UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Overview

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Corporate structure

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC sits at the top of its group. 13 entities, 2 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (12 companies). Each entity in the chart links to its source.

Filings

28 filings to the SEC since October 2021: 28 other. The latest 20:

1. Sep 17, 202640-APP EDGAR
2. Aug 28, 2026N-PX EDGAR
3. Aug 13, 202613F-HR EDGAR
4. May 13, 202613F-HR EDGAR
5. Feb 13, 202613F-HR EDGAR
6. Nov 14, 202513F-HR EDGAR
7. Aug 29, 2025N-PX EDGAR
8. Aug 14, 202513F-HR EDGAR
9. May 19, 202513F-HR EDGAR
10. May 6, 2025APP NTC EDGAR
11. Feb 14, 202513F-HR EDGAR
12. Nov 14, 202413F-HR EDGAR
13. Sep 3, 2024N-PX EDGAR
14. Aug 14, 202413F-HR EDGAR
15. May 15, 202413F-HR EDGAR
16. Feb 14, 202413F-HR EDGAR
17. Nov 13, 202313F-HR EDGAR
18. Aug 11, 202313F-HR EDGAR
19. Jun 23, 202340-APP/A EDGAR
20. May 15, 202313F-HR EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC has told the SEC it owns more than 5% of 12 companies, latest first (Schedules 13D and 13G).

• Onterris, Inc.SCHEDULE 13G/A Feb 14, 2022 to Oct 24, 2025²
• Amrize LtdSCHEDULE 13G Aug 11, 2025³
• Molecular PartnersSCHEDULE 13G Jul 17, 2025⁴
• NovartisSCHEDULE 13G Jul 17, 2025⁵
• Sunrise Communications AGSCHEDULE 13G Jul 17, 2025⁶
• CloroxSCHEDULE 13G/A Jan 24, 2025 to Apr 25, 2025⁷
• LyftSCHEDULE 13G/A Feb 13, 2024 to Jan 24, 2025⁸
• SLM CorpSCHEDULE 13G/A Feb 13, 2023 to Oct 4, 2024⁹
• AlconSC 13G Feb 13, 2024¹⁰
• LogitechSC 13G Feb 13, 2024¹¹
• Prelude Therapeutics IncSC 13G/A Feb 13, 2023 to Feb 13, 2024¹²
• Carnival UK Ltd.SC 13G/A Feb 14, 2022¹³