authorized | 300.0M shares | 300.0M shares | |
| Common stock, shares issued | 5.9M shares | 2.0M shares | |
| Common stock, shares outstanding | 5.9M shares | 2.0M shares |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 2 fiscal years, latest first.4
| Period ending | 2025-12-31 | 2024-12-31 |
|---|---|---|
| Net Loss | -$3.2M | -$4.0M |
| Depreciation and Amortization | $21.6K | $31.8K |
| Stock Option Compensation | $376.0K | $122.6K |
| Common Stock issued for Services | $135.0K | $90.0K |
| Accounts Receivable | $1.0M | -$996.6K |
| Deferred Cost of Goods | $390.4K | -$507.3K |
| Right of Use Asset | $33.7K | |
| Inventory | -$87.8K | $176.4K |
| Other Current Assets | $109.0K | $528 |
| Other Assets | $8.2K | $203.7K |
| Increase (Decrease) in Accounts and Other Payables | -$810.3K | $439.9K |
| Lease Liability | -$26.1K | |
| Net Cash Used in Operating Activities | -$2.0M | -$4.4M |
| Purchase of Property and Equipment | -$2.6K | |
| Net Cash Used in Investing Activities | -$2.6K | |
| Payments on Short-Term Notes Payable/Debt | -$919.1K | -$325.0K |
| Proceeds from Short-Term Notes Payable/Debt | $651.6K | $403.2K |
| Proceeds from (Payments to) Long-Term Debt | -$104.8K | $498.2K |
| Common Stock Issued, net of (Cost of Capital) | $4.9M | $1.7M |
| Net Cash Provided by Financing Activities | $4.6M | $2.3M |
| EFFECT OF EXCHANGE RATE CHANGES ON CASH | $31.0K | -$48.0K |
| NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS | $2.6M | -$2.2M |
| Interest Paid | $25.4K | $15.3K |
| Income Tax Paid | $28.2K | $38.5K |
| Present Value of Right of Use Asset and Lease Obligations on New Lease | $182.7K |
No quarter-by-quarter statement was filed.
Corporate structure
Iveda Solutions, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Iveda Solutions, Inc.
- Lind Global Fund III LP Filed SCHEDULE 13G/A on Iveda Solutions, Inc., latest Aug 14, 2026 (2 filings since Feb 19, 2026)
- Iroquois Capital Management, LLC Filed SCHEDULE 13G/A on Iveda Solutions, Inc., latest May 15, 2026 (2 filings since Feb 13, 2026)
- INTRACOASTAL CAPITAL, LLC Filed SCHEDULE 13G on Iveda Solutions, Inc., latest Feb 13, 2026
- ARMISTICE CAPITAL, LLC Filed SCHEDULE 13G/A on Iveda Solutions, Inc., latest Feb 14, 2025 (2 filings since Nov 14, 2024)
- Iveda Solutions, Inc. Mesa, Arizona
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Iveda Solutions, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, net | $47.1K4 Dec 31, 2025 | $68.7K4 Dec 31, 2024 | −31.4% |
| Operating-lease assets (leased space) | $148.9K4 Dec 31, 2025 |
Investments
Inventory
Properties, in its own words
We currently rent for our principal executive offices approximately 3,000 square feet until February 2030 for approximately $4,500 per month. In February 2025 we renewed our lease for an additional five years under similar terms and conditions. We believe that our current office space is adequate for the foreseeable future.
Iveda Taiwan leases its principal executive offices in Taiwan, comprised of three suites totaling approximately 4,567 square feet. Iveda Taiwan pays an aggregate of approximately $3,272 per month under the terms of the three leases, which expire on June 30, 2026, September 15, 2026 and September 11, 2026.
