Private company

Responsability investments

Logo: responsability.com4

Swiss financial services company

Responsability Investments AG, stylised as responsAbility, is a private Swiss enterprise, founded in 2003 and headquartered in Zürich. The company invests in private markets across emerging economies with the goal of achieving financial returns while delivering measurable social and environmental impact.2 Wikipedia text CC BY-SA 4.0

Last updated Oct 21, 2026.

Overview

2003Founded1
  • Industrywealth management1
  • HeadquartersZurich1
  • Websitewww.responsability.com
  • Legal formAktiengesellschaft1
  • LEI5493009U9WGUNLD671753
  • StatusActive3
  • LEI statusIssued and current3
  • Registered addressZOLLSTRASSE 17, 8005 Zürich, Switzerland3
  • Registered withMinistry of Justice, CHE-110.061.2973

Responsability Investments AG, stylised as responsAbility, is a private Swiss enterprise, founded in 2003 and headquartered in Zürich. The company invests in private markets across emerging economies with the goal of achieving financial returns while delivering measurable social and environmental impact.2

Corporate structure

Responsability investments is part of a group headed by M&G Plc. 21 entities, 5 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

  • M&G Plc London, United Kingdom
    • M&G FA LIMITED London, United Kingdom
      • Responsability investments Zürich, Switzerland
      • M&G Alternatives Investment Management Ltd Subsidiary · London, United Kingdom
        • Infracapital Greenfield Partners II (Euro) SCSp Fund · London, United Kingdom
        • Infracapital Greenfield Partners II (Sterling) SCSp Fund · London, United Kingdom
        • Infracapital Partners III (EURO) SCSp Fund · London, United Kingdom
        • INFRACAPITAL PARTNERS III (STERLING) SCSp Fund · London, United Kingdom
      • M&G INVESTMENT MANAGEMENT LTD Subsidiary
      • M&G European Living Property Fund SCSP, SICAV-RAIF Fund · London, United Kingdom
    • Novos Wind Oy Subsidiary · 100% · Helsinki, Finland
    • GIGACLEAR LIMITED Subsidiary · Abingdon, United Kingdom
    • Investment Funds Direct Group Limited Subsidiary · London, United Kingdom
    • INVESTMENT FUNDS DIRECT HOLDINGS LIMITED Subsidiary · London, United Kingdom
    • M&G GLOBAL SERVICES PRIVATE LIMITED Subsidiary · Mumbai, India
    • MANDG INVESTMENTS UNIT TRUSTS (NAMIBIA) LIMITED Subsidiary · Windhoek, Namibia
      • M&G NAMIBIAN BALANCED FUND Fund · Windhoek, Namibia
      • M&G NAMIBIAN ENHANCED INCOME FUND Fund · Windhoek, Namibia
      • M&G NAMIBIAN INFLATION PLUS FUND Fund · Windhoek, Namibia

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Investment adviser

Responsability investments is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

  • M&G FA LIMITEDowns 75% or more, since 05/2022
  • M&G GROUP LIMITEDowns 75% or more of M&G FA LIMITED, since 05/2022
  • M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITEDowns 75% or more of M&G GROUP LIMITED, since 05/2022
  • M&G PLCowns 75% or more of M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED, since 05/2022

Disciplinary record

The firm answered yes to 1 of the disciplinary questions on Form ADV (Item 11). A yes can concern the firm itself or an affiliate.

  • Any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority has found the firm or an advisory affiliate to have been involved in a violation of investment-related regulations or statutes.

Each event as the firm describes it on its Disclosure Reporting Pages:

UNITED KINGDOM FINANCIAL SERVICES AUTHORITY · Oct 1, 2019 · fine $28,890,000 · final about THE PRUDENTIAL ASSURANCE

Allegations: THE FCA'S ENFORCEMENT DIVISION HAS CONCLUDED THAT,BETWEEN 1 JULY2008 AND 30 SEPTEMBER 2017,PRUDENTIAL FAILED TO TAKE REASONABLE CARE IN RELATION TO NON-ADVISED SALES OF ANNUITIES TO EXISTING CUSTOMERSWHO WERE APPROACHING RETIREMENT AND WHO MAY HAVE BEEN ELIGIBLE FOR A BETTERANNUITY RATE ON THE OPEN MARKET THAN THE ONE THEY GOT FROM PRUDENTIAL ASSURANCE COMPANY. THE FCA FOUND THAT PRUDENTIAL ASSURANCE COMPANYHAD FAILED TO TAKE REASONABLE CARE TOORGANISE AND CONTROL ITS AFFAIRS RESPONSIBLY AND EFFECTIVELY, THUS FAILING TO TREAT CUSTOMERS FAIRLY. IT ALSO FOUND THAT THE CALL DOCUMENTATION AND INCENTIVES PROVIDED TO FRONT- LINE SALES STAFF INCREASED THE RISK OF CUSTOMER DETRIMENT.

Sanction: Civil and Administrative Penalt(ies) /Fine(s)

How it ended: Consent

Summary: FCA ENFORCEMENT HAVE COMPLETED THEIR INVESTIGATION AND PUBLISHED THEIR FINDINGS ON 30 SEPTEMBER 2019. £23.9M FINE, INC 30% DISCOUNT FOR EARLY SETTLEMENT, TO BE PAID BY 14 OCTOBER 2019. No Information Filed

Resolved: Sep 30, 2019

Another 1 record concern M&G INVESTMENT (1), which reports the details on its own Form ADV.

Subsidiaries and ownership

Parent company (GLEIF)

Ultimate parent

Subsidiaries (GLEIF)

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Timeline

  1. Oct 30, 2023Parent Directly consolidated by M&G FA LIMITED3
  2. 2003Founded Founded1