Sign in

Private company

M&G Alternatives Investment Management Ltd

Limited company registered in the United Kingdom, active since 1986. Summary from the record

Last updated Oct 21, 2026.

Overview

  • HeadquartersLondon, United Kingdom2
  • Legal formPrivate Limited Company2
  • LEI549300ZIIULAZVZYPH612
  • StatusActive2
  • LEI statusIssued and current2
  • Registered address10 Fenchurch Avenue, EC3M 5AG London, United Kingdom2
  • Registered withCompanies House, 020599892

See how the biggest companies compare on our leaderboards

Corporate structure

M&G Alternatives Investment Management Ltd is part of a group headed by M&g Group Regulated Entity. 22 entities, 10 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of M&G Alternatives Investment Management Ltd

  • M&G Plc Owns 75% or more of M&g Group Regulated Entity Holding Company Parent Limited Company, since 11/2018 (Form ADV)

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (9 companies); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Investment adviser

M&G Alternatives Investment Management Ltd is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

  • M&G FA LIMITEDowns 75% or more, since 12/1999
  • M&G GROUP LIMITEDowns 75% or more of M&G FA LIMITED, since 12/1999
  • M&G GROUP REGULATED ENTITYowns 75% or more of M&G GROUP LIMITED, since 07/2020
  • M&G PLCowns 75% or more of M&G GROUP REGULATED ENTITY HOLDING COMPANY PARENT LIMITED COMPANY, since 11/2018

Disciplinary record

The firm answered yes to 1 of the disciplinary questions on Form ADV (Item 11). A yes can concern the firm itself or an affiliate.

  • Any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority has found the firm or an advisory affiliate to have been involved in a violation of investment-related regulations or statutes.

Each event as the firm describes it on its Disclosure Reporting Pages:

UNITED KINGDOM FINANCIAL SERVICES AUTHORITY · Oct 1, 2019 · fine $28,890,000 · final about THE PRUDENTIAL ASSURANCE

Allegations: THE FCA'S ENFORCEMENT DIVISION HAS CONCLUDED THAT, BETWEEN 1 JULY 2008 AND 30 SEPTEMBER 2017, PRUDENTIAL FAILED TO TAKE REASONABLE CARE IN RELATION TO NON-ADVISED SALES OF ANNUITIES TO EXISTING CUSTOMERS WHO WERE APPROACHING RETIREMENT AND WHO MAY HAVE BEEN ELIGIBLE FOR A BETTER ANNUITY RATE ON THE OPEN MARKET THAN THE ONE THEY GOT FROM PRUDENTIAL ASSURANCE COMPANY. THE FCA FOUND THAT PRUDENTIAL ASSURANCE COMPANY HAD FAILED TO TAKE REASONABLE CARE TO ORGANISE AND CONTROL ITS AFFAIRS RESPONSIBLY AND EFFECTIVELY, THUS FAILING TO TREAT CUSTOMERS FAIRLY. IT ALSO FOUND THAT THE CALL DOCUMENTATION AND INCENTIVES PROVIDED TO FRONT-LINE SALES STAFF INCREASED THE RISK OF CUSTOMER DETRIMENT.

Sanction: Civil and Administrative Penalt(ies) /Fine(s)

How it ended: Consent

Summary: FCA ENFORCEMENT HAVE COMPLETED THEIR INVESTIGATION AND PUBLISHED THEIR FINDINGS ON 30 SEPTEMBER 2019. £23.9M FINE, INC 30% DISCOUNT FOR EARLY SETTLEMENT, TO BE PAID BY 14 OCTOBER 2019.

Resolved: Sep 30, 2019

Another 1 record concern M&G INVESTMENT (1), which reports the details on its own Form ADV.

Timeline

  1. Sep 30, 1986Founded M&G Alternatives Investment Management Ltd is founded2

Stakes it holds

M&G Alternatives Investment Management Ltd has told the SEC it owns more than 5% of 9 companies, latest first (Schedules 13D and 13G).

Sources

The numbers on this page point here. Each one links to the record it came from.

  1. 1
  2. 2
  3. 3
  4. 4
  5. 5
  6. 6
  7. 7
  8. 8
  9. 9
  10. 10
  11. 11
  12. 12