Item 2 of the 10-K filed Mar 31, 2026.3
Leadership
Who has led Iveda Solutions, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
Chair
Chief financial officer
Chief operating officer
- Chief executive officerDavid Ly Oct 26, 2009 to now12
- ChairDavid Ly Jan 5, 2015 to Jan 3, 201713
- PresidentChi-Kuang Sid Sung Sep 27, 2021 to Nov 7, 202314
- PresidentRobert J. Brilon Feb 12, 2014 to Jan 3, 201715
- PresidentDavid Ly Oct 26, 2009 to Jan 3, 201412
- PresidentIan Quinn Dec 4, 2008 to Oct 20, 200916
- Chief financial officerBrian Lee Duling Sep 5, 2012 to Sep 5, 201217
- Chief financial officerSteven G. Wollach Jul 27, 2010 to Jul 27, 201018
- Chief financial officerRobert J. Brilon Oct 26, 2009 to Jul 27, 201019
- Chief operating officerLuz Berg Oct 26, 2009 to Oct 4, 202220
Board members and other officers (17)
- Chief Technology OfficerGregory Omi Sep 27, 2021 to Nov 7, 202321
- OfficerLuz Berg Jan 5, 2015 to Jan 3, 202222
- OfficerAlex Kuo May 12, 2011 to Jan 5, 201523
- ControllerLynne Phillis Aug 4, 2011 to Aug 5, 201124
- SVP of Global Sales & SupportRichard Casper Gibson Oct 31, 2011 to Oct 31, 201125
- SecretaryKevin Liggins Dec 4, 2008 to Oct 20, 200926
- Board memberLuz Berg Jan 3, 2014 to Jan 3, 201427
- Board memberAlex Kuo Nov 9, 2011 to Jan 3, 201728
- Board memberRobert Gillen Nov 9, 2011 to now29
- Board memberAlejandro Franco Nov 15, 2011 to now30
- Board memberJames D. Staudohar Feb 9, 2010 to Jan 13, 201531
- Board memberJoe Farnsworth Feb 9, 2010 to now32
- Board memberDavid Ly Oct 26, 2009 to now12
- Board memberGregory Omi Oct 26, 2009 to Jan 3, 201733
- Board memberJody Bisson Oct 26, 2009 to Oct 26, 200934
- Board memberIan Quinn Dec 4, 2008 to Oct 20, 200916
- Board memberKevin Liggins Dec 4, 2008 to Oct 20, 200926
Named in SEC Form D filings
People the company listed in its private-offering notices.
- Executive OfficerSid Chi Kuang Sung named Aug 19, 202235
Former names
Timeline
- Sep 9, 20268-K Listing notice or transfer36
- Mar 6, 20268-K Listing notice or transfer37
- Feb 13, 20268-K Entered a material agreement; Other events38
- Dec 10, 20258-K Shareholder vote39
- Nov 25, 20258-K Listing notice or transfer40
- Aug 29, 20258-K Shareholder vote41
- Jul 30, 20258-K Other events42
- Jun 6, 20258-K Shareholder vote; Other events43
- May 30, 20258-K Listing notice or transfer44
- Apr 15, 20258-K Earlier financial statements no longer reliable45
- Mar 7, 20258-K Shareholder vote; Other events46
- Mar 5, 20258-K Entered a material agreement47
- Oct 26, 2009New chief executive David Ly becomes CEO12
Calendar
Coming up
- Nov 13, 2026Reports results for the quarter ending Sep/202648
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
192 filings to the SEC since October 2021: 6 annual reports, 15 quarterly reports, 28 major events, 50 insider forms, 7 large holders, 1 private raises, 85 other. The latest 20:
- Sep 9, 20268-K EDGAR
- Aug 14, 202610-Q EDGAR
- Aug 14, 2026SCHEDULE 13G/A EDGAR
- May 15, 202610-Q EDGAR
- May 15, 2026SCHEDULE 13G/A EDGAR
- Apr 2, 2026424B3 EDGAR
- Apr 2, 2026424B3 EDGAR
- Apr 2, 2026424B3 EDGAR
- Mar 31, 202610-K EDGAR
- Mar 6, 20268-K EDGAR
- Feb 25, 20264 EDGAR
- Feb 25, 20264 EDGAR
- Feb 25, 20264 EDGAR
- Feb 25, 20264 EDGAR
- Feb 25, 20264 EDGAR
- Feb 19, 2026SCHEDULE 13G EDGAR
- Feb 13, 20268-K EDGAR
- Feb 13, 2026SCHEDULE 13G EDGAR
- Feb 13, 2026SCHEDULE 13G EDGAR
- Feb 11, 2026424B4 EDGAR
The 192 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
1 open-market trades by officers, directors and large owners since October 2021: 1 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Dec 22, 2022 | Farnsworth JoeDirector | Buy | 4,200 | $0.60 | $2.5K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Lind Global Fund III LPSCHEDULE 13G/A, 2 filings Feb 19, 2026 to Aug 14, 202649
- Iroquois Capital Management, LLCSCHEDULE 13G/A, 2 filings Feb 13, 2026 to May 15, 202650
- INTRACOASTAL CAPITAL, LLCSCHEDULE 13G, 1 filing Feb 13, 202651
- ARMISTICE CAPITAL, LLCSCHEDULE 13G/A, 2 filings Nov 14, 2024 to Feb 14, 202552
Executive pay
What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.
| Year | Executive | Age | Salary | Total pay |
|---|---|---|---|---|
| 2024 | David Ly | 49 | $190.0K | $225.0K53 |
| 2024 | Robert J. Brilon | 65 | $180.0K | $198.4K53 |
| 2023 | Chairman and Chief Executive Officer | $190.0K | $225.8K53 | |
| 2023 | Chief Financial OfficerTreasurer and Corporate Secretary | $180.0K | $200.4K53 | |
| 2023 | Former President | $150.0K | $152.1K53 | |
| 2023 | Chief Technology Officer | $2.1K53 |
Funding
Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.
- Private raises (Form D) $5.0M
Figures by year
| Year | Private raises (Form D) | Total |
|---|---|---|
| 2022 | $5.0M | $5.0M |
Private raises
Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Citadel Advisors LLC | 334,345 | $109.5K | 0.0% | +177,184 |
| Jane Street Group, LLC | 254,916 | $83.5K | 0.0% | +232,460 |
| Geode Capital Management, LLC | 77,675 | $25.4K | 0.0% | −195,521 |
| Vanguard Fiduciary Trust Co | 51,440 | $16.8K | 0.0% | No change |
| StoneX Group Inc. | 35,932 | $11.1K | 0.0% | +23,506 |
| Vanguard Capital Management LLC | 31,388 | $10.3K | 0.0% | No change |
| Northern Trust Corp | 28,450 | $9.3K | 0.0% | +10,948 |
| Tower Research Capital LLC (TRC) | 2,372 | $777 | 0.0% | −1 |
| Hrt Financial LP | 215,554 | $70 | 0.0% | New |
| Jpmorgan Chase & Co | 125 | $42 | 0.0% | No change |
| Virtu Financial LLC | 23,464 | $8 | 0.0% | +5,028 |
| SBI Securities Co., Ltd. | 18 | $6 | 0.0% | New |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How Iveda Solutions, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARIveda Solutions, Inc.1
- CIK0001397183
- Employer ID (EIN)20-22222033
- Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; a shell company3
- Incorporated inDelaware3
- Fiscal year endsDecember 311
- Industry code (SIC)7372 Services-Prepackaged Software1
- SEC reviewing officeOffice of Technology, Division of Corporation Finance1
- Business address1744 S. Val Vista Drive, Ste. 213, Mesa, AZ 852041
- Phone480 338-15761
- Shares outstanding12,519,027 as of Aug 10, 202610
- Public float$9.5M as of Sep 30, 20253
- AuditorWeinberg & Company, P.A., Los Angeles, California PCAOB ID 5723
- On EDGAR sinceApr 20, 20071
- Filings505 in all: 4 (150), 8-K (70), 424B3 (43), 10-Q (41), CORRESP (24), UPLOAD (23), 3 (21), 10-K (14)1
All 50 form types
DEF 14A (10), EFFECT (7), NT 10-Q (7), 8-K/A (6), D (6), S-1/A (6), SC 13D (5), 10-K/A (4), S-1 (4), S-8 (4), SC 13D/A (4), SC 13G (4), 10-12G/A (3), 10QSB (3), PRER14C (3), SC 13G/A (3), SCHEDULE 13G (3), SCHEDULE 13G/A (3), 10-Q/A (2), 10QSB/A (2), 4/A (2), 424B4 (2), 424B5 (2), DEFA14A (2), NT 10-K (2), PRE 14A (2), S-3 (2), S-4/A (2), 10-12G (1), 144 (1), 15-12G (1), 424B8 (1), 8-A12B (1), 8-A12G (1), CERT (1), DRS (1), PRE 14C (1), S-3/A (1), S-4 (1), SB-2 (1), SC 14F1 (1), SEC STAFF ACTION (1)
- Latest filingsAnnual report (10-K) Mar 31, 2026
Quarterly report (10-Q) Aug 14, 2026
Proxy statement (DEF 14A) Oct 8, 2025
Latest 8-K (8-K) Sep 9, 2026
Risk factors and legal proceedings
The risks Iveda Solutions, Inc. names in Item 1A of its 10-K filed Mar 31, 2026: 40 risks under these headings, as written.3
- Risks Related to Our Company and Business
- We Have Incurred Significant Net Losses Since Our Inception And May Not Be Able To Achieve Or Maintain Profitability On An Annual Basis In The Future.
- We Depend On Certain Key Personnel.
- Demand For Our Products May Be Lower Than We Anticipate.
- We Believe Industry Trends Support Our Open Source Systems, But If Trends Reverse We May Experience Decreased Demand.
- A Relatively Small Number of Key Customers Account For A Significant Portion Of Our Revenue.
- We Rely on Iveda Taiwan, Our Taiwan Subsidiary, For A Significant Portion of Our Revenue.
- Rapid Growth May Strain Our Resources.
- We Depend on Third Party Manufacturers and Suppliers for the Products We Sell.
- We Operate in a Highly Competitive Industry and Our Failure to Compete Effectively May Adversely Affect Our Ability to Generate Revenue.
- If Our Information Security Measures Are Breached and Unauthorized Access Is Obtained, Existing and Potential Service Providers May Not Perceive Our Software and Services As Being Secure And May Terminate Their Licensing Agreements or Fail to Order Additional Products And Services.
- Our Property and Business Interruption Insurance Coverage Is Limited and May Not Compensate Us Fully for Losses That May Occur As a Result of a Disruption to Our Business.
The other 29 risks
- The Timing of Our Revenue Can Vary Depending on How Long Customers Take to Evaluate Our Platform.
- We Are Subject to Certain Risks Inherent in Managing and Operating Businesses in Taiwan.
- Because the majority of the Company’s revenues come from our Iveda Taiwan subsidiary, which is located in Taiwan, the Company is subject to the risks of doing business in Taiwan, including periodic foreign economic downturns and political instability, which may adversely affect the Company’s revenue and cost of doing business in Taiwan.
- Recent Geopolitical issues, conflicts and other global events could adversely affect our results of operations and financial condition.
- We face risks associated with increased political uncertainty.
- Our supply chain may be disrupted by changes in U.S. trade policy.
- Our business activities may be subject to the U.S. Foreign Corrupt Practices Act, or the FCPA, and similar anti-bribery and anti-corruption laws of other countries in which we operate, as well as U.S. and certain foreign export controls, trade sanctions, and import laws and regulations. Compliance with these legal requirements could limit our ability to compete in foreign markets and subject us to liability if we violate them.
- We Rely On Service Providers To Distribute Our Products To Customers.
- We have acquired, and may in the future acquire, assets, businesses and technologies as part of our business strategy. If we acquire companies or technologies in the future, they could prove difficult to integrate, disrupt our business, dilute stockholder value, and adversely affect our operating results and the value of our common stock.
- Any acquisitions we make could disrupt our business and seriously harm our financial condition.
- Our Ability To Use Our Net Operating Loss Carryforwards And Certain Other Tax Attributes May Be Limited, Which Could Potentially Result In Increased Tax Liabilities To Us In The Future.
- Risks Related to Our Intellectual Property
- We Could Incur Substantial Costs Defending Against Claims That Our Products Infringe On The Proprietary Rights Of Others.
- We Depend On Our Intellectual Property.
- We Could Incur Substantial Costs Defending Our Intellectual Property From Infringement By Others.
- Risk Related to Ownership of Our Securities
- We May Not Be Able to Access The Equity or Credit Markets.
- Future Sales of Our Common Stock in The Public Market By Our Existing Stockholders, or the Perception That Such Sales Might Occur, Could Depress the Market Price of Our Common Stock.
- Future Sales and Issuances of Our Common Stock or Rights to Purchase Common Stock By Us, Including Pursuant to Acquisitions, Investments, Financings or Our Equity Incentive Plans, Could Result in Additional Dilution of Percentage Ownership of Our Stockholders And Could Cause Our Stock Price to Fall.
- There Is a Limited Market for Our Common Stock.
- Our Reporting Obligations as a Public Company are Costly.
- Future Changes in Financial Accounting Standards or Practices May Cause Adverse Unexpected Financial Reporting Fluctuations and Affect Reported Results of Operations.
- If we fail to maintain an effective system of internal controls over financial reporting, we may not be able to accurately report our financial results or prevent fraud and our business may be harmed and our stock price may be adversely impacted.
- Our financial controls and procedures may not be sufficient to ensure timely and reliable reporting of financial information, which, as a public company, could materially harm our stock price.
- We Do Not Intend To Pay Dividends On Our Common Stock So Any Returns Will Be Limited To The Value Of Our Stock.
- Our common stock is subject to price volatility unrelated to our operations.
- A decline in the price of our common stock could affect our ability to raise working capital and adversely impact our ability to continue operations.
- If we are not able to comply with the applicable continued listing requirements or standards of the Nasdaq Capital Market, Nasdaq could delist our securities.
- Techniques employed by short sellers may drive down the market price of the common stock.
- If securities or industry analysts do not publish research or publish inaccurate or unfavorable research about our business, the market price for the common stock and trading volume could decline.
- Our articles of incorporation contain anti-takeover provisions that could materially adversely affect the rights of holders of our common stock.
- ITEM lB – UNRESOLVED STAFF COMMENTS
Legal proceedings
From time to time we may become involved in various legal proceedings that arise in the ordinary course of business, including actions related to our intellectual property. Although the outcomes of these legal proceedings cannot be predicted with certainty, we are currently not aware of any such legal proceedings or claims that we believe, either individually or in the aggregate, will have a material adverse effect on our business, financial condition, or results of operations.
The opening of Item 3, Legal Proceedings.3
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 12SEC EDGARDavid Ly, Chief executive officer
- 13SEC EDGARDavid Ly, Chair
- 14SEC EDGARChi-Kuang Sid Sung, President
- 15SEC EDGARRobert J. Brilon, President
- 16SEC EDGARIan Quinn, President
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- 20SEC EDGARLuz Berg, Chief operating officer
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- 22SEC EDGARLuz Berg, Officer
- 23SEC EDGARAlex Kuo, Officer
- 24SEC EDGARLynne Phillis, Controller
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- 26SEC EDGARKevin Liggins, Secretary
- 27SEC EDGARLuz Berg, Board member
- 28SEC EDGARAlex Kuo, Board member
- 29SEC EDGARRobert Gillen, Board member
- 30SEC EDGARAlejandro Franco, Board member
- 31SEC EDGARJames D. Staudohar, Board member
- 32SEC EDGARJoe Farnsworth, Board member
- 33SEC EDGARGregory Omi, Board member
- 34SEC EDGARJody Bisson, Board member
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- 36SEC EDGARListing notice or transfer
- 37SEC EDGARListing notice or transfer
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- 39SEC EDGARShareholder vote
- 40SEC EDGARListing notice or transfer
- 41SEC EDGARShareholder vote
- 42SEC EDGAROther events
- 43SEC EDGARShareholder vote; Other events
- 44SEC EDGARListing notice or transfer
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- 46SEC EDGARShareholder vote; Other events
- 47SEC EDGAREntered a material agreement
- 48NasdaqNasdaq calendar
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